UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22738
First Trust MLP and Energy Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
10 Westport Road, Suite C101a Wilton, Connecticut 06897
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: October 31
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Date of reporting period: July 1, 2018 - June 30, 2019
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
National Grid plc
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Ticker NG.
Primary CUSIP G6375K151
Meeting Date 30-Jul-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Accept Financial Statements and Statutory For Yes No
Reports
Management Approve Final Dividend For Yes No
Management Re-elect Sir Peter Gershon as Director For Yes No
Management Re-elect John Pettigrew as Director For Yes No
Management Re-elect Dean Seavers as Director For Yes No
Management Re-elect Nicola Shaw as Director For Yes No
Management Re-elect Nora Brownell as Director For Yes No
Management Re-elect Jonathan Dawson as Director For Yes No
Management Re-elect Therese Esperdy as Director For Yes No
Management Re-elect Paul Golby as Director For Yes No
Management Re-elect Mark Williamson as Director For Yes No
Management Elect Amanda Mesler as Director For Yes No
Management Reappoint Deloitte LLP as Auditors For Yes No
Management Authorise Board to Fix Remuneration of For Yes No
Auditors
Management Approve Remuneration Report For Yes No
Management Authorise EU Political Donations and For Yes No
Expenditure
Management Authorise Issue of Equity with Pre-emptive For Yes No
Rights
Management Authorise Issue of Equity without Pre- For Yes No
emptive Rights
Management Authorise Issue of Equity without Pre- For Yes No
emptive Rights in Connection with an
Acquisition or Other Capital Investment
Management Authorise Market Purchase of Ordinary Shares For Yes No
Management Authorise the Company to Call General For Yes No
Meeting with Two Weeks' Notice
The Williams Companies, Inc.
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Ticker WMB
Primary CUSIP 969457100
Meeting Date 09-Aug-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Increase Authorized Common Stock For Yes No
Management Issue Shares in Connection with Acquisition For Yes No
Management Adjourn Meeting For Yes No
Williams Partners L.P.
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Ticker WPZ
Primary CUSIP 96949L105
Meeting Date 09-Aug-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Approve Merger Agreement For Yes No
Energy Transfer Partners LP
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Ticker ETP
Primary CUSIP 29278N400
Meeting Date 18-Oct-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Approve Merger Agreement For Yes No
Management Adjourn Meeting For Yes No
Enbridge Income Fund Holdings, Inc.
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Ticker ENF
Primary CUSIP 29251R105
Meeting Date 06-Nov-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Approve Acquisition by Enbridge Inc. For Yes No
Enbridge Energy Partners LP
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Ticker EEP
Primary CUSIP 29250R106
Meeting Date 17-Dec-18
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Approve Merger Agreement Against Yes Yes
Management Adjourn Meeting Against Yes Yes
UGI Corp.
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Ticker UGI
Primary CUSIP 902681105
Meeting Date 30-Jan-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director M. Shawn Bort For Yes No
Management Elect Director Theodore A. Dosch For Yes No
Management Elect Director Richard W. Gochnauer For Yes No
Management Elect Director Alan N. Harris For Yes No
Management Elect Director Frank S. Hermance For Yes No
Management Elect Director Anne Pol For Yes No
Management Elect Director Kelly A. Romano For Yes No
Management Elect Director Marvin O. Schlanger For Yes No
Management Elect Director James B. Stallings, Jr. For Yes No
Management Elect Director John L. Walsh For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Ratify Ernst & Young LLP as Auditors For Yes No
Atmos Energy Corp.
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Ticker ATO
Primary CUSIP 049560105
Meeting Date 06-Feb-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Robert W. Best For Yes No
Management Elect Director Kim R. Cocklin For Yes No
Management Elect Director Kelly H. Compton For Yes No
Management Elect Director Sean Donohue For Yes No
Management Elect Director Rafael G. Garza For Yes No
Management Elect Director Richard K. Gordon For Yes No
Management Elect Director Robert C. Grable For Yes No
Management Elect Director Michael E. Haefner For Yes No
Management Elect Director Nancy K. Quinn For Yes No
Management Elect Director Richard A. Sampson For Yes No
Management Elect Director Stephen R. Springer For Yes No
Management Elect Director Diana J. Walters For Yes No
Management Elect Director Richard Ware, II For Yes No
Management Ratify Ernst & Young LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Share Holder Report on Methane Leaks & Management Actions For Yes Yes
TransMontaigne Partners LP
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Ticker TLP
Primary CUSIP 89376V100
Meeting Date 26-Feb-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Approve Merger Agreement For Yes No
Management Adjourn Meeting For Yes No
Public Service Enterprise Group Incorporated
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Ticker PEG
Primary CUSIP 744573106
Meeting Date 16-Apr-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Willie A. Deese For Yes No
Management Elect Director William V. Hickey For Yes No
Management Elect Director Ralph Izzo For Yes No
Management Elect Director Shirley Ann Jackson For Yes No
Management Elect Director David Lilley For Yes No
Management Elect Director Barry H. Ostrowsky For Yes No
Management Elect Director Laura A. Sugg For Yes No
Management Elect Director Richard J. Swift For Yes No
Management Elect Director Susan Tomasky For Yes No
Management Elect Director Alfred W. Zollar For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
NextEra Energy Partners LP
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Ticker NEP
Primary CUSIP 65341B106
Meeting Date 22-Apr-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Susan D. Austin For Yes No
Management Elect Director Robert J. Byrne For Yes No
Management Elect Director Peter H. Kind For Yes No
Management Elect Director James L. Robo For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Magellan Midstream Partners LP
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Ticker MMP
Primary CUSIP 559080106
Meeting Date 25-Apr-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Walter R. Arnheim For Yes No
Management Elect Director Lori A. Gobillot For Yes No
Management Elect Director Edward J. Guay For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Ratify Ernst & Young LLP as Auditors For Yes No
Exelon Corporation
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Ticker EXC
Primary CUSIP 30161N101
Meeting Date 30-Apr-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Anthony K. Anderson For Yes No
Management Elect Director Ann C. Berzin For Yes No
Management Elect Director Laurie Brlas For Yes No
Management Elect Director Christopher M. Crane For Yes No
Management Elect Director Yves C. de Balmann For Yes No
Management Elect Director Nicholas DeBenedictis For Yes No
Management Elect Director Linda P. Jojo For Yes No
Management Elect Director Paul L. Joskow For Yes No
Management Elect Director Robert J. Lawless For Yes No
Management Elect Director Richard W. Mies For Yes No
Management Elect Director Mayo A. Shattuck, III For Yes No
Management Elect Director Stephen D. Steinour For Yes No
Management Elect Director John F. Young For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Share Holder Report on Costs and Benefits of Against Yes No
Environment-related Activities
Eversource Energy
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Ticker ES
Primary CUSIP 30040W108
Meeting Date 01-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Cotton M. Cleveland For Yes No
Management Elect Director Sanford Cloud, Jr. For Yes No
Management Elect Director James S. DiStasio For Yes No
Management Elect Director Francis A. Doyle For Yes No
Management Elect Director Linda Dorcena Forry For Yes No
Management Elect Director James J. Judge For Yes No
Management Elect Director John Y. Kim For Yes No
Management Elect Director Kenneth R. Leibler For Yes No
Management Elect Director William C. Van Faasen For Yes No
Management Elect Director Frederica M. Williams For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Duke Energy Corporation
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Ticker DUK
Primary CUSIP 26441C204
Meeting Date 02-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Michael G. Browning For Yes No
Management Elect Director Annette K. Clayton For Yes No
Management Elect Director Theodore F. Craver, Jr. For Yes No
Management Elect Director Robert M. Davis For Yes No
Management Elect Director Daniel R. DiMicco For Yes No
Management Elect Director Lynn J. Good For Yes No
Management Elect Director John T. Herron For Yes No
Management Elect Director William E. Kennard For Yes No
Management Elect Director E. Marie McKee For Yes No
Management Elect Director Charles W. Moorman, IV For Yes No
Management Elect Director Marya M. Rose For Yes No
Management Elect Director Carlos A. Saladrigas For Yes No
Management Elect Director Thomas E. Skains For Yes No
Management Elect Director William E. Webster, Jr. For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Share Holder Report on Political Contributions For Yes Yes
Share Holder Report on Lobbying Payments and Policy For Yes Yes
Share Holder Report on Mitigating Health and Climate For Yes Yes
Impacts of Duke Energy's Coal Use
Share Holder Report on Costs and Benefits of Voluntary Against Yes No
Environment-Related Activities
CMS Energy Corporation
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Ticker CMS
Primary CUSIP 125896100
Meeting Date 03-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Jon E. Barfield For Yes No
Management Elect Director Deborah H. Butler For Yes No
Management Elect Director Kurt L. Darrow For Yes No
Management Elect Director Stephen E. Ewing For Yes No
Management Elect Director William D. Harvey For Yes No
Management Elect Director Patricia K. Poppe For Yes No
Management Elect Director John G. Russell For Yes No
Management Elect Director Suzanne F. Shank For Yes No
Management Elect Director Myrna M. Soto For Yes No
Management Elect Director John G. Sznewajs For Yes No
Management Elect Director Laura H. Wright For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No
Share Holder Report on Political Contributions Disclosure For Yes Yes
TransCanada Corp.
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Ticker TRP
Primary CUSIP 89353D107
Meeting Date 03-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Stephan Cretier For Yes No
Management Elect Director Russell K. Girling For Yes No
Management Elect Director S. Barry Jackson For Yes No
Management Elect Director Randy Limbacher For Yes No
Management Elect Director John E. Lowe For Yes No
Management Elect Director Una Power For Yes No
Management Elect Director Mary Pat Salomone For Yes No
Management Elect Director Indira V. Samarasekera For Yes No
Management Elect Director D. Michael G. Stewart For Yes No
Management Elect Director Siim A. Vanaselja For Yes No
Management Elect Director Thierry Vandal For Yes No
Management Elect Director Steven W. Williams For Yes No
Management Approve KPMG LLP as Auditors and Authorize For Yes No
Board to Fix Their Remuneration
Management Advisory Vote on Executive Compensation For Yes No
Approach
Management Change Company Name to TC Energy For Yes No
Corporation/ Corporation TC Energie
Management Approve Shareholder Rights Plan For Yes No
Share Holder Prepare a Report Outlining How the Company Against Yes No
Respects Internationally Recognized
Standards for Indigenous Peoples Rights in
its Business Activities
Chesapeake Utilities Corporation
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Ticker CPK
Primary CUSIP 165303108
Meeting Date 08-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Eugene H. Bayard For Yes No
Management Elect Director Jeffry M. Householder For Yes No
Management Elect Director Paul L. Maddock, Jr. For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Ratify Baker Tilly Virchow Krause, LLP as For Yes No
Auditors
Enbridge, Inc.
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Ticker ENB
Primary CUSIP 29250N105
Meeting Date 08-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Pamela L. Carter For Yes No
Management Elect Director Marcel R. Coutu For Yes No
Management Elect Director Susan M. Cunningham For Yes No
Management Elect Director Gregory L. Ebel For Yes No
Management Elect Director J. Herb England For Yes No
Management Elect Director Charles W. Fischer For Yes No
Management Elect Director V. Maureen Kempston Darkes For Yes No
Management Elect Director Teresa S. Madden For Yes No
Management Elect Director Al Monaco For Yes No
Management Elect Director Michael E.J. Phelps Yes No
*Withdrawn Resolution*
Management Elect Director Dan C. Tutcher For Yes No
Management Elect Director Catherine L. Williams For Yes No
Management Approve PricewaterhouseCoopers LLP as For Yes No
Auditors and Authorize Board to Fix Their
Remuneration
Management Approve Omnibus Stock Plan For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Kinder Morgan, Inc.
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Ticker KMI
Primary CUSIP 49456B101
Meeting Date 08-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Richard D. Kinder For Yes No
Management Elect Director Steven J. Kean For Yes No
Management Elect Director Kimberly A. Dang For Yes No
Management Elect Director Ted A. Gardner For Yes No
Management Elect Director Anthony W. Hall, Jr. For Yes No
Management Elect Director Gary L. Hultquist For Yes No
Management Elect Director Ronald L. Kuehn, Jr. For Yes No
Management Elect Director Deborah A. Macdonald For Yes No
Management Elect Director Michael C. Morgan For Yes No
Management Elect Director Arthur C. Reichstetter For Yes No
Management Elect Director Fayez Sarofim For Yes No
Management Elect Director C. Park Shaper For Yes No
Management Elect Director William A. Smith For Yes No
Management Elect Director Joel V. Staff For Yes No
Management Elect Director Robert F. Vagt For Yes No
Management Elect Director Perry M. Waughtal For Yes No
Management Ratify PricewaterhouseCoopers LLP as For Yes No
Auditors
Management Advisory Vote to Ratify Named Executive Against Yes Yes
Officers' Compensation
Hydro One Limited
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Ticker H
Primary CUSIP 448811208
Meeting Date 09-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Cherie L. Brant For Yes No
Management Elect Director Blair Cowper-Smith For Yes No
Management Elect Director Anne Giardini For Yes No
Management Elect Director David Hay For Yes No
Management Elect Director Timothy E. Hodgson For Yes No
Management Elect Director Jessica L. McDonald For Yes No
Management Elect Director Russel C. Robertson For Yes No
Management Elect Director William H. Sheffield For Yes No
Management Elect Director Melissa Sonberg For Yes No
Management Elect Director Thomas D. Woods For Yes No
Management Approve KPMG LLP as Auditors and Authorize For Yes No
Board to Fix Their Remuneration
Inter Pipeline Ltd.
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Ticker IPL
Primary CUSIP 45833V109
Meeting Date 09-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Richard Shaw For Yes No
Management Elect Director Christian Bayle For Yes No
Management Elect Director Peter Cella For Yes No
Management Elect Director Julie Dill For Yes No
Management Elect Director Duane Keinick For Yes No
Management Elect Director Arthur Korpach For Yes No
Management Elect Director Alison Taylor Love For Yes No
Management Elect Director Margaret McKenzie For Yes No
Management Elect Director William Robertson For Yes No
Management Elect Director Brant Sangster For Yes No
Management Approve Ernst & Young LLP as Auditors and For Yes No
Authorize Board to Fix Their Remuneration
Management Advisory Vote on Executive Compensation For Yes No
Approach
Sempra Energy
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Ticker SRE
Primary CUSIP 816851109
Meeting Date 09-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Alan L. Boeckmann For Yes No
Management Elect Director Kathleen L. Brown For Yes No
Management Elect Director Andres Conesa For Yes No
Management Elect Director Maria Contreras-Sweet For Yes No
Management Elect Director Pablo A. Ferrero For Yes No
Management Elect Director William D. Jones For Yes No
Management Elect Director Jeffrey W. Martin For Yes No
Management Elect Director Michael N. Mears For Yes No
Management Elect Director William C. Rusnack For Yes No
Management Elect Director Lynn Schenk For Yes No
Management Elect Director Jack T. Taylor For Yes No
Management Elect Director Cynthia L. Walker For Yes No
Management Elect Director James C. Yardley For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Approve Omnibus Stock Plan For Yes No
Share Holder Require Independent Board Chairman For Yes Yes
The Williams Companies, Inc.
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Ticker WMB
Primary CUSIP 969457100
Meeting Date 09-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Alan S. Armstrong For Yes No
Management Elect Director Stephen W. Bergstrom For Yes No
Management Elect Director Nancy K. Buese For Yes No
Management Elect Director Stephen I. Chazen For Yes No
Management Elect Director Charles I. Cogut For Yes No
Management Elect Director Kathleen B. Cooper For Yes No
Management Elect Director Michael A. Creel For Yes No
Management Elect Director Vicki L. Fuller For Yes No
Management Elect Director Peter A. Ragauss For Yes No
Management Elect Director Scott D. Sheffield For Yes No
Management Elect Director Murray D. Smith For Yes No
Management Elect Director William H. Spence For Yes No
Management Ratify Ernst & Young LLP as Auditor For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Keyera Corp.
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Ticker KEY
Primary CUSIP 493271100
Meeting Date 14-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Ratify Deloitte LLP as Auditors For Yes No
Management Elect Director James V. Bertram For Yes No
Management Elect Director Douglas J. Haughey For Yes No
Management Elect Director Gianna Manes For Yes No
Management Elect Director Donald J. Nelson For Yes No
Management Elect Director Michael J. Norris For Yes No
Management Elect Director Thomas O'Connor For Yes No
Management Elect Director Charlene Ripley For Yes No
Management Elect Director David G. Smith For Yes No
Management Elect Director Janet Woodruff For Yes No
Management Advisory Vote on Executive Compensation For Yes No
Approach
PPL Corporation
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Ticker PPL
Primary CUSIP 69351T106
Meeting Date 14-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director John W. Conway For Yes No
Management Elect Director Steven G. Elliott For Yes No
Management Elect Director Raja Rajamannar For Yes No
Management Elect Director Craig A. Rogerson For Yes No
Management Elect Director William H. Spence For Yes No
Management Elect Director Natica von Althann For Yes No
Management Elect Director Keith H. Williamson For Yes No
Management Elect Director Phoebe A. Wood For Yes No
Management Elect Director Armando Zagalo de Lima For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditor For Yes No
Emera Incorporated
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Ticker EMA
Primary CUSIP 290876101
Meeting Date 15-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Scott C. Balfour No No
Management Elect Director James V. Bertram No No
Management Elect Director Sylvia D. Chrominska No No
Management Elect Director Henry E. Demone No No
Management Elect Director Kent M. Harvey No No
Management Elect Director B. Lynn Loewen No No
Management Elect Director Donald A. Pether No No
Management Elect Director John B. Ramil No No
Management Elect Director Andrea S. Rosen No No
Management Elect Director Richard P. Sergel No No
Management Elect Director M. Jacqueline Sheppard No No
Management Elect Director Jochen E. Tilk No No
Management Ratify Ernst & Young LLP as Auditors No No
Management Authorize Board to Fix Remuneration of No No
Auditors
Management Advisory Vote on Executive Compensation No No
Approach
Management The Undersigned Hereby Certifies that the No No
Shares Represented by this Proxy are Owned
and Controlled by a Resident of Canada.
Vote FOR = Yes and ABSTAIN = No. A Vote
Against will be treated as not voted.
Plains All American Pipeline, L.P.
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Ticker PAA
Primary CUSIP 726503105
Meeting Date 15-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Victor Burk Withhold Yes Yes
Management Elect Director Gary R. Petersen Withhold Yes Yes
Management Ratify PricewaterhouseCoopers LLP as For Yes No
Auditors
Management Advisory Vote to Ratify Named Executive Against Yes Yes
Officers' Compensation
Xcel Energy Inc.
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Ticker XEL
Primary CUSIP 98389B100
Meeting Date 15-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Lynn Casey For Yes No
Management Elect Director Richard K. Davis For Yes No
Management Elect Director Ben Fowke For Yes No
Management Elect Director Richard T. O'Brien For Yes No
Management Elect Director David K. Owens For Yes No
Management Elect Director Christopher J. Policinski For Yes No
Management Elect Director James T. Prokopanko For Yes No
Management Elect Director A. Patricia Sampson For Yes No
Management Elect Director James J. Sheppard For Yes No
Management Elect Director David A. Westerlund For Yes No
Management Elect Director Kim Williams For Yes No
Management Elect Director Timothy V. Wolf For Yes No
Management Elect Director Daniel Yohannes For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
CorEnergy Infrastructure Trust, Inc.
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Ticker CORR
Primary CUSIP 21870U502
Meeting Date 22-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Conrad S. Ciccotello For Yes No
Management Elect Director Catherine A. Lewis For Yes No
Management Ratify Ernst & Young LLP as Auditors For Yes No
ONEOK, Inc.
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Ticker OKE
Primary CUSIP 682680103
Meeting Date 22-May-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Brian L. Derksen For Yes No
Management Elect Director Julie H. Edwards For Yes No
Management Elect Director John W. Gibson For Yes No
Management Elect Director Mark W. Helderman For Yes No
Management Elect Director Randall J. Larson For Yes No
Management Elect Director Steven J. Malcolm For Yes No
Management Elect Director Jim W. Mogg For Yes No
Management Elect Director Pattye L. Moore For Yes No
Management Elect Director Gary D. Parker For Yes No
Management Elect Director Eduardo A. Rodriguez For Yes No
Management Elect Director Terry K. Spencer For Yes No
Management Ratify PricewaterhouseCoopers LLP as For Yes No
Auditors
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Equitrans Midstream Corporation
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Ticker ETRN
Primary CUSIP 294600101
Meeting Date 11-Jun-19
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VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Vicky A. Bailey For Yes No
Management Elect Director Kenneth M. Burke For Yes No
Management Elect Director Margaret K. Dorman For Yes No
Management Elect Director Thomas F. Karam For Yes No
Management Elect Director David L. Porges For Yes No
Management Elect Director Norman J. Szydlowski For Yes No
Management Elect Director Robert F. Vagt For Yes No
Management Advisory Vote to Ratify Named Executive For Yes No
Officers' Compensation
Management Advisory Vote on Say on Pay Frequency One Year Yes No
Management Ratify Ernst & Young LLP as Auditor For Yes No
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST MLP AND ENERGY INCOME FUND
-----------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date July 22, 2019
-------------------------
* Print the name and title of each signing officer under his or her signature.