UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22559
First Trust Exchange-Traded Fund IV
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: October 31
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Date of reporting period: July 1, 2017 - June 30, 2018
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
============= First Trust North American Energy Infrastructure Fund ============
National Grid plc
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Ticker NG.
Primary CUSIP G6375K151
Meeting Date 31-Jul-17
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Accept Financial Statements and Statutory For No
Reports
Management Approve Final Dividend For No
Management Re-elect Sir Peter Gershon as Director For No
Management Re-elect John Pettigrew as Director For No
Management Re-elect Andrew Bonfield as Director For No
Management Re-elect Dean Seavers as Director For No
Management Re-elect Nicola Shaw as Director For No
Management Re-elect Nora Brownell as Director For No
Management Re-elect Jonathan Dawson as Director For No
Management Elect Pierre Dufour as Director For No
Management Re-elect Therese Esperdy as Director For No
Management Re-elect Paul Golby as Director For No
Management Re-elect Mark Williamson as Director For No
Management Appoint Deloitte LLP as Auditors For No
Management Authorise Board to Fix Remuneration of For No
Auditors
Management Approve Remuneration Policy For No
Management Approve Remuneration Report For No
Management Authorise EU Political Donations and For No
Expenditure
Management Authorise Issue of Equity with Pre-emptive For No
Rights
Management Authorise Issue of Equity without Pre-emptive For No
Rights
Management Authorise Issue of Equity without Pre-emptive For No
Rights in Connection with an Acquisition or
Other Capital Investment
Management Authorise Market Purchase of Ordinary Shares For No
Management Authorise the Company to Call General Meeting For No
with Two Weeks' Notice
NextEra Energy Partners, LP
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Ticker NEP
Primary CUSIP 65341B106
Meeting Date 21-Dec-17
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Susan D. Austin For No
Management Elect Director Peter H. Kind For No
Management Elect Director James L. Robo For No
Management Elect Director James N. Suciu For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive Against Yes
Officers' Compensation
Management Advisory Vote on Say on Pay Frequency One Year Yes
New Jersey Resources Corporation
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Ticker NJR
Primary CUSIP 646025106
Meeting Date 24-Jan-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Maureen A. Borkowski For No
Management Elect Director Thomas C. O'Connor For No
Management Elect Director Donald L. Correll For No
Management Elect Director M. William Howard For No
Management Elect Director J. Terry Strange For No
Management Elect Director George R. Zoffinger For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
UGI Corporation
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Ticker UGI
Primary CUSIP 902681105
Meeting Date 25-Jan-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director M. Shawn Bort For No
Management Elect Director Theodore A. Dosch For No
Management Elect Director Richard W. Gochnauer For No
Management Elect Director Frank S. Hermance For No
Management Elect Director Anne Pol For No
Management Elect Director Marvin O. Schlanger For No
Management Elect Director James B. Stallings, Jr. For No
Management Elect Director John L. Walsh For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Ernst & Young LLP as Auditors For No
- 1 -
Atmos Energy Corporation
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Ticker ATO
Primary CUSIP 049560105
Meeting Date 07-Feb-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Robert W. Best For No
Management Elect Director Kim R. Cocklin For No
Management Elect Director Kelly H. Compton For No
Management Elect Director Richard W. Douglas For No
Management Elect Director Ruben E. Esquivel For No
Management Elect Director Rafael G. Garza For No
Management Elect Director Richard K. Gordon For No
Management Elect Director Robert C. Grable For No
Management Elect Director Michael E. Haefner For No
Management Elect Director Nancy K. Quinn For No
Management Elect Director Richard A. Sampson For No
Management Elect Director Stephen R. Springer For No
Management Elect Director Richard Ware, II For No
Management Ratify Ernst & Young LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Public Service Enterprise Group Incorporated
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Ticker PEG
Primary CUSIP 744573106
Meeting Date 17-Apr-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Willie A. Deese For No
Management Elect Director William V. Hickey For No
Management Elect Director Ralph Izzo For No
Management Elect Director Shirley Ann Jackson For No
Management Elect Director David Lilley For No
Management Elect Director Barry H. Ostrowsky For No
Management Elect Director Thomas A. Renyi For No
Management Elect Director Hak Cheol (H.C.) Shin For No
Management Elect Director Richard J. Swift For No
Management Elect Director Susan Tomasky For No
Management Elect Director Alfred W. Zollar For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
American Electric Power Company, Inc.
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Ticker AEP
Primary CUSIP 025537101
Meeting Date 24-Apr-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Nicholas K. Akins For No
Management Elect Director David J. Anderson For No
Management Elect Director J. Barnie Beasley, Jr. For No
Management Elect Director Ralph D. Crosby, Jr. For No
Management Elect Director Linda A. Goodspeed For No
Management Elect Director Thomas E. Hoaglin For No
Management Elect Director Sandra Beach Lin For No
Management Elect Director Richard C. Notebaert For No
Management Elect Director Lionel L. Nowell, III For No
Management Elect Director Stephen S. Rasmussen For No
Management Elect Director Oliver G. Richard, III For No
Management Elect Director Sara Martinez Tucker For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Edison International
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Ticker EIX
Primary CUSIP 281020107
Meeting Date 26-Apr-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Michael C. Camunez For No
Management Elect Director Vanessa C.L. Chang For No
Management Elect Director James T. Morris For No
Management Elect Director Timothy T. O'Toole For No
Management Elect Director Pedro J. Pizarro For No
Management Elect Director Linda G. Stuntz For No
Management Elect Director William P. Sullivan For No
Management Elect Director Ellen O. Tauscher For No
Management Elect Director Peter J. Taylor For No
Management Elect Director Brett White For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Share Holder Amend Proxy Access Right For Yes
- 2 -
Magellan Midstream Partners, L.P.
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Ticker MMP
Primary CUSIP 559080106
Meeting Date 26-Apr-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Robert G. Croyle For No
Management Elect Director Stacy P. Methvin For No
Management Elect Director Barry R. Pearl For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Ernst & Young, LLP as Auditors For No
TransCanada Corporation
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Ticker TRP
Primary CUSIP 89353D107
Meeting Date 27-Apr-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Kevin E. Benson For No
Management Elect Director Stephan Cretier For No
Management Elect Director Russell K. Girling For No
Management Elect Director S. Barry Jackson For No
Management Elect Director John E. Lowe For No
Management Elect Director Paula Rosput Reynolds For No
Management Elect Director Mary Pat Salomone For No
Management Elect Director Indira V. Samarasekera For No
Management Elect Director D. Michael G. Stewart For No
Management Elect Director Siim A. Vanaselja For No
Management Elect Director Thierry Vandal For No
Management Approve KPMG LLP as Auditors and Authorize For No
Board to Fix Their Remuneration
Management Advisory Vote on Executive Compensation For No
Approach
Share Holder SP 1: Report on Climate Change For No
Exelon Corporation
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Ticker EXC
Primary CUSIP 30161N101
Meeting Date 01-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Anthony K. Anderson For No
Management Elect Director Ann C. Berzin For No
Management Elect Director Christopher M. Crane For No
Management Elect Director Yves C. de Balmann For No
Management Elect Director Nicholas DeBenedictis For No
Management Elect Director Linda P. Jojo For No
Management Elect Director Paul L. Joskow For No
Management Elect Director Robert J. Lawless For No
Management Elect Director Richard W. Mies For No
Management Elect Director John W. Rogers, Jr. For No
Management Elect Director Mayo A. Shattuck, III For No
Management Elect Director Stephen D. Steinour For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Eversource Energy
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Ticker ES
Primary CUSIP 30040W108
Meeting Date 02-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Cotton M. Cleveland For No
Management Elect Director Sanford Cloud, Jr. For No
Management Elect Director James S. DiStasio For No
Management Elect Director Francis A. Doyle For No
Management Elect Director James J. Judge For No
Management Elect Director John Y. Kim For No
Management Elect Director Kenneth R. Leibler For No
Management Elect Director William C. Van Faasen For No
Management Elect Director Frederica M. Williams For No
Management Elect Director Dennis R. Wraase For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Approve Omnibus Stock Plan For No
Management Ratify Deloitte & Touche LLP as Auditors For No
- 3 -
Duke Energy Corporation
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Ticker DUK
Primary CUSIP 26441C204
Meeting Date 03-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Michael G. Browning For No
Management Elect Director Theodore F. Craver, Jr. For No
Management Elect Director Robert M. Davis For No
Management Elect Director Daniel R. DiMicco For No
Management Elect Director John H. Forsgren For No
Management Elect Director Lynn J. Good For No
Management Elect Director John T. Herron For No
Management Elect Director James B. Hyler, Jr. For No
Management Elect Director William E. Kennard For No
Management Elect Director E. Marie McKee For No
Management Elect Director Charles W. Moorman, IV For No
Management Elect Director Carlos A. Saladrigas For No
Management Elect Director Thomas E. Skains For No
Management Elect Director William E. Webster, Jr. For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Eliminate Supermajority Vote Requirement For No
Share Holder Report on Benefits of Lobbying For Yes
Fortis Inc.
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Ticker FTS
Primary CUSIP 349553107
Meeting Date 03-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Tracey C. Ball For No
Management Elect Director Pierre J. Blouin For No
Management Elect Director Paul J. Bonavia For No
Management Elect Director Lawrence T. Borgard For No
Management Elect Director Maura J. Clark For No
Management Elect Director Margarita K. Dilley For No
Management Elect Director Julie A. Dobson For No
Management Elect Director Ida J. Goodreau For No
Management Elect Director Douglas J. Haughey For No
Management Elect Director Barry V. Perry For No
Management Elect Director Joseph L. Welch For No
Management Elect Director Jo Mark Zurel For No
Management Approve Deloitte LLP as Auditors and For No
Authorize Board to Fix Their Remuneration
Management Advisory Vote on Executive Compensation For No
Approach
WEC Energy Group, Inc.
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Ticker WEC
Primary CUSIP 92939U106
Meeting Date 03-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director John F. Bergstrom For No
Management Elect Director Barbara L. Bowles For No
Management Elect Director William J. Brodsky For No
Management Elect Director Albert J. Budney, Jr. For No
Management Elect Director Patricia W. Chadwick For No
Management Elect Director Curt S. Culver For No
Management Elect Director Danny L. Cunningham For No
Management Elect Director William M. Farrow, III For No
Management Elect Director Thomas J. Fischer For No
Management Elect Director Gale E. Klappa For No
Management Elect Director Henry W. Knueppel For No
Management Elect Director Allen L. Leverett For No
Management Elect Director Ulice Payne, Jr. For No
Management Elect Director Mary Ellen Stanek For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
CMS Energy Corporation
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Ticker CMS
Primary CUSIP 125896100
Meeting Date 04-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Jon E. Barfield For No
Management Elect Director Deborah H. Butler For No
Management Elect Director Kurt L. Darrow For No
Management Elect Director Stephen E. Ewing For No
Management Elect Director William D. Harvey For No
Management Elect Director Patricia K. Poppe For No
Management Elect Director John G. Russell For No
Management Elect Director Myrna M. Soto For No
Management Elect Director John G. Sznewajs For No
Management Elect Director Laura H. Wright For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Share Holder Report on Political Contributions For Yes
- 4 -
Inter Pipeline Ltd.
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Ticker IPL
Primary CUSIP 45833V109
Meeting Date 07-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Richard Shaw For No
Management Elect Director Christian Bayle For No
Management Elect Director Peter Cella For No
Management Elect Director Julie Dill For No
Management Elect Director David Fesyk For No
Management Elect Director Duane Keinick For No
Management Elect Director Arthur Korpach For No
Management Elect Director Alison Taylor Love For No
Management Elect Director Margaret McKenzie For No
Management Elect Director William Robertson For No
Management Elect Director Brant Sangster For No
Management Approve Ernst & Young LLP as Auditors and For No
Authorize Board to Fix Their Remuneration
Management Adopt New By-Laws For No
Management Advisory Vote on Executive Compensation For No
Approach
Keyera Corp.
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Ticker KEY
Primary CUSIP 493271100
Meeting Date 08-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Ratify Deloitte LLP as Auditors For No
Management Elect Director James V. Bertram For No
Management Elect Director Douglas J. Haughey For No
Management Elect Director Gianna Manes For No
Management Elect Director Donald J. Nelson For No
Management Elect Director Michael J. Norris For No
Management Elect Director Thomas O'Connor For No
Management Elect Director Charlene Ripley For No
Management Elect Director David G. Smith For No
Management Elect Director William R. Stedman For No
Management Elect Director Janet Woodruff For No
Management Advisory Vote on Executive Compensation For No
Approach
NiSource Inc.
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Ticker NI
Primary CUSIP 65473P105
Meeting Date 08-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Peter A. Altabef For No
Management Elect Director Eric L. Butler For No
Management Elect Director Aristides S. Candris For No
Management Elect Director Wayne S. DeVeydt For No
Management Elect Director Joseph Hamrock For No
Management Elect Director Deborah A. Henretta For No
Management Elect Director Michael E. Jesanis For No
Management Elect Director Kevin T. Kabat For No
Management Elect Director Richard L. Thompson For No
Management Elect Director Carolyn Y. Woo For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
Share Holder Provide Right to Act by Written Consent For Yes
Chesapeake Utilities Corporation
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Ticker CPK
Primary CUSIP 165303108
Meeting Date 09-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Thomas P. Hill, Jr. For No
Management Elect Director Dennis S. Hudson, III For No
Management Elect Director Calvert A. Morgan, Jr. For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Baker Tilly Virchow Krause, LLP as For No
Auditors
Enbridge Inc.
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Ticker ENB
Primary CUSIP 29250N105
Meeting Date 09-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Pamela L. Carter For No
Management Elect Director Clarence P. Cazalot, Jr. For No
Management Elect Director Marcel R. Coutu For No
Management Elect Director Gregory L. Ebel For No
Management Elect Director J. Herb England For No
Management Elect Director Charles W. Fischer For No
Management Elect Director V. Maureen Kempston Darkes For No
Management Elect Director Michael McShane For No
Management Elect Director Al Monaco For No
Management Elect Director Michael E.J. Phelps For No
Management Elect Director Dan C. Tutcher For No
Management Elect Director Catherine L. Williams For No
Management Approve PricewaterhouseCoopers LLP as For No
Auditors and Authorize Board to Fix Their
Remuneration
Management Advisory Vote on Executive Compensation For No
Approach
Management Advisory Vote on Say on Pay Frequency One Year No
- 5 -
Enbridge Income Fund Holdings Inc.
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Ticker ENF
Primary CUSIP 29251R105
Meeting Date 09-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Approve PricewaterhouseCoopers LLP as For No
Auditors and Authorize Board to Fix Their
Remuneration
Management Elect Director J. Richard Bird For No
Management Elect Director Laura A. Cillis For No
Management Elect Director Brian E. Frank For No
Management Elect Director M. George Lewis For No
Management Elect Director E.F.H. (Harry) Roberts For No
Management Elect Director John K. Whelen For No
Kinder Morgan, Inc.
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Ticker KMI
Primary CUSIP 49456B101
Meeting Date 09-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Richard D. Kinder For No
Management Elect Director Steven J. Kean For No
Management Elect Director Kimberly A. Dang For No
Management Elect Director Ted A. Gardner For No
Management Elect Director Anthony W. Hall, Jr. For No
Management Elect Director Gary L. Hultquist For No
Management Elect Director Ronald L. Kuehn, Jr. For No
Management Elect Director Deborah A. Macdonald For No
Management Elect Director Michael C. Morgan For No
Management Elect Director Arthur C. Reichstetter For No
Management Elect Director Fayez Sarofim For No
Management Elect Director C. Park Shaper For No
Management Elect Director William A. Smith For No
Management Elect Director Joel V. Staff For No
Management Elect Director Robert F. Vagt For No
Management Elect Director Perry M. Waughtal For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Advisory Vote on Say on Pay Frequency One Year Yes
Share Holder Report on Methane Emissions Management For Yes
Share Holder Report on Sustainability For Yes
Share Holder Assess Portfolio Impacts of Policies to Meet For Yes
2 Degree Scenario
Sempra Energy
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Ticker SRE
Primary CUSIP 816851109
Meeting Date 10-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Alan L. Boeckmann For No
Management Elect Director Kathleen L. Brown For No
Management Elect Director Andres Conesa For No
Management Elect Director Maria Contreras-Sweet For No
Management Elect Director Pablo A. Ferrero For No
Management Elect Director William D. Jones For No
Management Elect Director Jeffrey W. Martin For No
Management Elect Director Bethany J. Mayer For No
Management Elect Director William G. Ouchi For No
Management Elect Director Debra L. Reed For No
Management Elect Director William C. Rusnack For No
Management Elect Director Lynn Schenk For No
Management Elect Director Jack T. Taylor For No
Management Elect Director James C. Yardley For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Share Holder Amend Proxy Access Right For Yes
The Williams Companies, Inc.
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Ticker WMB
Primary CUSIP 969457100
Meeting Date 10-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Alan S. Armstrong For No
Management Elect Director Stephen W. Bergstrom For No
Management Elect Director Stephen I. Chazen For No
Management Elect Director Charles I. Cogut For No
Management Elect Director Kathleen B. Cooper For No
Management Elect Director Michael A. Creel For No
Management Elect Director Peter A. Ragauss For No
Management Elect Director Scott D. Sheffield For No
Management Elect Director Murray D. Smith For No
Management Elect Director William H. Spence For No
Management Ratify Ernst & Young LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
- 6 -
American Water Works Company, Inc.
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Ticker AWK
Primary CUSIP 030420103
Meeting Date 11-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Jeffrey N. Edwards For No
Management Elect Director Martha Clark Goss For No
Management Elect Director Veronica M. Hagen For No
Management Elect Director Julia L. Johnson For No
Management Elect Director Karl F. Kurz For No
Management Elect Director George MacKenzie For No
Management Elect Director James G. Stavridis For No
Management Elect Director Susan N. Story For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Share Holder Report on the Human Right to Water and Against No
Sanitation
Share Holder Report on Lobbying Payments and Policy For Yes
Share Holder Report on Political Contributions For Yes
Hydro One Limited
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Ticker H
Primary CUSIP 448811208
Meeting Date 15-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Ian Bourne For No
Management Elect Director Charles Brindamour For No
Management Elect Director Marcello (Marc) Caira For No
Management Elect Director Christie Clark For No
Management Elect Director George Cooke For No
Management Elect Director David F. Denison For No
Management Elect Director Margaret (Marianne) Harris For No
Management Elect Director James Hinds For No
Management Elect Director Roberta Jamieson For No
Management Elect Director Frances Lankin For No
Management Elect Director Philip S. Orsino For No
Management Elect Director Jane Peverett For No
Management Elect Director Gale Rubenstein For No
Management Elect Director Mayo Schmidt For No
Management Approve KPMG LLP as Auditors and Authorize For No
Board to Fix Their Remuneration
Management Advisory Vote on Executive Compensation For No
Approach
InfraREIT, Inc.
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Ticker HIFR
Primary CUSIP 45685L100
Meeting Date 16-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director John Gates For No
Management Elect Director Harold R. Logan, Jr. Withhold Yes
Management Ratify Ernst & Young LLP as Auditors For No
PPL Corporation
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Ticker PPL
Primary CUSIP 69351T106
Meeting Date 16-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Rodney C. Adkins For No
Management Elect Director John W. Conway For No
Management Elect Director Steven G. Elliott For No
Management Elect Director Raja Rajamannar For No
Management Elect Director Craig A. Rogerson For No
Management Elect Director William H. Spence For No
Management Elect Director Natica von Althann For No
Management Elect Director Keith H. Williamson For No
Management Elect Director Phoebe A. Wood For No
Management Elect Director Armando Zagalo de Lima For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
Xcel Energy Inc.
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Ticker XEL
Primary CUSIP 98389B100
Meeting Date 16-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Richard K. Davis For No
Management Elect Director Ben Fowke For No
Management Elect Director Richard T. O'Brien For No
Management Elect Director David K. Owens For No
Management Elect Director Christopher J. Policinski For No
Management Elect Director James T. Prokopanko For No
Management Elect Director A. Patricia Sampson For No
Management Elect Director James J. Sheppard For No
Management Elect Director David A. Westerlund For No
Management Elect Director Kim Williams For No
Management Elect Director Timothy V. Wolf For No
Management Elect Director Daniel Yohannes For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
- 7 -
Alliant Energy Corporation
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Ticker LNT
Primary CUSIP 018802108
Meeting Date 17-May-18
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VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Dean C. Oestreich For No
Management Elect Director Carol P. Sanders For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
Share Holder Report on Political Contributions For Yes
CorEnergy Infrastructure Trust, Inc.
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Ticker CORR
Primary CUSIP 21870U502
Meeting Date 17-May-18
--------------------------------------------------------------------------------
VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director David J. Schulte For No
Management Ratify Ernst & Young LLP as Auditors For No
IDACORP, Inc.
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Ticker IDA
Primary CUSIP 451107106
Meeting Date 17-May-18
--------------------------------------------------------------------------------
VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Darrel T. Anderson For No
Management Elect Director Thomas Carlile For No
Management Elect Director Richard J. Dahl For No
Management Elect Director Annette G. Elg For No
Management Elect Director Ronald W. Jibson For No
Management Elect Director Judith A. Johansen For No
Management Elect Director Dennis L. Johnson For No
Management Elect Director Christine King For No
Management Elect Director Richard J. Navarro For No
Management Elect Director Robert A. Tinstman For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
ONEOK, Inc.
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Ticker OKE
Primary CUSIP 682680103
Meeting Date 23-May-18
--------------------------------------------------------------------------------
VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Brian L. Derksen For No
Management Elect Director Julie H. Edwards For No
Management Elect Director John W. Gibson For No
Management Elect Director Randall J. Larson For No
Management Elect Director Steven J. Malcolm For No
Management Elect Director Jim W. Mogg For No
Management Elect Director Pattye L. Moore For No
Management Elect Director Gary D. Parker For No
Management Elect Director Eduardo A. Rodriguez For No
Management Elect Director Terry K. Spencer For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Approve Omnibus Stock Plan For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
The Southern Company
--------------------------------------------------------------------------------
Ticker SO
Primary CUSIP 842587107
Meeting Date 23-May-18
--------------------------------------------------------------------------------
VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Juanita Powell Baranco For No
Management Elect Director Jon A. Boscia For No
Management Elect Director Henry A. "Hal" Clark, III For No
Management Elect Director Thomas A. Fanning For No
Management Elect Director David J. Grain For No
Management Elect Director Veronica M. Hagen For No
Management Elect Director Linda P. Hudson For No
Management Elect Director Donald M. James For No
Management Elect Director John D. Johns For No
Management Elect Director Dale E. Klein For No
Management Elect Director Ernest J. Moniz For No
Management Elect Director William G. Smith, Jr. For No
Management Elect Director Steven R. Specker For No
Management Elect Director Larry D. Thompson For No
Management Elect Director E. Jenner Wood, III For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For No
Share Holder Amend Proxy Access Right For Yes
- 8 -
Emera Incorporated
--------------------------------------------------------------------------------
Ticker EMA
Primary CUSIP 290876101
Meeting Date 24-May-18
--------------------------------------------------------------------------------
VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Scott C. Balfour For No
Management Elect Director Sylvia D. Chrominska For No
Management Elect Director Henry E. Demone For No
Management Elect Director Allan L. Edgeworth For No
Management Elect Director James D. Eisenhauer For No
Management Elect Director Kent M. Harvey For No
Management Elect Director B. Lynn Loewen For No
Management Elect Director Donald A. Pether For No
Management Elect Director John B. Ramil For No
Management Elect Director Andrea S. Rosen For No
Management Elect Director Richard P. Sergel For No
Management Elect Director M. Jacqueline Sheppard For No
Management Ratify Ernst & Young LLP as Auditors For No
Management Authorize Board to Fix Remuneration of For No
Auditors
Management Advisory Vote on Executive Compensation For No
Approach
NextEra Energy, Inc.
--------------------------------------------------------------------------------
Ticker NEE
Primary CUSIP 65339F101
Meeting Date 24-May-18
--------------------------------------------------------------------------------
VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Sherry S. Barrat For No
Management Elect Director James L. Camaren For No
Management Elect Director Kenneth B. Dunn For No
Management Elect Director Naren K. Gursahaney For No
Management Elect Director Kirk S. Hachigian For No
Management Elect Director Toni Jennings For No
Management Elect Director Amy B. Lane For No
Management Elect Director James L. Robo For No
Management Elect Director Rudy E. Schupp For No
Management Elect Director John L. Skolds For No
Management Elect Director William H. Swanson For No
Management Elect Director Hansel E. Tookes, II For No
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Share Holder Provide Right to Act by Written Consent For Yes
Share Holder Report on Political Contributions For Yes
Targa Resources Corp.
--------------------------------------------------------------------------------
Ticker TRGP
Primary CUSIP 87612G101
Meeting Date 24-May-18
--------------------------------------------------------------------------------
VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Robert B. Evans For No
Management Elect Director Joe Bob Perkins For No
Management Elect Director Ershel C. Redd, Jr. For No
Management Ratify PricewaterhouseCoopers LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
Buckeye Partners, L.P.
--------------------------------------------------------------------------------
Ticker BPL
Primary CUSIP 118230101
Meeting Date 05-Jun-18
--------------------------------------------------------------------------------
VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION MANAGEMENT
Management Elect Director Pieter Bakker For No
Management Elect Director Barbara M. Baumann For No
Management Elect Director Mark C. McKinley For No
Management Amend Partnership Agreement Against Yes
Management Ratify Deloitte & Touche LLP as Auditors For No
Management Advisory Vote to Ratify Named Executive For No
Officers' Compensation
- 9 -
====================== First Trust Tactical High Yield ETF =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= First Trust Senior Loan Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== First Trust Enhanced Short Maturity ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== First Trust Low Duration Opportunities ETF ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= First Trust SSI Strategic Convertible Securities ETF =============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= First Trust Strategic Income ETF =======================
ABB LTD.
Ticker: ABBN Security ID: 000375204
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 0.78 per Share
5.1 Amend Corporate Purpose For For Management
5.2 Amend Articles Re: Cancellation of For For Management
Transitional Provisions
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 4.7
Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 52 Million
7.1 Reelect Matti Alahuhta as Director For For Management
7.2 Elect Gunnar Brock as Director For For Management
7.3 Reelect David Constable as Director For For Management
7.4 Reelect Frederico Curado as Director For For Management
7.5 Reelect Lars Foerberg as Director For For Management
7.6 Elect Jennifer Xin-Zhe Li as Director For For Management
7.7 Elect Geraldine Matchett as Director For For Management
7.8 Reelect David Meline as Director For For Management
7.9 Reelect Satish Pai as Director For For Management
7.10 Reelect Jacob Wallenberg as Director For For Management
7.11 Reelect Peter Voser as Director and For For Management
Board Chairman
8.1 Appoint David Constable as Member of For For Management
the Compensation Committee
8.2 Appoint Frederico Curado as Member of For For Management
the Compensation Committee
8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management
of the Compensation Committee
9 Designate Hans Zehnder as Independent For For Management
Proxy
10 Ratify KPMG AG as Auditors For For Management
A Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Sidney W. Emery, Jr. For For Management
1c Elect Director George G. Goldfarb For For Management
1d Elect Director James S. Haines, Jr. For For Management
1e Elect Director Alan R. Hodnik For For Management
1f Elect Director James J. Hoolihan For For Management
1g Elect Director Heidi E. Jimmerson For For Management
1h Elect Director Madeleine W. Ludlow For For Management
1i Elect Director Susan K. Nestegard For For Management
1j Elect Director Douglas C. Neve For For Management
1k Elect Director Robert P. Powers For For Management
1l Elect Director Leonard C. Rodman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 10 -
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean C. Oestreich For For Management
1.2 Elect Director Carol P. Sanders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wanda M. Austin For For Management
1.2 Elect Director Robert A. Bradway For For Management
1.3 Elect Director Brian J. Druker For For Management
1.4 Elect Director Robert A. Eckert For For Management
1.5 Elect Director Greg C. Garland For For Management
1.6 Elect Director Fred Hassan For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Charles M. Holley, Jr. For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Ellen J. Kullman For For Management
1.12 Elect Director Ronald D. Sugar For For Management
1.13 Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director D. John Coldman For For Management
1d Elect Director Frank E. English, Jr. For For Management
1e Elect Director J. Patrick Gallagher, For For Management
Jr.
1f Elect Director Elbert O. Hand For For Management
1g Elect Director David S. Johnson For For Management
1h Elect Director Kay W. McCurdy For For Management
1i Elect Director Ralph J. Nicoletti For For Management
1j Elect Director Norman L. Rosenthal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 07, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Best For For Management
1b Elect Director Kim R. Cocklin For For Management
1c Elect Director Kelly H. Compton For For Management
1d Elect Director Richard W. Douglas For For Management
1e Elect Director Ruben E. Esquivel For For Management
1f Elect Director Rafael G. Garza For For Management
1g Elect Director Richard K. Gordon For For Management
1h Elect Director Robert C. Grable For For Management
1i Elect Director Michael E. Haefner For For Management
1j Elect Director Nancy K. Quinn For For Management
1k Elect Director Richard A. Sampson For For Management
1l Elect Director Stephen R. Springer For For Management
1m Elect Director Richard Ware, II For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 11 -
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: NOV 21, 2017 Meeting Type: Special
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P.
Ticker: BPL Security ID: 118230101
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pieter Bakker For For Management
1.2 Elect Director Barbara M. Baumann For For Management
1.3 Elect Director Mark C. McKinley For For Management
2 Amend Partnership Agreement For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: AUG 09, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Michael P. Gregoire For For Management
1D Elect Director Rohit Kapoor For For Management
1E Elect Director Jeffrey G. Katz For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amendment to Increase Number of Shares For For Management
Issuable Under the 2012 Non-Employee
Stock Plan
--------------------------------------------------------------------------------
CITY HOLDING COMPANY
Ticker: CHCO Security ID: 177835105
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Elliot For For Management
1.2 Elect Director J. Thomas Jones For For Management
1.3 Elect Director James L. Rossi For For Management
1.4 Elect Director Diane W. Strong-Treister For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC.
Ticker: CTBI Security ID: 204149108
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Baird For For Management
1.2 Elect Director Nick Carter For For Management
1.3 Elect Director Jean R. Hale For For Management
1.4 Elect Director James E. McGhee, II For For Management
1.5 Elect Director M. Lynn Parrish For For Management
1.6 Elect Director James R. Ramsey For For Management
1.7 Elect Director Anthony W. St. Charles For For Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 12 -
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George Campbell, Jr. For For Management
1b Elect Director Ellen V. Futter For For Management
1c Elect Director John F. Killian For For Management
1d Elect Director John McAvoy For For Management
1e Elect Director William J. Mulrow For For Management
1f Elect Director Armando J. Olivera For For Management
1g Elect Director Michael W. Ranger For For Management
1h Elect Director Linda S. Sanford For For Management
1i Elect Director Deirdre Stanley For For Management
1j Elect Director L. Frederick Sutherland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE, INC.
Ticker: CBRL Security ID: 22410J106
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bradford For For Management
1.2 Elect Director Thomas H. Barr For For Management
1.3 Elect Director Sandra B. Cochran For For Management
1.4 Elect Director Meg G. Crofton For For Management
1.5 Elect Director Richard J. Dobkin For For Management
1.6 Elect Director Norman E. Johnson For For Management
1.7 Elect Director William W. McCarten For For Management
1.8 Elect Director Coleman H. Peterson For For Management
1.9 Elect Director Andrea M. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAR 13, 2018 Meeting Type: Special
Record Date: FEB 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Bracken For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Anne M. Finucane For For Management
1g Elect Director Larry J. Merlo For For Management
1h Elect Director Jean-Pierre Millon For For Management
1i Elect Director Mary L. Schapiro For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director William C. Weldon For For Management
1l Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Theodore F. Craver, Jr. For For Management
1.3 Elect Director Robert M. Davis For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Lynn J. Good For For Management
1.7 Elect Director John T. Herron For For Management
1.8 Elect Director James B. Hyler, Jr. For For Management
1.9 Elect Director William E. Kennard For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Charles W. Moorman, IV For For Management
1.12 Elect Director Carlos A. Saladrigas For For Management
1.13 Elect Director Thomas E. Skains For For Management
1.14 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Benefits of Lobbying Against For Shareholder
--------------------------------------------------------------------------------
- 13 -
EMERA INCORPORATED
Ticker: EMA Security ID: 290876101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Balfour For For Management
1.2 Elect Director Sylvia D. Chrominska For For Management
1.3 Elect Director Henry E. Demone For For Management
1.4 Elect Director Allan L. Edgeworth For For Management
1.5 Elect Director James D. Eisenhauer For For Management
1.6 Elect Director Kent M. Harvey For For Management
1.7 Elect Director B. Lynn Loewen For For Management
1.8 Elect Director Donald A. Pether For For Management
1.9 Elect Director John B. Ramil For For Management
1.10 Elect Director Andrea S. Rosen For For Management
1.11 Elect Director Richard P. Sergel For For Management
1.12 Elect Director M. Jacqueline Sheppard For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Carter For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Marcel R. Coutu For For Management
1.4 Elect Director Gregory L. Ebel For For Management
1.5 Elect Director J. Herb England For For Management
1.6 Elect Director Charles W. Fischer For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Michael McShane For For Management
1.9 Elect Director Al Monaco For For Management
1.10 Elect Director Michael E.J. Phelps For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Catherine L. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENBRIDGE INCOME FUND HOLDINGS INC.
Ticker: ENF Security ID: 29251R105
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director J. Richard Bird For For Management
2.2 Elect Director Laura A. Cillis For For Management
2.3 Elect Director Brian E. Frank For For Management
2.4 Elect Director M. George Lewis For For Management
2.5 Elect Director E.F.H. (Harry) Roberts For For Management
2.6 Elect Director John K. Whelen For For Management
--------------------------------------------------------------------------------
EVERSOURCE ENERGY
Ticker: ES Security ID: 30040W108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cotton M. Cleveland For For Management
1.2 Elect Director Sanford Cloud, Jr. For For Management
1.3 Elect Director James S. DiStasio For For Management
1.4 Elect Director Francis A. Doyle For For Management
1.5 Elect Director James J. Judge For For Management
1.6 Elect Director John Y. Kim For For Management
1.7 Elect Director Kenneth R. Leibler For For Management
1.8 Elect Director William C. Van Faasen For For Management
1.9 Elect Director Frederica M. Williams For For Management
1.10 Elect Director Dennis R. Wraase For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 14 -
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director Christopher M. Crane For For Management
1d Elect Director Yves C. de Balmann For For Management
1e Elect Director Nicholas DeBenedictis For For Management
1f Elect Director Linda P. Jojo For For Management
1g Elect Director Paul L. Joskow For For Management
1h Elect Director Robert J. Lawless For For Management
1i Elect Director Richard W. Mies For For Management
1j Elect Director John W. Rogers, Jr. For For Management
1k Elect Director Mayo A. Shattuck, III For For Management
1l Elect Director Stephen D. Steinour For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Willard D. Oberton For For Management
1b Elect Director Michael J. Ancius For For Management
1c Elect Director Michael J. Dolan For For Management
1d Elect Director Stephen L. Eastman For For Management
1e Elect Director Daniel L. Florness For For Management
1f Elect Director Rita J. Heise For For Management
1g Elect Director Darren R. Jackson For For Management
1h Elect Director Daniel L. Johnson For For Management
1i Elect Director Scott A. Satterlee For For Management
1j Elect Director Reyne K. Wisecup For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
--------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC.
Ticker: FISI Security ID: 317585404
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl V. Anderson, Jr. For For Management
1.2 Elect Director Dawn H. Burlew For For Management
1.3 Elect Director Robert N. Latella For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORTIS INC.
Ticker: FTS Security ID: 349553107
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey C. Ball For For Management
1.2 Elect Director Pierre J. Blouin For For Management
1.3 Elect Director Paul J. Bonavia For For Management
1.4 Elect Director Lawrence T. Borgard For For Management
1.5 Elect Director Maura J. Clark For For Management
1.6 Elect Director Margarita K. Dilley For For Management
1.7 Elect Director Julie A. Dobson For For Management
1.8 Elect Director Ida J. Goodreau For For Management
1.9 Elect Director Douglas J. Haughey For For Management
1.10 Elect Director Barry V. Perry For For Management
1.11 Elect Director Joseph L. Welch For For Management
1.12 Elect Director Jo Mark Zurel For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
- 15 -
HYDRO ONE LIMITED
Ticker: H Security ID: 448811208
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Bourne For For Management
1.2 Elect Director Charles Brindamour For For Management
1.3 Elect Director Marcello (Marc) Caira For For Management
1.4 Elect Director Christie Clark For For Management
1.5 Elect Director George Cooke For For Management
1.6 Elect Director David F. Denison For For Management
1.7 Elect Director Margaret (Marianne) For For Management
Harris
1.8 Elect Director James Hinds For For Management
1.9 Elect Director Roberta Jamieson For For Management
1.10 Elect Director Frances Lankin For For Management
1.11 Elect Director Philip S. Orsino For For Management
1.12 Elect Director Jane Peverett For For Management
1.13 Elect Director Gale Rubenstein For For Management
1.14 Elect Director Mayo Schmidt For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
IDACORP, INC.
Ticker: IDA Security ID: 451107106
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darrel T. Anderson For For Management
1.2 Elect Director Thomas Carlile For For Management
1.3 Elect Director Richard J. Dahl For For Management
1.4 Elect Director Annette G. Elg For For Management
1.5 Elect Director Ronald W. Jibson For For Management
1.6 Elect Director Judith A. Johansen For For Management
1.7 Elect Director Dennis L. Johnson For For Management
1.8 Elect Director Christine King For For Management
1.9 Elect Director Richard J. Navarro For For Management
1.10 Elect Director Robert A. Tinstman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INTER PIPELINE LTD.
Ticker: IPL Security ID: 45833V109
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Shaw For For Management
1.2 Elect Director Christian Bayle For For Management
1.3 Elect Director Peter Cella For For Management
1.4 Elect Director Julie Dill For For Management
1.5 Elect Director David Fesyk For For Management
1.6 Elect Director Duane Keinick For For Management
1.7 Elect Director Arthur Korpach For For Management
1.8 Elect Director Alison Taylor Love For For Management
1.9 Elect Director Margaret McKenzie For For Management
1.10 Elect Director William Robertson For For Management
1.11 Elect Director Brant Sangster For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Adopt New By-Laws For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director Fayez Sarofim For For Management
1.12 Elect Director C. Park Shaper For For Management
1.13 Elect Director William A. Smith For For Management
1.14 Elect Director Joel V. Staff For For Management
1.15 Elect Director Robert F. Vagt For For Management
1.16 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Report on Methane Emissions Management Against For Shareholder
6 Report on Sustainability Against For Shareholder
7 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
- 16 -
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Boneparth For For Management
1b Elect Director Steven A. Burd For For Management
1c Elect Director H. Charles Floyd For For Management
1d Elect Director Michelle Gass For For Management
1e Elect Director Jonas Prising For For Management
1f Elect Director John E. Schlifske For For Management
1g Elect Director Adrianne Shapira For For Management
1h Elect Director Frank V. Sica For For Management
1i Elect Director Stephanie A. Streeter For For Management
1j Elect Director Nina G. Vaca For For Management
1k Elect Director Stephen E. Watson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
LTC PROPERTIES, INC.
Ticker: LTC Security ID: 502175102
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Boyd W. Hendrickson For For Management
1.2 Elect Director James J. Pieczynski For For Management
1.3 Elect Director Devra G. Shapiro For For Management
1.4 Elect Director Wendy L. Simpson For For Management
1.5 Elect Director Timothy J. Triche For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS, L.P.
Ticker: MMP Security ID: 559080106
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Croyle For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Barry R. Pearl For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Stephen Easterbrook For For Management
1c Elect Director Robert Eckert For For Management
1d Elect Director Margaret (Margo) For For Management
Georgiadis
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Jeanne Jackson For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Plastic Straws Against Against Shareholder
6 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: 636274409
Meeting Date: JUL 31, 2017 Meeting Type: Annual
Record Date: JUN 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect John Pettigrew as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect Dean Seavers as Director For For Management
7 Re-elect Nicola Shaw as Director For For Management
8 Re-elect Nora Brownell as Director For For Management
9 Re-elect Jonathan Dawson as Director For For Management
10 Elect Pierre Dufour as Director For For Management
11 Re-elect Therese Esperdy as Director For For Management
12 Re-elect Paul Golby as Director For For Management
13 Re-elect Mark Williamson as Director For For Management
14 Appoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
- 17 -
NEW JERSEY RESOURCES CORPORATION
Ticker: NJR Security ID: 646025106
Meeting Date: JAN 24, 2018 Meeting Type: Annual
Record Date: NOV 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen A. Borkowski For For Management
1.2 Elect Director Thomas C. O'Connor For For Management
1.3 Elect Director Donald L. Correll For For Management
1.4 Elect Director M. William Howard For For Management
1.5 Elect Director J. Terry Strange For For Management
1.6 Elect Director George R. Zoffinger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP
Ticker: NEP Security ID: 65341B106
Meeting Date: DEC 21, 2017 Meeting Type: Annual
Record Date: OCT 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Austin For For Management
1b Elect Director Peter H. Kind For For Management
1c Elect Director James L. Robo For Against Management
1d Elect Director James N. Suciu For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director William H. Swanson For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NORTHWEST NATURAL GAS COMPANY
Ticker: NWN Security ID: 667655104
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Boyle For For Management
1.2 Elect Director Mark S. Dodson For For Management
1.3 Elect Director Malia H. Wasson For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Formation of Holding Company For For Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Derksen For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director John W. Gibson For For Management
1.4 Elect Director Randall J. Larson For For Management
1.5 Elect Director Steven J. Malcolm For For Management
1.6 Elect Director Jim W. Mogg For For Management
1.7 Elect Director Pattye L. Moore For For Management
1.8 Elect Director Gary D. Parker For For Management
1.9 Elect Director Eduardo A. Rodriguez For For Management
1.10 Elect Director Terry K. Spencer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 18 -
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 11, 2017 Meeting Type: Annual
Record Date: AUG 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Thomas F. Bonadio For For Management
1c Elect Director Joseph G. Doody For For Management
1d Elect Director David J.S. Flaschen For For Management
1e Elect Director Phillip Horsley For For Management
1f Elect Director Grant M. Inman For For Management
1g Elect Director Martin Mucci For For Management
1h Elect Director Joseph M. Tucci For For Management
1i Elect Director Joseph M. Velli For For Management
1j Elect Director Kara Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 28, 2017 Meeting Type: Annual
Record Date: JUN 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Menderes Akdag For For Management
1.2 Elect Director Frank J. Formica For For Management
1.3 Elect Director Gian M. Fulgoni For For Management
1.4 Elect Director Ronald J. Korn For For Management
1.5 Elect Director Robert C. Schweitzer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Massimo Ferragamo For For Management
1.5 Elect Director Werner Geissler For For Management
1.6 Elect Director Lisa A. Hook For For Management
1.7 Elect Director Jennifer Li For For Management
1.8 Elect Director Jun Makihara For For Management
1.9 Elect Director Sergio Marchionne For Against Management
1.10 Elect Director Kalpana Morparia For For Management
1.11 Elect Director Lucio A. Noto For For Management
1.12 Elect Director Frederik Paulsen For For Management
1.13 Elect Director Robert B. Polet For For Management
1.14 Elect Director Stephen M. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Adkins For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Raja Rajamannar For For Management
1.5 Elect Director Craig A. Rogerson For For Management
1.6 Elect Director William H. Spence For For Management
1.7 Elect Director Natica von Althann For For Management
1.8 Elect Director Keith H. Williamson For For Management
1.9 Elect Director Phoebe A. Wood For For Management
1.10 Elect Director Armando Zagalo de Lima For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 19 -
PT TELEKOMUNIKASI INDONESIA TBK
Ticker: TLKM Security ID: 715684106
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report and For For Management
Commissioners' Report
2 Accept Financial Statements. Report of For For Management
the Partnership and Community
Development Program (PCDP) and
Discharge of Directors and
Commissioners
3 Approve Allocation of Income For For Management
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Approve Transfer of Treasury Shares For Against Management
through Withdrawal by Way of Capital
Reduction
7 Amend Articles of Association For Against Management
8 Approve Enforcement of the State-Owned For For Management
Minister Regulation No.
PER-03/MBU/08/2017 and
PER-04/MBU/09/2017
9 Approve Changes in Board of Company For Against Management
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 17, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willie A. Deese For For Management
1.2 Elect Director William V. Hickey For For Management
1.3 Elect Director Ralph Izzo For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Barry H. Ostrowsky For For Management
1.7 Elect Director Thomas A. Renyi For For Management
1.8 Elect Director Hak Cheol (H.C.) Shin For For Management
1.9 Elect Director Richard J. Swift For For Management
1.10 Elect Director Susan Tomasky For For Management
1.11 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REALTY INCOME CORPORATION
Ticker: O Security ID: 756109104
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen R. Allen For For Management
1b Elect Director John P. Case For For Management
1c Elect Director A. Larry Chapman For For Management
1d Elect Director Priya Cherian Huskins For Against Management
1e Elect Director Michael D. McKee For Against Management
1f Elect Director Gregory T. McLaughlin For For Management
1g Elect Director Ronald L. Merriman For Against Management
1h Elect Director Stephen E. Sterrett For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Kathleen L. Brown For For Management
1.3 Elect Director Andres Conesa For For Management
1.4 Elect Director Maria Contreras-Sweet For For Management
1.5 Elect Director Pablo A. Ferrero For For Management
1.6 Elect Director William D. Jones For For Management
1.7 Elect Director Jeffrey W. Martin For For Management
1.8 Elect Director Bethany J. Mayer For For Management
1.9 Elect Director William G. Ouchi For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director William C. Rusnack For For Management
1.12 Elect Director Lynn Schenk For For Management
1.13 Elect Director Jack T. Taylor For For Management
1.14 Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
- 20 -
SONOCO PRODUCTS COMPANY
Ticker: SON Security ID: 835495102
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Davies For For Management
1.2 Elect Director Harris E. DeLoach, Jr. For For Management
1.3 Elect Director Philipe Guillemot For For Management
1.4 Elect Director Robert C. Tiede For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Thomas E. Chestnut For For Management
1.4 Elect Director Stephen C. Comer For For Management
1.5 Elect Director LeRoy C. Hanneman, Jr. For For Management
1.6 Elect Director John P. Hester For For Management
1.7 Elect Director Anne L. Mariucci For For Management
1.8 Elect Director Michael J. Melarkey For For Management
1.9 Elect Director A. Randall Thoman For For Management
1.10 Elect Director Thomas A. Thomas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SUBURBAN PROPANE PARTNERS, L.P.
Ticker: SPH Security ID: 864482104
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold R. Logan, Jr. For For Management
1.2 Elect Director John Hoyt Stookey For For Management
1.3 Elect Director Jane Swift For For Management
1.4 Elect Director Lawrence C. Caldwell For For Management
1.5 Elect Director Matthew J. Chanin For For Management
1.6 Elect Director Terence J. Connors For For Management
1.7 Elect Director William M. Landuyt For For Management
1.8 Elect Director Michael A. Stivala For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Restricted Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAPESTRY, INC.
Ticker: TPR Security ID: 189754104
Meeting Date: NOV 09, 2017 Meeting Type: Annual
Record Date: SEP 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Denton For For Management
1b Elect Director Andrea Guerra For For Management
1c Elect Director Susan Kropf For For Management
1d Elect Director Annabelle Yu Long For For Management
1e Elect Director Victor Luis For For Management
1f Elect Director Ivan Menezes For For Management
1g Elect Director William Nuti For For Management
1h Elect Director Jide Zeitlin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Report on Net-Zero Greenhouse Gas Against Against Shareholder
Emissions
7 Report on Risks from Company's Use of Against Against Shareholder
Real Animal Fur
--------------------------------------------------------------------------------
- 21 -
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director Francis S. Blake For Did Not Vote Management
1.2 Elect Director Angela F. Braly For Did Not Vote Management
1.3 Elect Director Amy L. Chang For Did Not Vote Management
1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management
1.5 Elect Director Scott D. Cook For Did Not Vote Management
1.6 Elect Director Terry J. Lundgren For Did Not Vote Management
1.7 Elect Director W. James McNerney, Jr. For Did Not Vote Management
1.8 Elect Director David S. Taylor For Did Not Vote Management
1.9 Elect Director Margaret C. Whitman For Did Not Vote Management
1.10 Elect Director Patricia A. Woertz For Did Not Vote Management
1.11 Elect Director Ernesto Zedillo For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Adopt Holy Land Principles Against Did Not Vote Shareholder
6 Report on Company Non-Discrimination Against Did Not Vote Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in Against Did Not Vote Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of Against Did Not Vote Shareholder
Regulations Adopted After April 8, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Nelson Peltz For For Shareholder
1.2 Management Nominee Francis S. Blake For For Shareholder
1.3 Management Nominee Angela F. Braly For For Shareholder
1.4 Management Nominee Amy L. Chang For For Shareholder
1.5 Management Nominee Kenneth I. Chenault For For Shareholder
1.6 Management Nominee Scott D. Cook For For Shareholder
1.7 Management Nominee Terry J. Lundgren For For Shareholder
1.8 Management Nominee W. James McNerney, For For Shareholder
Jr.
1.9 Management Nominee David S. Taylor For For Shareholder
1.10 Management Nominee Margaret C. Whitman For For Shareholder
1.11 Management Nominee Patricia A. Woertz For For Shareholder
2 Ratify Deloitte & Touche LLP as None For Management
Auditors
3 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Adopt Holy Land Principles None Against Shareholder
6 Report on Company Non-Discrimination None Against Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in None Against Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of For For Shareholder
Regulations Adopted After April 8, 2016
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. "Hal" Clark, For For Management
III
1d Elect Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director Veronica M. Hagen For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director John D. Johns For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director Ernest J. Moniz For For Management
1l Elect Director William G. Smith, Jr. For For Management
1m Elect Director Steven R. Specker For For Management
1n Elect Director Larry D. Thompson For For Management
1o Elect Director E. Jenner Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
TRANSCANADA CORPORATION
Ticker: TRP Security ID: 89353D107
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Benson For For Management
1.2 Elect Director Stephan Cretier For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director S. Barry Jackson For For Management
1.5 Elect Director John E. Lowe For For Management
1.6 Elect Director Paula Rosput Reynolds For For Management
1.7 Elect Director Mary Pat Salomone For For Management
1.8 Elect Director Indira V. Samarasekera For For Management
1.9 Elect Director D. Michael G. Stewart For For Management
1.10 Elect Director Siim A. Vanaselja For For Management
1.11 Elect Director Thierry Vandal For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Report on Climate Change For For Shareholder
--------------------------------------------------------------------------------
- 22 -
TRUSTCO BANK CORP NY
Ticker: TRST Security ID: 898349105
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas O. Maggs For For Management
1.2 Elect Director Robert J. McCormick For For Management
1.3 Elect Director Lisa M. Reutter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe Horwath LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRUSTMARK CORPORATION
Ticker: TRMK Security ID: 898402102
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adolphus B. Baker For For Management
1.2 Elect Director William A. Brown For For Management
1.3 Elect Director James N. Compton For For Management
1.4 Elect Director Tracy T. Conerly For For Management
1.5 Elect Director Toni D. Cooley For For Management
1.6 Elect Director J. Clay Hays, Jr. For For Management
1.7 Elect Director Gerard R. Host For For Management
1.8 Elect Director Harris V. Morrissette For For Management
1.9 Elect Director Richard H. Puckett For For Management
1.10 Elect Director R. Michael Summerford For For Management
1.11 Elect Director Harry M. Walker For For Management
1.12 Elect Director LeRoy G. Walker, Jr. For For Management
1.13 Elect Director William G. Yates, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe Horwath LLP as Auditors For For Management
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 25, 2018 Meeting Type: Annual
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shawn Bort For For Management
1.2 Elect Director Theodore A. Dosch For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Frank S. Hermance For For Management
1.5 Elect Director Anne Pol For For Management
1.6 Elect Director Marvin O. Schlanger For For Management
1.7 Elect Director James B. Stallings, Jr. For For Management
1.8 Elect Director John L. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
Ticker: VLY Security ID: 919794107
Meeting Date: DEC 14, 2017 Meeting Type: Special
Record Date: OCT 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VECTREN CORPORATION
Ticker: VVC Security ID: 92240G101
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derrick Burks For For Management
1.2 Elect Director Carl L. Chapman For For Management
1.3 Elect Director James H. For For Management
DeGraffenreidt, Jr.
1.4 Elect Director John D. Engelbrecht For For Management
1.5 Elect Director Anton H. George For For Management
1.6 Elect Director Robert G. Jones For For Management
1.7 Elect Director Patrick K. Mullen For For Management
1.8 Elect Director R. Daniel Sadlier For For Management
1.9 Elect Director Michael L. Smith For For Management
1.10 Elect Director Teresa J. Tanner For For Management
1.11 Elect Director Jean L. Wojtowicz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 23 -
WATSCO, INC.
Ticker: WSO Security ID: 942622200
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Rubin For For Management
1.2 Elect Director George P. Sape For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEC ENERGY GROUP, INC.
Ticker: WEC Security ID: 92939U106
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: FEB 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Barbara L. Bowles For For Management
1.3 Elect Director William J. Brodsky For For Management
1.4 Elect Director Albert J. Budney, Jr. For For Management
1.5 Elect Director Patricia W. Chadwick For For Management
1.6 Elect Director Curt S. Culver For For Management
1.7 Elect Director Danny L. Cunningham For For Management
1.8 Elect Director William M. Farrow, III For For Management
1.9 Elect Director Thomas J. Fischer For For Management
1.10 Elect Director Gale E. Klappa For For Management
1.11 Elect Director Henry W. Knueppel For For Management
1.12 Elect Director Allen L. Leverett For For Management
1.13 Elect Director Ulice Payne, Jr. For For Management
1.14 Elect Director Mary Ellen Stanek For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION
Ticker: WABC Security ID: 957090103
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Etta Allen For For Management
1.2 Elect Director Louis E. Bartolini For For Management
1.3 Elect Director E. Joseph Bowler For For Management
1.4 Elect Director Arthur C. Latno, Jr. None None Management
*Withdrawn Resolution*
1.5 Elect Director Patrick D. Lynch For For Management
1.6 Elect Director Catherine Cope MacMillan For For Management
1.7 Elect Director Ronald A. Nelson For For Management
1.8 Elect Director David L. Payne For For Management
1.9 Elect Director Edward B. Sylvester For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe Horwath LLP as Auditors For For Management
- 24 -
=============== First Trust Heitman Global Prime Real Estate ETF ===============
Acadia Realty Trust
--------------------------------------------------------------------------------
Ticker AKR Primary Security ID 004239109
Meeting Date 05/10/2018 Meeting Type Annual
Record Date 03/16/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1a Elect Director Kenneth F. Bernstein Mgmt For For For
1b Elect Director Douglas Crocker, II Mgmt For Against Against
1c Elect Director Lorrence T. Kellar Mgmt For For For
1d Elect Director Wendy Luscombe Mgmt For Against Against
1e Elect Director William T. Spitz Mgmt For For For
1f Elect Director Lynn C. Thurber Mgmt For For For
1g Elect Director Lee S. Wielansky Mgmt For For For
1h Elect Director C. David Zoba Mgmt For Against Against
2 Ratify BDO USA, LLP as Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
Activia Properties Inc.
--------------------------------------------------------------------------------
Ticker 3279 Primary Security ID J00089102
Meeting Date 08/10/2017 Meeting Type Special
Record Date 05/31/2017 Country Japan
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Amend Articles to Make Technical Changes Mgmt For For For
2 Elect Executive Director Hosoi, Nariaki Mgmt For For For
3 Elect Alternate Executive Director Murayama, Kazuyuki Mgmt For For For
4.1 Elect Supervisory Director Yamada, Yonosuke Mgmt For For For
4.2 Elect Supervisory Director Ariga, Yoshinori Mgmt For For For
Alexandria Real Estate Equities, Inc.
--------------------------------------------------------------------------------
Ticker ARE Primary Security ID 015271109
Meeting Date 05/22/2018 Meeting Type Annual
Record Date 03/29/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director Joel S. Marcus Mgmt For For For
1.2 Elect Director Steven R. Hash Mgmt For For For
1.3 Elect Director John L. Atkins, III Mgmt For Against Against
1.4 Elect Director James P. Cain Mgmt For Against Against
1.5 Elect Director Maria C. Freire Mgmt For Against Against
1.6 Elect Director Richard H. Klein Mgmt For For For
1.7 Elect Director James H. Richardson Mgmt For For For
1.8 Elect Director Michael A. Woronoff Mgmt For For For
2 Amend Omnibus Stock Plan Mgmt For For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
4 Ratify Ernst & Young LLP as Auditors Mgmt For For For
AvalonBay Communities, Inc.
--------------------------------------------------------------------------------
Ticker AVB Primary Security ID 053484101
Meeting Date 05/23/2018 Meeting Type Annual
Record Date 03/09/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1a Elect Director Glyn F. Aeppel Mgmt For Against Against
1b Elect Director Terry S. Brown Mgmt For Against Against
1c Elect Director Alan B. Buckelew Mgmt For For For
1d Elect Director Ronald L. Havner, Jr. Mgmt For For For
1e Elect Director Stephen P. Hills Mgmt For For For
1f Elect Director Richard J. Lieb Mgmt For For For
1g Elect Director Timothy J. Naughton Mgmt For For For
1h Elect Director Peter S. Rummell Mgmt For Against Against
1i Elect Director H. Jay Sarles Mgmt For Against Against
1j Elect Director Susan Swanezy Mgmt For For For
1k Elect Director W. Edward Walter Mgmt For Against Against
2 Ratify Ernst & Young as Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
CapitaLand Commercial Trust
--------------------------------------------------------------------------------
Ticker C61U Primary Security ID Y1091N100
Meeting Date 04/19/2018 Meeting Type Annual
Record Date Country Singapore
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Adopt Report of the Trustee, Statement by the Manager, Audited
Financial Statements and Auditors' Report Mgmt For For For
2 Approve KPMG LLP as Auditors and Authorize Manager to Fix Their
Remuneration Mgmt For For For
3 Approve Issuance of Equity or Equity- Linked Securities with or
without Preemptive Rights Mgmt For For For
4 Authorize Unit Repurchase Program Mgmt For For For
5 Amend Trust Deed Mgmt For For For
- 25 -
Derwent London plc
--------------------------------------------------------------------------------
Ticker DLN Primary Security ID G27300105
Meeting Date 05/18/2018 Meeting Type Annual
Record Date 05/16/2018 Country United Kingdom
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Accept Financial Statements and Statutory Reports Mgmt For For For
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend Mgmt For For For
4 Approve Special Dividend Mgmt For For For
5 Re-elect Robert Rayne as Director Mgmt For For For
6 Re-elect John Burns as Director Mgmt For For For
7 Re-elect Simon Silver as Director Mgmt For For For
8 Re-elect Damian Wisniewski as Director Mgmt For For For
9 Re-elect Nigel George as Director Mgmt For For For
10 Re-elect David Silverman as Director Mgmt For For For
11 Re-elect Paul Williams as Director Mgmt For For For
12 Re-elect Stephen Young as Director Mgmt For For For
13 Re-elect Simon Fraser as Director Mgmt For For For
14 Re-elect Richard Dakin as Director Mgmt For For For
15 Re-elect Claudia Arney as Director Mgmt For For For
16 Re-elect Cilla Snowball as Director Mgmt For For For
17 Elect Helen Gordon as Director Mgmt For For For
18 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For
19 Authorise Board to Fix Remuneration of Auditors Mgmt For For For
20 Approve Sharesave Plan Mgmt For For For
21 Approve Employee Share Option Plan Mgmt For For For
22 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For
23 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For
24 Authorise Issue of Equity without Pre-emptive Rights in Connection
with an Acquisition or Other Capital Investment Mgmt For For For
25 Authorise Market Purchase of Ordinary Shares Mgmt For For For
26 Authorise the Company to Call General Meeting with Two Weeks' Notice Mgmt For For For
Empire State Realty Trust, Inc.
--------------------------------------------------------------------------------
Ticker ESRT Primary Security ID 292104106
Meeting Date 05/17/2018 Meeting Type Annual
Record Date 03/08/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director Anthony E. Malkin Mgmt For For For
1.2 Elect Director William H. Berkman Mgmt For Withhold Withhold
1.3 Elect Director Leslie D. Biddle Mgmt For Withhold Withhold
1.4 Elect Director Thomas J. DeRosa Mgmt For For For
1.5 Elect Director Steven J. Gilbert Mgmt For Withhold Withhold
1.6 Elect Director S. Michael Giliberto Mgmt For Withhold Withhold
1.7 Elect Director James D. Robinson, IV Mgmt For Withhold Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For For
Equity Residential
--------------------------------------------------------------------------------
Ticker EQR Primary Security ID 29476L107
Meeting Date 06/14/2018 Meeting Type Annual
Record Date 03/29/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director Charles L. Atwood Mgmt For For For
1.2 Elect Director Linda Walker Bynoe Mgmt For For For
1.3 Elect Director Connie K. Duckworth Mgmt For For For
1.4 Elect Director Mary Kay Haben Mgmt For For For
1.5 Elect Director Bradley A. Keywell Mgmt For For For
1.6 Elect Director John E. Neal Mgmt For For For
1.7 Elect Director David J. Neithercut Mgmt For For For
1.8 Elect Director Mark S. Shapiro Mgmt For For For
1.9 Elect Director Gerald A. Spector Mgmt For For For
1.10 Elect Director Stephen E. Sterrett Mgmt For For For
1.11 Elect Director Samuel Zell Mgmt For For For
2 Ratify Ernst & Young LLP as Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
Fabege AB
--------------------------------------------------------------------------------
Ticker FABG Primary Security ID W7888D199
Meeting Date 04/09/2018 Meeting Type Annual
Record Date 04/03/2018 Country Sweden
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Open Meeting Mgmt
2 Elect Chairman of Meeting Mgmt For For For
3 Prepare and Approve List of Shareholders Mgmt For For For
4 Approve Agenda of Meeting Mgmt For For For
5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For
6 Acknowledge Proper Convening of Meeting Mgmt For For For
7 Receive Financial Statements and Statutory Reports Mgmt
8a Accept Financial Statements and Statutory Reports Mgmt For For For
8b Approve Allocation of Income and Dividends of SEK 4.50 Per Share Mgmt For For For
8c Approve Discharge of Board and President Mgmt For For For
8d Approve April 11, 2018 as Record Date for Dividend Payment Mgmt For For For
9 Determine Number of Members (8) and Deputy Members (0) of Board;
Receive Nominating Committee's Report Mgmt For For For
10 Approve Remuneration of Directors in the Amount of SEK 500,000
for Chairman and SEK 220,000 for Other Directors; Approve
Remuneration for Committee Work; Approve Remuneration of Auditors Mgmt For For For
11 Reelect Anette Asklin, Anna Engebretsen, Eva Eriksson, Martha
Josefsson, Jan Litborn (Chairman), Par Nuder and Mats Qviberg as
Directors; Elect Per-Ingemar Persson as New Director Mgmt For For For
12 Ratify Deloitte as Auditor Mgmt For For For
13 Authorize Representatives of Four of Company's Largest Shareholders
to Serve on Nominating Committee Mgmt For For For
14 Approve Remuneration Policy And Other Terms of Employment For
Executive Management Mgmt For For For
15 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Mgmt For For For
16 Amend Articles Re: Set Minimum (133.6 Million) and Maximum
(534.4 Million) Number of Shares Mgmt For For For
17 Approve 2:1 Stock Split Mgmt For For For
18 Other Business Mgmt
19 Close Meeting Mgmt
- 26 -
Federal Realty Investment Trust
--------------------------------------------------------------------------------
Ticker FRT Primary Security ID 313747206
Meeting Date 05/02/2018 Meeting Type Annual
Record Date 03/14/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director Jon E. Bortz Mgmt For For For
1.2 Elect Director David W. Faeder Mgmt For For For
1.3 Elect Director Elizabeth I. Holland Mgmt For For For
1.4 Elect Director Gail P. Steinel Mgmt For For For
1.5 Elect Director Warren M. Thompson Mgmt For For For
1.6 Elect Director Joseph S. Vassalluzzo Mgmt For For For
1.7 Elect Director Donald C. Wood Mgmt For For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
3 Ratify Grant Thornton LLP as Auditors Mgmt For For For
First Capital Realty Inc.
--------------------------------------------------------------------------------
Ticker FCR Primary Security ID 31943B100
Meeting Date 05/29/2018 Meeting Type Annual
Record Date 04/06/2018 Country Canada
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director Dori J. Segal Mgmt For For For
1.2 Elect Director Adam E. Paul Mgmt For For For
1.3 Elect Director Jon N. Hagan Mgmt For For For
1.4 Elect Director Annalisa King Mgmt For For For
1.5 Elect Director Aladin (Al) W. Mawani Mgmt For For For
1.6 Elect Director Bernard McDonell Mgmt For For For
1.7 Elect Director Mia Stark Mgmt For For For
1.8 Elect Director Andrea Stephen Mgmt For For For
2 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix
Their Remuneration Mgmt For For For
3 Advisory Vote on Executive Compensation Approach Mgmt For For For
Gecina
--------------------------------------------------------------------------------
Ticker GFC Primary Security ID F44374100
Meeting Date 04/18/2018 Meeting Type Annual/Special
Record Date 04/13/2018 Country France
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For For
2 Approve Consolidated Financial Statements and Statutory Reports Mgmt For For For
3 Approve Transfer of Revaluation Gains to Corresponding Reserves
Account Mgmt For For For
4 Approve Allocation of Income and Dividends of EUR 5.30 per Share Mgmt For For For
5 Approve Stock Dividend Program (Cash or New Shares) Mgmt For For For
6 Approve Payment of Stock Dividend Mgmt For For For
7 Approve Transaction with Predica Re: Purchase Agreement of Bonds
Redeemable in Shares Mgmt For For For
8 Approve Transaction with Predica Re: Tender Agreement Mgmt For For For
9 Approve Transaction with Eurosic Re: Purchase Agreement Mgmt For For For
10 Approve Transaction with Dominique Dudan Re: Assistance and
Consultancy Agreement Mgmt For For For
11 Approve Compensation of Bernard Michel, Chairman of the Board Mgmt For For For
12 Approve Compensation of Meka Brunel, CEO Mgmt For For For
13 Approve Remuneration Policy of Chairman of the Board Mgmt For For For
14 Approve Remuneration Policy of CEO Mgmt For For For
15 Appoint Bernard Carayon as Censor Mgmt For For For
16 Reelect Meka Brunel as Director Mgmt For For For
17 Reelect Jacques Yves Nicol as Director Mgmt For For For
18 Elect Bernard Carayon as Director Mgmt For For For
19 Elect Gabrielle Gauthey as Director Mgmt For For For
20 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For
Extraordinary Business Mgmt
21 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million Mgmt For For For
22 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million Mgmt For For For
23 Authorize Capital Increase of Up to EUR 50 Million for Future
Exchange Offers Mgmt For For For
24 Approve Issuance of Equity or Equity-Linked Securities for Private
Placements up to Aggregate Nominal Amount of EUR 50 Million Mgmt For For For
25 Authorize Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For For For
26 Authorize Capital Increase of up to 10 Percent of Issued Capital
for Contributions in Kind Mgmt For For For
27 Authorize Board to Set Issue Price for 10 Percent Per Year of
Issued Capital Pursuant to Issue Authority without Preemptive Rights Mgmt For For For
28 Authorize Capitalization of Reserves of Up to EUR 100 Million for
Bonus Issue or Increase in Par Value Mgmt For For For
29 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Mgmt For For For
30 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted
Stock Plans Reserved for Employees and Executive Corporate Officers Mgmt For For For
31 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Mgmt For For For
32 Authorize Filing of Required Documents/Other Formalities Mgmt For For For
GGP Inc.
--------------------------------------------------------------------------------
Ticker GGP Primary Security ID 36174X101
Meeting Date 06/19/2018 Meeting Type Annual
Record Date 04/23/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1a Elect Director Richard B. Clark Mgmt For For For
1b Elect Director Mary Lou Fiala Mgmt For For For
1c Elect Director J. Bruce Flatt Mgmt For For For
1d Elect Director Janice R. Fukakusa Mgmt For For For
1e Elect Director John K. Haley Mgmt For For For
1f Elect Director Daniel B. Hurwitz Mgmt For For For
1g Elect Director Brian W. Kingston Mgmt For For For
1h Elect Director Christina M. Lofgren Mgmt For For For
1i Elect Director Sandeep Mathrani Mgmt For For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For
- 27 -
Goodman Group
--------------------------------------------------------------------------------
Ticker GMG Primary Security ID Q4229W132
Meeting Date 11/16/2017 Meeting Type Annual
Record Date 11/14/2017 Country Australia
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Appoint KPMG as Auditors of Goodman Logistics (HK) Limited and
Authorize the Board to Fix Their Remuneration Mgmt For For For
2a Elect Ian Ferrier as Director of Goodman Limited Mgmt For Against For
2b Elect Ian Ferrier as Director of Goodman Logistics (HK) Limited Mgmt For Against For
3 Elect Stephen Johns as Director of Goodman Limited Mgmt For For For
4 Approve Remuneration Report Mgmt For For For
5 Approve Issuance of Performance Rights to Gregory Goodman Mgmt For For For
6 Approve Issuance of Performance Rights to Danny Peeters Mgmt For For For
7 Approve Issuance of Performance Rights to Anthony Rozic Mgmt For For For
8 Adopt New Articles of Association Mgmt For For For
9 Approve the Conditional Spill Resolution Mgmt Against Against Against
GPT Group
--------------------------------------------------------------------------------
Ticker GPT Primary Security ID Q4252X155
Meeting Date 05/02/2018 Meeting Type Annual
Record Date 04/30/2018 Country Australia
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Elect Lim Swe Guan as Director Mgmt For For For
2 Elect Vickki McFadden as Director Mgmt For For For
3 Approve Remuneration Report Mgmt For For For
4 Approve Grant of Performance Rights to Robert Johnston (2018
Deferred Short Term Incentive) Mgmt For For For
5 Approve Grant of Performance Rights to Robert Johnston (Long
Term Incentive) Mgmt For For For
6 Approve Proportional Takeover Provisions Mgmt For For For
Hammerson plc
--------------------------------------------------------------------------------
Ticker HMSO Primary Security ID G4273Q107
Meeting Date 04/24/2018 Meeting Type Annual
Record Date 04/20/2018 Country United Kingdom
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Accept Financial Statements and Statutory Reports Mgmt For For For
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend Mgmt For For For
4 Re-elect David Atkins as Director Mgmt For For For
5 Re-elect Pierre Bouchut as Director Mgmt For For For
6 Re-elect Gwyn Burr as Director Mgmt For For For
7 Re-elect Peter Cole as Director Mgmt For For For
8 Re-elect Timon Drakesmith as Director Mgmt For For For
9 Re-elect Terry Duddy as Director Mgmt For For For
10 Re-elect Andrew Formica as Director Mgmt For For For
11 Re-elect Judy Gibbons as Director Mgmt For For For
12 Re-elect Jean-Philippe Mouton as Director Mgmt For For For
13 Re-elect David Tyler as Director Mgmt For For For
14 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For
15 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For
16 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For
17 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For
18 Authorise Issue of Equity without Pre-emptive Rights in Connection
with an Acquisition or Other Capital Investment Mgmt For For For
19 Authorise Market Purchase of Ordinary Shares Mgmt For For For
20 Approve Savings-Related Share Option Scheme Mgmt For For For
21 Approve SAYE Ireland Mgmt For For For
22 Approve Share Incentive Plan Mgmt For For For
Hibernia REIT plc
--------------------------------------------------------------------------------
Ticker HBRN Primary Security ID G4432Z105
Meeting Date 07/25/2017 Meeting Type Annual
Record Date 07/23/2017 Country Ireland
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Accept Financial Statements and Statutory Reports Mgmt For For For
2 Approve Final Dividend Mgmt For For For
3 Approve Remuneration Report Mgmt For For For
4A Re-elect Daniel Kitchen as Director Mgmt For For For
4B Re-elect Kevin Nowlan as Director Mgmt For For For
4C Re-elect Thomas Edwards-Moss as Director Mgmt For For For
4D Re-elect Colm Barrington as Director Mgmt For Against Against
4E Re-elect Stewart Harrington as Director Mgmt For For For
4F Re-elect Terence O'Rourke as Director Mgmt For For For
5 Authorise Board to Fix Remuneration of Auditors Mgmt For For For
6 Ratify Deloitte as Auditors Mgmt For For For
7 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For
8 Authorise the Company to Call General Meeting with Two Weeks' Notice Mgmt For For For
9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For
10 Authorise Issue of Equity without Pre-emptive Rights in Connection
with an Acquisition or Other Capital Investment Mgmt For For For
11 Authorise Market Purchase of Ordinary Shares Mgmt For For For
12 Authorise the Company to Determine the Price Range at which
Treasury Shares may be Re-issued Off-Market Mgmt For For For
- 28 -
Hudson Pacific Properties, Inc.
--------------------------------------------------------------------------------
Ticker HPP Primary Security ID 444097109
Meeting Date 05/24/2018 Meeting Type Annual
Record Date 03/23/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director Victor J. Coleman Mgmt For For For
1.2 Elect Director Theodore R. Antenucci Mgmt For For For
1.3 Elect Director Andrea Wong Mgmt For For For
1.4 Elect Director Richard B. Fried Mgmt For For For
1.5 Elect Director Jonathan M. Glaser Mgmt For For For
1.6 Elect Director Robert L. Harris, II Mgmt For For For
1.7 Elect Director Mark D. Linehan Mgmt For For For
1.8 Elect Director Robert M. Moran, Jr. Mgmt For Against Against
1.9 Elect Director Michael Nash Mgmt For For For
1.10 Elect Director Barry A. Porter Mgmt For Against Against
2 Ratify Ernst & Young LLP as Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
Inmobiliaria Colonial SOCIMI SA
--------------------------------------------------------------------------------
Ticker COL Primary Security ID E6451E105
Meeting Date 05/23/2018 Meeting Type Annual
Record Date 05/18/2018 Country Spain
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Approve Standalone Financial Statements Mgmt For For For
1.2 Approve Consolidated Financial Statements Mgmt For For For
2.1 Approve Allocation of Income Mgmt For For For
2.2 Approve Dividends Mgmt For For For
3 Approve Discharge of Board and Management Reports Mgmt For For For
4 Approve Issuance of Shares in Connection with Merger by
Absorption of Axiare Patrimonio SOCIMI SA Mgmt For For For
5 Authorize Increase in Capital up to 50 Percent via Issuance of
Equity or Equity-Linked Securities, Excluding Preemptive Rights
of up to 20 Percent Mgmt For For For
6 Authorize Issuance of Convertible Bonds, Debentures, Warrants,
and Other Debt Securities up to EUR 500 Million with Exclusion of
Preemptive Rights up to 20 Percent of Capital Mgmt For For For
7 Authorize Company to Call EGM with 15 Days' Notice Mgmt For For For
8 Fix Number of Directors at 11 Mgmt For Against Against
9.1 Elect Javier Lopez Casado as Director Mgmt For Against Against
9.2 Reelect Juan Jose Brugera Clavero as Director Mgmt For Against Against
9.3 Reelect Pedro Vinolas Serra as Director Mgmt For For For
9.4 Reelect Juan Carlos Garcia Canizares as Director Mgmt For Against Against
9.5 Reelect Ana Sainz de Vicuna Bemberg as Director Mgmt For For For
9.6 Reelect Carlos Fernandez-Lerga Garralda as Director Mgmt For For For
9.7 Reelect Javier Iglesias de Ussel Ordis as Director Mgmt For For For
9.8 Reelect Luis Maluquer Trepat as Director Mgmt For For For
10 Advisory Vote on Remuneration Report Mgmt For Against Against
11 Receive Amendments to Board of Directors Regulations Mgmt
12 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For
InterXion Holding NV
--------------------------------------------------------------------------------
Ticker INXN Primary Security ID N47279109
Meeting Date 06/29/2018 Meeting Type Annual
Record Date 06/01/2018 Country Netherlands
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
Annual Meeting Agenda Mgmt
1 Adopt Financial Statements and Statutory Reports Mgmt For For For
2 Approve Discharge of Board of Directors Mgmt For For For
3 Reelect Rob Ruijter as Director Mgmt For For For
4 Elect David Lister as Director Mgmt For For For
5 Approve Grant of Shares under Restricted Stock Plan up to
EUR 40,000 per Non-Executive Director Mgmt For For For
6 Approve Award of Performance Shares to Executive Director Mgmt For For For
7 Grant Board Authority to Issue Shares Re: Employee Incentive Schemes Mgmt For For For
8 Authorize Board to Exclude Preemptive Rights from Share Issuances
Under Item 7 Mgmt For For For
9 Grant Board Authority to Issue Shares Up To 10 Percent of Issued
Capital for General Purposes Mgmt For For For
10 Authorize Board to Exclude Preemptive Rights from Share Issuances
Under Item 9 Mgmt For For For
11 Ratify KPMG Accountants N.V. as Auditors Mgmt For For For
12 Other Business (Non-Voting) Mgmt
JBG Smith Properties
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Ticker JBGS Primary Security ID 46590V100
Meeting Date 05/03/2018 Meeting Type Annual
Record Date 03/12/2018 Country USA
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director W. Matthew Kelly Mgmt For For For
1.2 Elect Director Mitchell N. Schear Mgmt For For For
1.3 Elect Director Ellen Shuman Mgmt For For For
1.4 Elect Director John F. Wood Mgmt For For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For
5 Opt Out of Section 3-804(c) of the MGCL Mgmt For For For
- 29 -
Kilroy Realty Corporation
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Ticker KRC Primary Security ID 49427F108
Meeting Date 05/23/2018 Meeting Type Annual
Record Date 03/15/2018 Country USA
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1a Elect Director John B. Kilroy, Jr. Mgmt For For For
1b Elect Director Edward Brennan Mgmt For For For
1c Elect Director Jolie Hunt Mgmt For For For
1d Elect Director Scott Ingraham Mgmt For For For
1e Elect Director Gary Stevenson Mgmt For For For
1f Elect Director Peter Stoneberg Mgmt For For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against
3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For
Klepierre
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Ticker LI Primary Security ID F5396X102
Meeting Date 04/24/2018 Meeting Type Annual/Special
Record Date 04/19/2018 Country France
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For For
2 Approve Consolidated Financial Statements and Statutory Reports Mgmt For For For
3 Approve Allocation of Income Dividends of EUR 1.96 per Share Mgmt For For For
4 Approve Auditors' Special Report on Related-Party Transactions
Regarding New Transactions Mgmt For For For
5 Approve Termination Package of Jean-Michel Gault Mgmt For Against Against
6 Reelect David Simon as Supervisory Board Member Mgmt For Against Against
7 Reelect John Carrafiell as Supervisory Board Member Mgmt For For For
8 Reelect Steven Fivel as Supervisory Board Member Mgmt For For For
9 Elect Robert Fowlds as Supervisory Board Member Mgmt For For For
10 Approve Compensation of Jean-Marc Jestin Mgmt For For For
11 Approve Compensation of Jean-Michel Gault Mgmt For For For
12 Approve Remuneration Policy for Supervisory Board Members Mgmt For For For
13 Approve Remuneration Policy for Chairman of the Management Board Mgmt For For For
14 Approve Remuneration Policy for Management Board Members Mgmt For For For
15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For
Extraordinary Business Mgmt
16 Authorize Decrease in Share Capital via Cancellation of
Repurchased Shares Mgmt For For For
17 Authorize Filing of Required Documents/Other Formalities Mgmt For For For
Mapletree Logistics Trust
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Ticker M44U Primary Security ID Y5759Q107
Meeting Date 05/24/2018 Meeting Type Special
Record Date Country Singapore
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Approve Acquisition of 50 Percent Interest in Each of 11 Property
Holding Companies as an Interested Person Transaction Mgmt For For For
Mitsubishi Estate Co Ltd
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Ticker 8802 Primary Security ID J43916113
Meeting Date 06/28/2018 Meeting Type Annual
Record Date 03/31/2018 Country Japan
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Approve Allocation of Income, with a Final Dividend of JPY 14 Mgmt For For For
2.1 Elect Director Sugiyama, Hirotaka Mgmt For For For
2.2 Elect Director Yoshida, Junichi Mgmt For For For
2.3 Elect Director Tanisawa, Junichi Mgmt For For For
2.4 Elect Director Arimori, Tetsuji Mgmt For For For
2.5 Elect Director Katayama, Hiroshi Mgmt For For For
2.6 Elect Director Nishigai, Noboru Mgmt For For For
2.7 Elect Director Kato, Jo Mgmt For For For
2.8 Elect Director Okusa, Toru Mgmt For For For
2.9 Elect Director Ebihara, Shin Mgmt For For For
2.10 Elect Director Tomioka, Shu Mgmt For For For
2.11 Elect Director Narukawa, Tetsuo Mgmt For For For
2.12 Elect Director Shirakawa, Masaaki Mgmt For For For
2.13 Elect Director Nagase, Shin Mgmt For For For
2.14 Elect Director Egami, Setsuko Mgmt For For For
2.15 Elect Director Taka, Iwao Mgmt For For For
Mitsui Fudosan Co. Ltd.
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Ticker 8801 Primary Security ID J4509L101
Meeting Date 06/28/2018 Meeting Type Annual
Record Date 03/31/2018 Country Japan
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Approve Allocation of Income, with a Final Dividend of JPY 22 Mgmt For For For
2 Approve Annual Bonus Mgmt For For For
3 Approve Compensation Ceilings for Directors and Statutory Auditors Mgmt For For For
- 30 -
Prologis, Inc.
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Ticker PLD Primary Security ID 74340W103
Meeting Date 05/02/2018 Meeting Type Annual
Record Date 03/06/2018 Country USA
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1a Elect Director Hamid R. Moghadam Mgmt For For For
1b Elect Director Cristina G. Bita Mgmt For For For
1c Elect Director George L. Fotiades Mgmt For For For
1d Elect Director Lydia H. Kennard Mgmt For For For
1e Elect Director J. Michael Losh Mgmt For For For
1f Elect Director Irving F. Lyons, III Mgmt For For For
1g Elect Director David P. O'Connor Mgmt For For For
1h Elect Director Olivier Piani Mgmt For For For
1i Elect Director Jeffrey L. Skelton Mgmt For For For
1j Elect Director Carl B. Webb Mgmt For For For
1k Elect Director William D. Zollars Mgmt For For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
3 Ratify KPMG LLP as Auditors Mgmt For For For
Rexford Industrial Realty, Inc.
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Ticker REXR Primary Security ID 76169C100
Meeting Date 06/11/2018 Meeting Type Annual
Record Date 04/16/2018 Country USA
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director Richard S. Ziman Mgmt For For For
1.2 Elect Director Howard Schwimmer Mgmt For For For
1.3 Elect Director Michael S. Frankel Mgmt For For For
1.4 Elect Director Robert L. Antin Mgmt For For For
1.5 Elect Director Steven C. Good Mgmt For For Withhold
1.6 Elect Director Diana J. Ingram Mgmt For For For
1.7 Elect Director Tyler H. Rose Mgmt For Withhold Withhold
1.8 Elect Director Peter E. Schwab Mgmt For Withhold Withhold
2 Ratify Ernst & Young LLP as Auditors Mgmt For For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
4 Amend Omnibus Stock Plan Mgmt For For For
Scentre Group
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Ticker SCG Primary Security ID Q8351E109
Meeting Date 04/05/2018 Meeting Type Annual
Record Date 04/03/2018 Country Australia
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
2 Approve Remuneration Report Mgmt For For For
3 Elect Carolyn Kay as Director Mgmt For For For
4 Elect Margaret Seale as Director Mgmt For For For
5 Approve Grant of Performance Rights to Peter Allen Mgmt For For For
6 Adopt New Constitution Mgmt For For For
Shaftesbury PLC
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Ticker SHB Primary Security ID G80603106
Meeting Date 02/09/2018 Meeting Type Annual
Record Date 02/07/2018 Country United Kingdom
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Accept Financial Statements and Statutory Reports Mgmt For For For
2 Approve Remuneration Report Mgmt For For For
3 Approve Final Dividend Mgmt For For For
4 Elect Richard Akers as Director Mgmt For For For
5 Re-elect Jonathan Nicholls as Director Mgmt For For For
6 Re-elect Brian Bickell as Director Mgmt For For For
7 Re-elect Simon Quayle as Director Mgmt For For For
8 Re-elect Thomas Welton as Director Mgmt For For For
9 Re-elect Christopher Ward as Director Mgmt For For For
10 Re-elect Jill Little as Director Mgmt For For For
11 Re-elect Dermot Mathias as Director Mgmt For For For
12 Re-elect Hilary Riva as Director Mgmt For For For
13 Re-elect Sally Walden as Director Mgmt For For For
14 Reappoint Ernst & Young LLP as Auditors Mgmt For For For
15 Authorise Board to Fix Remuneration of Auditors Mgmt For For For
16 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For
17 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For
18 Authorise Issue of Equity without Pre-emptive Rights in
Connection with an Acquisition or Other Capital Investment Mgmt For For For
19 Authorise Market Purchase of Ordinary Shares Mgmt For For For
20 Authorise the Company to Call General Meeting with Two Weeks' Notice Mgmt For For For
Simon Property Group, Inc.
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Ticker SPG Primary Security ID 828806109
Meeting Date 05/08/2018 Meeting Type Annual
Record Date 03/15/2018 Country USA
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1a Elect Director Glyn F. Aeppel Mgmt For For For
1b Elect Director Larry C. Glasscock Mgmt For For For
1c Elect Director Karen N. Horn Mgmt For For For
1d Elect Director Allan Hubbard Mgmt For For For
1e Elect Director Reuben S. Leibowitz Mgmt For For For
1f Elect Director Gary M. Rodkin Mgmt For For For
1g Elect Director Stefan M. Selig Mgmt For For For
1h Elect Director Daniel C. Smith Mgmt For For For
1i Elect Director J. Albert Smith, Jr. Mgmt For For For
1j Elect Director Marta R. Stewart Mgmt For For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
3 Ratify Ernst & Young LLP as Auditors Mgmt For For For
4 Eliminate or Restrict Severance Agreements (Change-in-Control) SH Against Against Against
- 31 -
Sumitomo Realty & Development Co. Ltd.
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Ticker 8830 Primary Security ID J77841112
Meeting Date 06/28/2018 Meeting Type Annual
Record Date 03/31/2018 Country Japan
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Approve Allocation of Income, with a Final Dividend of JPY 14 Mgmt For For For
2 Elect Director Katayama, Hisatoshi Mgmt For For For
3 Appoint Statutory Auditor Izuhara, Yozo Mgmt For Against Against
4 Appoint Alternate Statutory Auditor Uno, Kozo Mgmt For For For
Sun Hung Kai Properties Ltd.
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Ticker 16 Primary Security ID Y82594121
Meeting Date 11/09/2017 Meeting Type Annual
Record Date 11/03/2017 Country Hong Kong
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Accept Financial Statements and Statutory Reports Mgmt For For For
2 Approve Final Dividend Mgmt For For For
3.1a Elect Lui Ting, Victor as Director Mgmt For For For
3.1b Elect Li Ka-cheung, Eric as Director Mgmt For Against Against
3.1c Elect Leung Ko May-yee, Margaret as Director Mgmt For For For
3.1d Elect Po-shing Woo as Director Mgmt For Against Against
3.1e Elect Tung Chi-ho, Eric as Director Mgmt For For For
3.1f Elect Fung Yuk-lun, Allen as Director Mgmt For For For
3.2 Approve Directors' Fees Mgmt For For For
4 Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board
to Fix Their Remuneration Mgmt For For For
5 Authorize Repurchase of Issued Share Capital Mgmt For For For
6 Approve Issuance of Equity or Equity-Linked Securities without
Preemptive Rights Mgmt For Against Against
7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
The British Land Company PLC
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Ticker BLND Primary Security ID G15540118
Meeting Date 07/18/2017 Meeting Type Annual
Record Date 07/14/2017 Country United Kingdom
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Accept Financial Statements and Statutory Reports Mgmt For For For
2 Approve Remuneration Report Mgmt For For For
3 Elect Lord Macpherson as Director Mgmt For For For
4 Re-elect Aubrey Adams as Director Mgmt For For For
5 Re-elect Lucinda Bell as Director Mgmt For For For
6 Re-elect John Gildersleeve as Director Mgmt For For For
7 Re-elect Lynn Gladden as Director Mgmt For For For
8 Re-elect Chris Grigg as Director Mgmt For For For
9 Re-elect William Jackson as Director Mgmt For For For
10 Re-elect Charles Maudsley as Director Mgmt For For For
11 Re-elect Tim Roberts as Director Mgmt For For For
12 Re-elect Tim Score as Director Mgmt For For For
13 Re-elect Laura Wade-Gery as Director Mgmt For For For
14 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For
15 Authorise Board to Fix Remuneration of Auditors Mgmt For For For
16 Authorise EU Political Donations and Expenditure Mgmt For For For
17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For
18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For
19 Authorise Issue of Equity without Pre-emptive Rights in Connection
with an Acquisition or Other Capital Investment Mgmt For For For
20 Authorise Market Purchase of Ordinary Shares Mgmt For For For
21 Authorise the Company to Call General Meeting with Two Weeks' Notice Mgmt For For For
Tritax Big Box REIT plc
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Ticker BBOX Primary Security ID G9101W101
Meeting Date 05/16/2018 Meeting Type Annual
Record Date 05/14/2018 Country United Kingdom
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Accept Financial Statements and Statutory Reports Mgmt For For For
2 Approve Remuneration Report Mgmt For For For
3 Approve Remuneration Policy Mgmt For For For
4 Elect Aubrey Adams as Director Mgmt For For For
5 Re-elect Jim Prower as Director Mgmt For For For
6 Re-elect Mark Shaw as Director Mgmt For For For
7 Re-elect Susanne Given as Director Mgmt For For For
8 Re-elect Richard Jewson as Director Mgmt For For For
9 Reappoint BDO LLP as Auditors Mgmt For For For
10 Authorise Board to Fix Remuneration of Auditors Mgmt For For For
11 Approve Dividend Policy Mgmt For For For
12 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For
13 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For
14 Authorise Issue of Equity without Pre-emptive Rights in Connection
with an Acquisition or Other Capital Investment Mgmt For For For
15 Authorise Market Purchase of Ordinary Shares Mgmt For For For
16 Authorise the Company to Call General Meeting with Two Weeks' Notice Mgmt For For For
17 Approve Cancellation of Share Premium Account Mgmt For For For
- 32 -
Unibail Rodamco SE
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Ticker UL Primary Security ID F95094110
Meeting Date 05/17/2018 Meeting Type Annual/Special
Record Date 05/14/2018 Country France
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
Ordinary Business Mgmt
1 Approve Financial Statements and Statutory Reports Mgmt For For For
2 Approve Consolidated Financial Statements and Statutory Reports Mgmt For For For
3 Approve Allocation of Income and Dividends of EUR 10.80 per Share Mgmt For For For
4 Approve Auditors' Special Report on Related-Party Transactions
Mentioning the Absence of New Transactions Mgmt For For For
5 Approve Compensation of Christophe Cuvillier, Chairman of the
Management Board Mgmt For For For
6 Approve Compensation of Olivier Bossard, Fabrice Mouchel, Astrid
Panosyan, Jaap Tonckens and Jean-Marie Tritant, Members of the
Management Board Mgmt For For For
7 Approve Compensation of Colin Dyer, Chairman of the Supervisory
Board since April 25, 2017 Mgmt For For For
8 Approve Compensation of Rob ter Haar, Chairman of the Supervisory
Board until April 25, 2017 Mgmt For For For
Extraordinary Business Mgmt
9 Amend Article 21 of Bylaws Re: Stock Dividend Program Mgmt For For For
10 Approve Contribution in Kind of 100,598,795 Shares from WFD
Unibail-Rodamco N.V. and its Valuation and Remuneration Mgmt For For For
11 Approve Contribution in Kind of 2,078,089,686 Shares from Westfield
Corporation Limited and 1,827,597,167 Shares from Unibail-Rodamco
TH B.V., its Valuation and Remuneration Mgmt For For For
12 Amend Article 6 of Bylaws Re: WFD Unibail-Rodamco N.V. Shares Mgmt For For For
13 Amend Article 6 of Bylaws Re: ORNANE Shares Mgmt For For For
14 Pursuant to Items 9-12 Above, Adopt New Bylaws Mgmt For For For
15 Authorize Decrease in Share Capital via Cancellation of
Repurchased Shares Mgmt For For For
16 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million Mgmt For For For
17 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million Mgmt For For For
18 Authorize Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote Above
under Items 16-17 Mgmt For For For
19 Authorize Capital Increase of up to 10 Percent of Issued Capital
for Contributions in Kind Mgmt For For For
20 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Mgmt For For For
21 Authorize up to 3 Percent of Issued Capital for Use in Stock
Option Plans Mgmt For For For
22 Authorize up to 0.8 Percent of Issued Capital for Use in Restricted
Stock Plans Mgmt For For For
23 Authorize up to 0.07 Percent of Issued Capital for Use in Restricted
Stock Plans Re: Westfield Shares Mgmt For For For
Ordinary Business Mgmt
24 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For
25 Approve Remuneration Policy for Chairman of the Management Board Mgmt For For For
26 Approve Remuneration Policy for Management Board Members Mgmt For For For
27 Approve Remuneration Policy for Supervisory Board Members Mgmt For For For
28 Reelect Mary Harris as Supervisory Board Member Mgmt For For For
29 Reelect Sophie Stabile as Supervisory Board Member Mgmt For For For
30 Reelect Jacqueline Tammenoms Bakker as Supervisory Board Member Mgmt For For For
31 Elect Jill Granoff as Supervisory Board Member Mgmt For For For
32 Reelect Jean-Louis Laurens as Supervisory Board Member Mgmt For For For
33 Elect Peter Lowy as Supervisory Board Member Mgmt For For For
34 Reelect Alec Pelmore as Supervisory Board Member Mgmt For For For
35 Elect John McFarlane as Supervisory Board Member Mgmt For For For
36 Delegate Powers to the Board to Filing of Required Documents
under Items 25-27 and 32-35 Mgmt For For For
37 Authorize Filing of Required Documents/Other Formalities Mgmt For For For
Vornado Realty Trust
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Ticker VNO Primary Security ID 929042109
Meeting Date 05/17/2018 Meeting Type Annual
Record Date 03/19/2018 Country USA
--------------------------------------------------------------------------------
PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1.1 Elect Director Steven Roth Mgmt For For For
1.2 Elect Director Michael D. Fascitelli Mgmt For For For
1.3 Elect Director Michael Lynne Mgmt For For For
1.4 Elect Director David M. Mandelbaum Mgmt For For For
1.5 Elect Director Mandakini Puri Mgmt For For For
1.6 Elect Director Daniel R. Tisch Mgmt For For For
1.7 Elect Director Russell B. Wight, Jr. Mgmt For For For
2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For
3 Amend Declaration of Trust to Permit Shareholders to Vote on
Amendments to Bylaws Mgmt For For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For
Wharf Real Estate Investment Company Limited
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Ticker 1997 Primary Security ID G9593A104
Meeting Date 05/09/2018 Meeting Type Annual
Record Date 05/02/2018 Country Cayman Islands
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PROPOSAL VOTE
NUMBER PROPOSAL TEXT PROPONENT MGMT REC ISS REC INSTRUCTION
1 Accept Financial Statements and Statutory Reports Mgmt For For For
2a Elect Stephen Tin Hoi Ng as Director Mgmt For For For
2b Elect Doreen Yuk Fong Lee as Director Mgmt For For For
2c Elect Yen Thean Leng as Director Mgmt For For For
2d Elect Kai Hang Leung as Director Mgmt For For For
2e Elect Alexander Siu Kee Au as Director Mgmt For For For
2f Elect Andrew James Seaton as Director Mgmt For For For
2g Elect Richard Gareth Williams as Director Mgmt For For For
2h Elect Eng Kiong Yeoh as Director Mgmt For For For
3 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For
4 Authorize Repurchase of Issued Share Capital Mgmt For For For
5 Approve Issuance of Equity or Equity-Linked Securities without
Preemptive Rights Mgmt For Against Against
6 Authorize Reissuance of Repurchased Shares Mgmt For Against Against
- 33 -
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund IV
-----------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date August 9, 2018
-------------------------
* Print the name and title of each signing officer under his or her signature.