UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2019 - June 30, 2020
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Ares Capital Corporation
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Ticker ARCC
Provider Security ID 04010L103
Meeting Type Special
Meeting Date 08-Jul-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Issuance of Shares Below Net Asset Value (NAV) For For Yes No
Alibaba Group Holding Limited
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Ticker BABA
Provider Security ID 01609W102
Meeting Type Annual
Meeting Date 15-Jul-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Share Subdivision For For Yes No
Management 2.1 Elect Daniel Yong Zhang as Director For Against Yes Yes
Management 2.2 Elect Chee Hwa Tung as Director For For Yes No
Management 2.3 Elect Jerry Yang as Director For For Yes No
Management 2.4 Elect Wan Ling Martello as Director For For Yes No
Management 3 Ratify PricewaterhouseCoopers as Auditors For For Yes No
Constellation Brands, Inc.
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Ticker STZ
Provider Security ID 21036P108
Meeting Type Annual
Meeting Date 16-Jul-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Jennifer M. Daniels For For Yes No
Management 1.2 Elect Director Jerry Fowden For For Yes No
Management 1.3 Elect Director Ernesto M. Hernandez For For Yes No
Management 1.4 Elect Director Susan Somersille Johnson For For Yes No
Management 1.5 Elect Director James A. Locke, III For Withhold Yes Yes
Management 1.6 Elect Director Daniel J. McCarthy For Withhold Yes Yes
Management 1.7 Elect Director William A. Newlands For For Yes No
Management 1.8 Elect Director Richard Sands For For Yes No
Management 1.9 Elect Director Robert Sands For For Yes No
Management 1.10 Elect Director Judy A. Schmeling For Withhold Yes Yes
Management 2 Ratify KPMG LLP as Auditor For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Linde plc
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Ticker LIN
Provider Security ID G5494J103
Meeting Type Annual
Meeting Date 26-Jul-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Wolfgang H. Reitzle For For Yes No
Management 1b Elect Director Stephen F. Angel For For Yes No
Management 1c Elect Director Ann-Kristin Achleitner For For Yes No
Management 1d Elect Director Clemens A. H. Borsig For For Yes No
Management 1e Elect Director Nance K. Dicciani For For Yes No
Management 1f Elect Director Thomas Enders For For Yes No
Management 1g Elect Director Franz Fehrenbach For For Yes No
Management 1h Elect Director Edward G. Galante For For Yes No
Management 1i Elect Director Larry D. McVay For For Yes No
Management 1j Elect Director Victoria E. Ossadnik For For Yes No
Management 1k Elect Director Martin H. Richenhagen For For Yes No
Management 1l Elect Director Robert L. Wood For For Yes No
Management 2a Ratify PricewaterhouseCoopers as Auditors For For Yes No
Management 2b Authorize Board to Fix Remuneration of Auditors For For Yes No
Management 3 Determine Price Range for Reissuance of Treasury Shares For For Yes No
Management 4 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
SunTrust Banks, Inc.
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Ticker STI
Provider Security ID 867914103
Meeting Type Special
Meeting Date 30-Jul-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Merger Agreement For For Yes No
Management 2 Advisory Vote on Golden Parachutes For For Yes No
Management 3 Adjourn Meeting For For Yes No
Electronic Arts Inc.
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Ticker EA
Provider Security ID 285512109
Meeting Type Annual
Meeting Date 08-Aug-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Leonard S. Coleman For For Yes No
Management 1b Elect Director Jay C. Hoag For For Yes No
Management 1c Elect Director Jeffrey T. Huber For For Yes No
Management 1d Elect Director Lawrence F. Probst, III For For Yes No
Management 1e Elect Director Talbott Roche For For Yes No
Management 1f Elect Director Richard A. Simonson For For Yes No
Management 1g Elect Director Luis A. Ubinas For For Yes No
Management 1h Elect Director Heidi J. Ueberroth For For Yes No
Management 1i Elect Director Andrew Wilson For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Provide Right for Shareholders Holding 25% or More of For For Yes No
the Common Stock to Call Special Meetings
Share Holder 6 Provide Right for Shareholders Holding 15% or More of Against For Yes Yes
the Common Stock to Call Special Meetings
Take-Two Interactive Software, Inc.
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Ticker TTWO
Provider Security ID 874054109
Meeting Type Annual
Meeting Date 18-Sep-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Strauss Zelnick For For Yes No
Management 1.2 Elect Director Michael Dornemann For For Yes No
Management 1.3 Elect Director J Moses For For Yes No
Management 1.4 Elect Director Michael Sheresky For For Yes No
Management 1.5 Elect Director LaVerne Srinivasan For For Yes No
Management 1.6 Elect Director Susan Tolson For For Yes No
Management 1.7 Elect Director Paul Viera For For Yes No
Management 1.8 Elect Director Roland Hernandez For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
NIKE, Inc.
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Ticker NKE
Provider Security ID 654106103
Meeting Type Annual
Meeting Date 19-Sep-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Alan B. Graf, Jr. For For Yes No
Management 1.2 Elect Director Peter B. Henry For For Yes No
Management 1.3 Elect Director Michelle A. Peluso For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Lam Research Corporation
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Ticker LRCX
Provider Security ID 512807108
Meeting Type Annual
Meeting Date 05-Nov-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Sohail U. Ahmed For For Yes No
Management 1.2 Elect Director Timothy M. Archer For For Yes No
Management 1.3 Elect Director Eric K. Brandt For For Yes No
Management 1.4 Elect Director Michael R. Cannon For For Yes No
Management 1.5 Elect Director Youssef A. El-Mansy For For Yes No
Management 1.6 Elect Director Catherine P. Lego For For Yes No
Management 1.7 Elect Director Bethany J. Mayer For For Yes No
Management 1.8 Elect Director Abhijit Y. Talwalkar For For Yes No
Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Yes No
Management 1.10 Elect Director Leslie F. Varon For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For Against Yes Yes
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Microsoft Corporation
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Ticker MSFT
Provider Security ID 594918104
Meeting Type Annual
Meeting Date 04-Dec-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director William H. Gates, III For For Yes No
Management 1.2 Elect Director Reid G. Hoffman For For Yes No
Management 1.3 Elect Director Hugh F. Johnston For For Yes No
Management 1.4 Elect Director Teri L. List-Stoll For For Yes No
Management 1.5 Elect Director Satya Nadella For For Yes No
Management 1.6 Elect Director Sandra E. Peterson For For Yes No
Management 1.7 Elect Director Penny S. Pritzker For For Yes No
Management 1.8 Elect Director Charles W. Scharf For For Yes No
Management 1.9 Elect Director Arne M. Sorenson For For Yes No
Management 1.10 Elect Director John W. Stanton For For Yes No
Management 1.11 Elect Director John W. Thompson For For Yes No
Management 1.12 Elect Director Emma N. Walmsley For For Yes No
Management 1.13 Elect Director Padmasree Warrior For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For Against Yes Yes
Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 4 Report on Employee Representation on the Board of Against Against Yes No
Directors
Share Holder 5 Report on Gender Pay Gap Against For Yes Yes
Palo Alto Networks, Inc.
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Ticker PANW
Provider Security ID 697435105
Meeting Type Annual
Meeting Date 09-Dec-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Asheem Chandna For Withhold Yes Yes
Management 1b Elect Director James J. Goetz For Withhold Yes Yes
Management 1c Elect Director Mark D. McLaughlin For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes Yes
Compensation
Cisco Systems, Inc.
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Ticker CSCO
Provider Security ID 17275R102
Meeting Type Annual
Meeting Date 10-Dec-19
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director M. Michele Burns For For Yes No
Management 1b Elect Director Wesley G. Bush For For Yes No
Management 1c Elect Director Michael D. Capellas For For Yes No
Management 1d Elect Director Mark Garrett For For Yes No
Management 1e Elect Director Kristina M. Johnson For For Yes No
Management 1f Elect Director Roderick C. McGeary For For Yes No
Management 1g Elect Director Charles H. Robbins For For Yes No
Management 1h Elect Director Arun Sarin For For Yes No
Management 1i Elect Director Brenton L. Saunders For For Yes No
Management 1j Elect Director Carol B. Tome For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against Against Yes No
Micron Technology, Inc.
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Ticker MU
Provider Security ID 595112103
Meeting Type Annual
Meeting Date 16-Jan-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Robert L. Bailey For For Yes No
Management 1.2 Elect Director Richard M. Beyer For For Yes No
Management 1.3 Elect Director Steven J. Gomo For For Yes No
Management 1.4 Elect Director Mary Pat McCarthy For For Yes No
Management 1.5 Elect Director Sanjay Mehrotra For For Yes No
Management 1.6 Elect Director Robert E. Switz For For Yes No
Management 1.7 Elect Director MaryAnn Wright For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Costco Wholesale Corporation
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Ticker COST
Provider Security ID 22160K105
Meeting Type Annual
Meeting Date 22-Jan-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Susan L. Decker For For Yes No
Management 1.2 Elect Director Richard A. Galanti For For Yes No
Management 1.3 Elect Director Sally Jewell For For Yes No
Management 1.4 Elect Director Charles T. Munger For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 4 Amend Articles of Incorporation to Provide Directors May For For Yes No
Be Removed With or Without Cause
Share Holder 5 Disclose Board Diversity and Qualifications Matrix Against Against Yes No
Apple Inc.
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Ticker AAPL
Provider Security ID 037833100
Meeting Type Annual
Meeting Date 26-Feb-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director James Bell For For Yes No
Management 1b Elect Director Tim Cook For For Yes No
Management 1c Elect Director Al Gore For For Yes No
Management 1d Elect Director Andrea Jung For For Yes No
Management 1e Elect Director Art Levinson For For Yes No
Management 1f Elect Director Ron Sugar For For Yes No
Management 1g Elect Director Sue Wagner For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Share Holder 4 Proxy Access Amendments Against For Yes Yes
Share Holder 5 Assess Feasibility of Including Sustainability as a Against Against Yes No
Performance Measure for Senior Executive Compensation
Share Holder 6 Report on Freedom of Expression and Access to Against For Yes Yes
Information Policies
The Walt Disney Company
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Ticker DIS
Provider Security ID 254687106
Meeting Type Annual
Meeting Date 11-Mar-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Susan E. Arnold For For Yes No
Management 1b Elect Director Mary T. Barra For For Yes No
Management 1c Elect Director Safra A. Catz For For Yes No
Management 1d Elect Director Francis A. deSouza For For Yes No
Management 1e Elect Director Michael B.G. Froman For For Yes No
Management 1f Elect Director Robert A. Iger For For Yes No
Management 1g Elect Director Maria Elena Lagomasino For For Yes No
Management 1h Elect Director Mark G. Parker For For Yes No
Management 1i Elect Director Derica W. Rice For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes Yes
Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
Keysight Technologies, Inc.
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Ticker KEYS
Provider Security ID 49338L103
Meeting Type Annual
Meeting Date 19-Mar-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Paul N. Clark For For Yes No
Management 1.2 Elect Director Richard P. Hamada For For Yes No
Management 1.3 Elect Director Paul A. Lacouture For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Carnival Corporation
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Ticker CCL
Provider Security ID 143658300
Meeting Type Annual
Meeting Date 06-Apr-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1 Re-elect Micky Arison as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 2 Re-elect Jonathon Band as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 3 Re-elect Jason Glen Cahilly as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 4 Re-elect Helen Deeble as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 5 Re-elect Arnold W. Donald as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 6 Re-elect Richard J. Glasier as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 7 Re-elect Katie Lahey as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 8 Re-elect John Parker as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 9 Re-elect Stuart Subotnick as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 10 Re-elect Laura Weil as a Director of Carnival For For Yes No
Corporation and as a Director of Carnival plc.
Management 11 Re-elect Randall J. Weisenburger as a Director of For For Yes No
Carnival Corporation and as a Director of Carnival plc.
Management 12 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 13 Approve Directors' Remuneration Report other than For For Yes No
Remuneration Report Set out in Section B of Part II
(in accordance with legal requirements applicable to
UK companies)
Management 14 Approve Directors' Remuneration Policy (in accordance For For Yes No
with legal requirements applicable to UK companies)
Management 15 Reappoint PricewaterhouseCoopers LLP as Independent For For Yes No
Auditors of Carnival plc; Ratify the Selection of the
U.S. Firm of PricewaterhouseCoopers LLP as the
Independent Registered Certified Public Accounting
Firm of Carnival Corporation
Management 16 Authorize Board to Fix Remuneration of Auditors For For Yes No
Management 17 Receive the UK Accounts and Reports of the Directors For For Yes No
and Auditors of Carnival plc for the year ended
November 30, 2019 (in accordance with legal
requirements applicable to UK companies).
Management 18 Approve Issuance of Equity For For Yes No
Management 19 Approve Issuance of Equity or Equity-Linked Securities For For Yes No
without Preemptive Rights
Management 20 Authorize Share Repurchase Program For For Yes No
Management 21 Approve Omnibus Stock Plan For For Yes No
Management 22 Approve UK Employee Share Purchase Plan For For Yes No
Adobe Inc.
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Ticker ADBE
Provider Security ID 00724F101
Meeting Type Annual
Meeting Date 09-Apr-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Amy L. Banse For For Yes No
Management 1b Elect Director Frank A. Calderoni For For Yes No
Management 1c Elect Director James E. Daley For For Yes No
Management 1d Elect Director Laura B. Desmond For For Yes No
Management 1e Elect Director Charles M. Geschke For For Yes No
Management 1f Elect Director Shantanu Narayen For For Yes No
Management 1g Elect Director Kathleen Oberg For For Yes No
Management 1h Elect Director Dheeraj Pandey For For Yes No
Management 1i Elect Director David A. Ricks For For Yes No
Management 1j Elect Director Daniel L. Rosensweig For For Yes No
Management 1k Elect Director John E. Warnock For For Yes No
Management 2 Amend Qualified Employee Stock Purchase Plan For For Yes No
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Management 4 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Share Holder 5 Report on Gender Pay Gap Against Against Yes No
Synopsys, Inc.
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Ticker SNPS
Provider Security ID 871607107
Meeting Type Annual
Meeting Date 09-Apr-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Aart J. de Geus For For Yes No
Management 1.2 Elect Director Chi-Foon Chan For For Yes No
Management 1.3 Elect Director Janice D. Chaffin For For Yes No
Management 1.4 Elect Director Bruce R. Chizen For For Yes No
Management 1.5 Elect Director Mercedes Johnson For For Yes No
Management 1.6 Elect Director Chrysostomos L. "Max" Nikias For For Yes No
Management 1.7 Elect Director John Schwarz For For Yes No
Management 1.8 Elect Director Roy Vallee For For Yes No
Management 1.9 Elect Director Steven C. Walske For For Yes No
Management 2 Amend Omnibus Stock Plan For For Yes No
Management 3 Amend Qualified Employee Stock Purchase Plan For For Yes No
Management 4 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 5 Ratify KPMG LLP as Auditors For For Yes No
Stanley Black & Decker, Inc.
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Ticker SWK
Provider Security ID 854502101
Meeting Type Annual
Meeting Date 17-Apr-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Andrea J. Ayers For For Yes No
Management 1.2 Elect Director George W. Buckley For For Yes No
Management 1.3 Elect Director Patrick D. Campbell For For Yes No
Management 1.4 Elect Director Carlos M. Cardoso For For Yes No
Management 1.5 Elect Director Robert B. Coutts For For Yes No
Management 1.6 Elect Director Debra A. Crew For For Yes No
Management 1.7 Elect Director Michael D. Hankin For For Yes No
Management 1.8 Elect Director James M. Loree For For Yes No
Management 1.9 Elect Director Dmitri L. Stockton For For Yes No
Management 1.10 Elect Director Irving Tan For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes
The Coca-Cola Company
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Ticker KO
Provider Security ID 191216100
Meeting Type Annual
Meeting Date 22-Apr-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Herbert A. Allen For For Yes No
Management 1.2 Elect Director Marc Bolland For For Yes No
Management 1.3 Elect Director Ana Botin For For Yes No
Management 1.4 Elect Director Christopher C. Davis For For Yes No
Management 1.5 Elect Director Barry Diller For For Yes No
Management 1.6 Elect Director Helene D. Gayle For For Yes No
Management 1.7 Elect Director Alexis M. Herman For For Yes No
Management 1.8 Elect Director Robert A. Kotick For For Yes No
Management 1.9 Elect Director Maria Elena Lagomasino For For Yes No
Management 1.10 Elect Director James Quincey For For Yes No
Management 1.11 Elect Director Caroline J. Tsay For For Yes No
Management 1.12 Elect Director David B. Weinberg For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Ernst & Young LLP as Auditor For For Yes No
Share Holder 4 Report on the Health Impacts and Risks of Sugar in the Against Against Yes No
Company's Products
Lockheed Martin Corporation
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Ticker LMT
Provider Security ID 539830109
Meeting Type Annual
Meeting Date 23-Apr-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Daniel F. Akerson For For Yes No
Management 1.2 Elect Director David B. Burritt For For Yes No
Management 1.3 Elect Director Bruce A. Carlson For For Yes No
Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Yes No
Management 1.5 Elect Director James O. Ellis, Jr. For For Yes No
Management 1.6 Elect Director Thomas J. Falk For For Yes No
Management 1.7 Elect Director Ilene S. Gordon For For Yes No
Management 1.8 Elect Director Marillyn A. Hewson For For Yes No
Management 1.9 Elect Director Vicki A. Hollub For For Yes No
Management 1.10 Elect Director Jeh C. Johnson For For Yes No
Management 1.11 Elect Director Debra L. Reed-Klages For For Yes No
Management 1.12 Elect Director James D. Taiclet, Jr. For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
AT&T Inc.
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Ticker T
Provider Security ID 00206R102
Meeting Type Annual
Meeting Date 24-Apr-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Randall L. Stephenson For For Yes No
Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Yes No
Management 1.3 Elect Director Richard W. Fisher For For Yes No
Management 1.4 Elect Director Scott T. Ford For For Yes No
Management 1.5 Elect Director Glenn H. Hutchins For For Yes No
Management 1.6 Elect Director William E. Kennard For For Yes No
Management 1.7 Elect Director Debra L. Lee For For Yes No
Management 1.8 Elect Director Stephen J. Luczo For For Yes No
Management 1.9 Elect Director Michael B. McCallister For For Yes No
Management 1.10 Elect Director Beth E. Mooney For For Yes No
Management 1.11 Elect Director Matthew K. Rose For For Yes No
Management 1.12 Elect Director Cynthia B. Taylor For For Yes No
Management 1.13 Elect Director Geoffrey Y. Yang For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Approve Nomination of Employee Representative Director Against For Yes Yes
Share Holder 6 Improve Guiding Principles of Executive Compensation Against Against Yes No
Honeywell International Inc.
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Ticker HON
Provider Security ID 438516106
Meeting Type Annual
Meeting Date 27-Apr-20
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MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1A Elect Director Darius Adamczyk For For Yes No
Management 1B Elect Director Duncan B. Angove For For Yes No
Management 1C Elect Director William S. Ayer For For Yes No
Management 1D Elect Director Kevin Burke For For Yes No
Management 1E Elect Director D. Scott Davis For For Yes No
Management 1F Elect Director Linnet F. Deily For For Yes No
Management 1G Elect Director Deborah Flint For For Yes No
Management 1H Elect Director Judd Gregg For For Yes No
Management 1I Elect Director Clive Hollick For For Yes No
Management 1J Elect Director Grace D. Lieblein For For Yes No
Management 1K Elect Director Raymond T. Odierno For For Yes No
Management 1L Elect Director George Paz For For Yes No
Management 1M Elect Director Robin L. Washington For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditor For For Yes No
Share Holder 4 Require Shareholder Approval of Bylaw Amendments Against Against Yes No
Adopted by the Board of Directors
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
The Boeing Company
--------------------------------------------------------------------------------
Ticker BA
Provider Security ID 097023105
Meeting Type Annual
Meeting Date 27-Apr-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Robert A. Bradway For For Yes No
Management 1b Elect Director David L. Calhoun For For Yes No
Management 1c Elect Director Arthur D. Collins, Jr. For Against Yes Yes
Management 1d Elect Director Edmund P. Giambastiani, Jr. For Against Yes Yes
Management 1e Elect Director Lynn J. Good For For Yes No
Management 1f Elect Director Nikki R. Haley - Withdrawn Resolution Yes No
Management 1g Elect Director Akhil Johri For For Yes No
Management 1h Elect Director Lawrence W. Kellner For For Yes No
Management 1i Elect Director Caroline B. Kennedy For For Yes No
Management 1j Elect Director Steven M. Mollenkopf For For Yes No
Management 1k Elect Director John M. Richardson For For Yes No
Management 1l Elect Director Susan C. Schwab For Against Yes Yes
Management 1m Elect Director Ronald A. Williams For Against Yes Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 4 Require Director Nominee Qualifications Against Against Yes No
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 6 Require Independent Board Chairman Against For Yes Yes
Share Holder 7 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 8 Adopt Share Retention Policy For Senior Executives Against For Yes Yes
Share Holder 9 Increase Disclosure of Compensation Adjustments Against For Yes Yes
Exelon Corporation
--------------------------------------------------------------------------------
Ticker EXC
Provider Security ID 30161N101
Meeting Type Annual
Meeting Date 28-Apr-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Anthony Anderson For For Yes No
Management 1b Elect Director Ann Berzin For For Yes No
Management 1c Elect Director Laurie Brlas For For Yes No
Management 1d Elect Director Christopher M. Crane For For Yes No
Management 1e Elect Director Yves C. de Balmann For For Yes No
Management 1f Elect Director Nicholas DeBenedictis For For Yes No
Management 1g Elect Director Linda P. Jojo For For Yes No
Management 1h Elect Director Paul Joskow For For Yes No
Management 1i Elect Director Robert J. Lawless For For Yes No
Management 1j Elect Director John Richardson For For Yes No
Management 1k Elect Director Mayo Shattuck, III For For Yes No
Management 1l Elect Director John F. Young For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Truist Financial Corporation
--------------------------------------------------------------------------------
Ticker TFC
Provider Security ID 89832Q109
Meeting Type Annual
Meeting Date 28-Apr-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Jennifer S. Banner For For Yes No
Management 1.2 Elect Director K. David Boyer, Jr. For For Yes No
Management 1.3 Elect Director Agnes Bundy Scanlan For For Yes No
Management 1.4 Elect Director Anna R. Cablik For For Yes No
Management 1.5 Elect Director Dallas S. Clement For For Yes No
Management 1.6 Elect Director Paul D. Donahue For For Yes No
Management 1.7 Elect Director Paul R. Garcia For For Yes No
Management 1.8 Elect Director Patrick C. Graney, III For For Yes No
Management 1.9 Elect Director Linnie M. Haynesworth For For Yes No
Management 1.10 Elect Director Kelly S. King For For Yes No
Management 1.11 Elect Director Easter A. Maynard For For Yes No
Management 1.12 Elect Director Donna S. Morea For For Yes No
Management 1.13 Elect Director Charles A. Patton For For Yes No
Management 1.14 Elect Director Nido R. Qubein For For Yes No
Management 1.15 Elect Director David M. Ratcliffe For For Yes No
Management 1.16 Elect Director William H. Rogers, Jr. For For Yes No
Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Yes No
Management 1.18 Elect Director Christine Sears For For Yes No
Management 1.19 Elect Director Thomas E. Skains For For Yes No
Management 1.20 Elect Director Bruce L. Tanner For For Yes No
Management 1.21 Elect Director Thomas N. Thompson For For Yes No
Management 1.22 Elect Director Steven C. Voorhees For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Bristol-Myers Squibb Company
--------------------------------------------------------------------------------
Ticker BMY
Provider Security ID 110122108
Meeting Type Annual
Meeting Date 05-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1A Elect Director Peter J. Arduini For For Yes No
Management 1B Elect Director Robert Bertolini For For Yes No
Management 1C Elect Director Michael W. Bonney For For Yes No
Management 1D Elect Director Giovanni Caforio For For Yes No
Management 1E Elect Director Matthew W. Emmens For For Yes No
Management 1F Elect Director Julia A. Haller For For Yes No
Management 1G Elect Director Dinesh C. Paliwal For For Yes No
Management 1H Elect Director Theodore R. Samuels For For Yes No
Management 1I Elect Director Vicki L. Sato For For Yes No
Management 1J Elect Director Gerald L. Storch For For Yes No
Management 1K Elect Director Karen H. Vousden For For Yes No
Management 1L Elect Director Phyllis R. Yale For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
CSX Corporation
--------------------------------------------------------------------------------
Ticker CSX
Provider Security ID 126408103
Meeting Type Annual
Meeting Date 06-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Donna M. Alvarado For For Yes No
Management 1b Elect Director Pamela L. Carter For For Yes No
Management 1c Elect Director James M. Foote For For Yes No
Management 1d Elect Director Steven T. Halverson For For Yes No
Management 1e Elect Director Paul C. Hilal For For Yes No
Management 1f Elect Director John D. McPherson For For Yes No
Management 1g Elect Director David M. Moffett For For Yes No
Management 1h Elect Director Linda H. Riefler For For Yes No
Management 1i Elect Director Suzanne M. Vautrinot For For Yes No
Management 1j Elect Director J. Steven Whisler For For Yes No
Management 1k Elect Director John J. Zillmer For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes Yes
Compensation
Six Flags Entertainment Corporation
--------------------------------------------------------------------------------
Ticker SIX
Provider Security ID 83001A102
Meeting Type Annual
Meeting Date 06-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director B. Ben Baldanza For For Yes No
Management 1.2 Elect Director Selim Bassoul For For Yes No
Management 1.3 Elect Director Kurt M. Cellar For For Yes No
Management 1.4 Elect Director Nancy A. Krejsa For For Yes No
Management 1.5 Elect Director Richard W. Roedel For For Yes No
Management 1.6 Elect Director Arik Ruchim For For Yes No
Management 1.7 Elect Director Michael Spanos For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Boston Scientific Corporation
--------------------------------------------------------------------------------
Ticker BSX
Provider Security ID 101137107
Meeting Type Annual
Meeting Date 07-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Nelda J. Connors For For Yes No
Management 1b Elect Director Charles J. Dockendorff For For Yes No
Management 1c Elect Director Yoshiaki Fujimori For For Yes No
Management 1d Elect Director Donna A. James For For Yes No
Management 1e Elect Director Edward J. Ludwig For For Yes No
Management 1f Elect Director Stephen P. MacMillan For For Yes No
Management 1g Elect Director Michael F. Mahoney For For Yes No
Management 1h Elect Director David J. Roux For For Yes No
Management 1i Elect Director John E. Sununu For For Yes No
Management 1j Elect Director Ellen M. Zane For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Amend Omnibus Stock Plan For For Yes No
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 5 Report on Non-Management Employee Representation on Against Against Yes No
the Board of Directors
The Progressive Corporation
--------------------------------------------------------------------------------
Ticker PGR
Provider Security ID 743315103
Meeting Type Annual
Meeting Date 08-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Philip Bleser For For Yes No
Management 1b Elect Director Stuart B. Burgdoerfer For For Yes No
Management 1c Elect Director Pamela J. Craig For For Yes No
Management 1d Elect Director Charles A. Davis For For Yes No
Management 1e Elect Director Roger N. Farah For For Yes No
Management 1f Elect Director Lawton W. Fitt For For Yes No
Management 1g Elect Director Susan Patricia Griffith For For Yes No
Management 1h Elect Director Jeffrey D. Kelly For For Yes No
Management 1i Elect Director Patrick H. Nettles For For Yes No
Management 1j Elect Director Barbara R. Snyder For For Yes No
Management 1k Elect Director Jan E. Tighe For For Yes No
Management 1l Elect Director Kahina Van Dyke For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditor For For Yes No
Arthur J. Gallagher & Co.
--------------------------------------------------------------------------------
Ticker AJG
Provider Security ID 363576109
Meeting Type Annual
Meeting Date 12-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Sherry S. Barrat For For Yes No
Management 1b Elect Director William L. Bax For For Yes No
Management 1c Elect Director D. John Coldman For For Yes No
Management 1d Elect Director Frank E. English, Jr. For For Yes No
Management 1e Elect Director J. Patrick Gallagher, Jr. For For Yes No
Management 1f Elect Director David S. Johnson For For Yes No
Management 1g Elect Director Kay W. McCurdy For For Yes No
Management 1h Elect Director Christopher C. Miskel For For Yes No
Management 1i Elect Director Ralph J. Nicoletti For For Yes No
Management 1j Elect Director Norman L. Rosenthal For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Share Holder 4 Adopt a Policy on Board Diversity Against Against Yes No
American Water Works Company, Inc.
--------------------------------------------------------------------------------
Ticker AWK
Provider Security ID 030420103
Meeting Type Annual
Meeting Date 13-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Jeffrey N. Edwards For For Yes No
Management 1b Elect Director Martha Clark Goss For For Yes No
Management 1c Elect Director Veronica M. Hagen For For Yes No
Management 1d Elect Director Kimberly J. Harris For For Yes No
Management 1e Elect Director Julia L. Johnson For For Yes No
Management 1f Elect Director Patricia L. Kampling For For Yes No
Management 1g Elect Director Karl F. Kurz For For Yes No
Management 1h Elect Director Walter J. Lynch For For Yes No
Management 1i Elect Director George MacKenzie For For Yes No
Management 1j Elect Director James G. Stavridis For For Yes No
Management 1k Elect Director Lloyd M. Yates For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Mondelez International, Inc.
--------------------------------------------------------------------------------
Ticker MDLZ
Provider Security ID 609207105
Meeting Type Annual
Meeting Date 13-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Lewis W.K. Booth For For Yes No
Management 1.2 Elect Director Charles E. Bunch For For Yes No
Management 1.3 Elect Director Debra A. Crew For For Yes No
Management 1.4 Elect Director Lois D. Juliber For For Yes No
Management 1.5 Elect Director Peter W. May For For Yes No
Management 1.6 Elect Director Jorge S. Mesquita For For Yes No
Management 1.7 Elect Director Fredric G. Reynolds For For Yes No
Management 1.8 Elect Director Christiana S. Shi For For Yes No
Management 1.9 Elect Director Patrick T. Siewert For For Yes No
Management 1.10 Elect Director Michael A. Todman For For Yes No
Management 1.11 Elect Director Jean-Francois M. L. van Boxmeer For For Yes No
Management 1.12 Elect Director Dirk Van de Put For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Consider Pay Disparity Between Executives and Other Against For Yes Yes
Employees
PPL Corporation
--------------------------------------------------------------------------------
Ticker PPL
Provider Security ID 69351T106
Meeting Type Annual
Meeting Date 13-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John W. Conway For For Yes No
Management 1b Elect Director Steven G. Elliott For For Yes No
Management 1c Elect Director Raja Rajamannar For For Yes No
Management 1d Elect Director Craig A. Rogerson For For Yes No
Management 1e Elect Director Vincent Sorgi For For Yes No
Management 1f Elect Director William H. Spence For For Yes No
Management 1g Elect Director Natica von Althann For For Yes No
Management 1h Elect Director Keith H. Williamson For For Yes No
Management 1i Elect Director Phoebe A. Wood For For Yes No
Management 1j Elect Director Armando Zagalo de Lima For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Crown Castle International Corp.
--------------------------------------------------------------------------------
Ticker CCI
Provider Security ID 22822V101
Meeting Type Annual
Meeting Date 14-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director P. Robert Bartolo For For Yes No
Management 1b Elect Director Jay A. Brown For For Yes No
Management 1c Elect Director Cindy Christy For For Yes No
Management 1d Elect Director Ari Q. Fitzgerald For For Yes No
Management 1e Elect Director Robert E. Garrison, II For For Yes No
Management 1f Elect Director Andrea J. Goldsmith For For Yes No
Management 1g Elect Director Lee W. Hogan For For Yes No
Management 1h Elect Director Edward C. Hutcheson, Jr. For For Yes No
Management 1i Elect Director J. Landis Martin For For Yes No
Management 1j Elect Director Robert F. McKenzie For For Yes No
Management 1k Elect Director Anthony J. Melone For For Yes No
Management 1l Elect Director W. Benjamin Moreland For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Intel Corporation
--------------------------------------------------------------------------------
Ticker INTC
Provider Security ID 458140100
Meeting Type Annual
Meeting Date 14-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director James J. Goetz For For Yes No
Management 1b Elect Director Alyssa Henry For For Yes No
Management 1c Elect Director Omar Ishrak For For Yes No
Management 1d Elect Director Risa Lavizzo-Mourey For For Yes No
Management 1e Elect Director Tsu-Jae King Liu For For Yes No
Management 1f Elect Director Gregory D. Smith For For Yes No
Management 1g Elect Director Robert 'Bob' H. Swan For For Yes No
Management 1h Elect Director Andrew Wilson For For Yes No
Management 1i Elect Director Frank D. Yeary For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes Yes
Compensation
Management 4 Amend Qualified Employee Stock Purchase Plan For For Yes No
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 6 Report on Global Median Gender/Racial Pay Gap Against Against Yes No
Las Vegas Sands Corp.
--------------------------------------------------------------------------------
Ticker LVS
Provider Security ID 517834107
Meeting Type Annual
Meeting Date 14-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Sheldon G. Adelson For Withhold Yes Yes
Management 1.2 Elect Director Irwin Chafetz For Withhold Yes Yes
Management 1.3 Elect Director Micheline Chau For Withhold Yes Yes
Management 1.4 Elect Director Patrick Dumont For Withhold Yes Yes
Management 1.5 Elect Director Charles D. Forman For Withhold Yes Yes
Management 1.6 Elect Director Robert G. Goldstein For Withhold Yes Yes
Management 1.7 Elect Director George Jamieson For Withhold Yes Yes
Management 1.8 Elect Director Charles A. Koppelman For Withhold Yes Yes
Management 1.9 Elect Director Lewis Kramer For Withhold Yes Yes
Management 1.10 Elect Director David F. Levi For Withhold Yes Yes
Management 1.11 Elect Director Xuan Yan For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes Yes
Compensation
JPMorgan Chase & Co.
--------------------------------------------------------------------------------
Ticker JPM
Provider Security ID 46625H100
Meeting Type Annual
Meeting Date 19-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Linda B. Bammann For For Yes No
Management 1b Elect Director Stephen B. Burke For For Yes No
Management 1c Elect Director Todd A. Combs For For Yes No
Management 1d Elect Director James S. Crown For For Yes No
Management 1e Elect Director James Dimon For For Yes No
Management 1f Elect Director Timothy P. Flynn For For Yes No
Management 1g Elect Director Mellody Hobson For For Yes No
Management 1h Elect Director Michael A. Neal For For Yes No
Management 1i Elect Director Lee R. Raymond For For Yes No
Management 1j Elect Director Virginia M. Rometty For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditor For For Yes No
Share Holder 4 Require Independent Board Chair Against For Yes Yes
Share Holder 5 Report on Reputational Risk Related to Canadian Oil Against Against Yes No
Sands, Oil Sands Pipeline Companies and Arctic Oil and
Gas Exploration and Production.
Share Holder 6 Report on Climate Change Against For Yes Yes
Share Holder 7 Amend Shareholder Written Consent Provisions Against Against Yes No
Share Holder 8 Report on Charitable Contributions Against Against Yes No
Share Holder 9 Report on Gender/Racial Pay Gap Against Against Yes No
Burlington Stores, Inc.
--------------------------------------------------------------------------------
Ticker BURL
Provider Security ID 122017106
Meeting Type Annual
Meeting Date 20-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Ted English For For Yes No
Management 1.2 Elect Director Jordan Hitch For For Yes No
Management 1.3 Elect Director Mary Ann Tocio For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Chubb Limited
--------------------------------------------------------------------------------
Ticker CB
Provider Security ID H1467J104
Meeting Type Annual
Meeting Date 20-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and Statutory Reports For For Yes No
Management 2.1 Allocate Disposable Profit For For Yes No
Management 2.2 Approve Dividend Distribution From Legal Reserves For For Yes No
Through Capital Contributions Reserve Subaccount
Management 3 Approve Discharge of Board of Directors For For Yes No
Management 4.1 Ratify PricewaterhouseCoopers AG (Zurich) as Statutory For For Yes No
Auditor
Management 4.2 Ratify PricewaterhouseCoopers LLP (United States) as For For Yes No
Independent Registered Accounting Firm
Management 4.3 Ratify BDO AG (Zurich) as Special Audit Firm For For Yes No
Management 5.1 Elect Director Evan G. Greenberg For For Yes No
Management 5.2 Elect Director Michael G. Atieh For For Yes No
Management 5.3 Elect Director Sheila P. Burke For For Yes No
Management 5.4 Elect Director James I. Cash For For Yes No
Management 5.5 Elect Director Mary Cirillo For For Yes No
Management 5.6 Elect Director Michael P. Connors For For Yes No
Management 5.7 Elect Director John A. Edwardson For For Yes No
Management 5.8 Elect Director Robert J. Hugin For For Yes No
Management 5.9 Elect Director Robert W. Scully For For Yes No
Management 5.10 Elect Director Eugene B. Shanks, Jr. For For Yes No
Management 5.11 Elect Director Theodore E. Shasta For For Yes No
Management 5.12 Elect Director David H. Sidwell For For Yes No
Management 5.13 Elect Director Olivier Steimer For For Yes No
Management 5.14 Elect Director Frances F. Townsend For For Yes No
Management 6 Elect Evan G. Greenberg as Board Chairman For Against Yes Yes
Management 7.1 Elect Michael P. Connors as Member of the Compensation For For Yes No
Committee
Management 7.2 Elect Mary Cirillo as Member of the Compensation For For Yes No
Committee
Management 7.3 Elect John A. Edwardson as Member of the Compensation For For Yes No
Committee
Management 7.4 Elect Frances F. Townsend as Member of the Compensation For For Yes No
Committee
Management 8 Designate Homburger AG as Independent Proxy For For Yes No
Management 9 Issue Shares Without Preemptive Rights For For Yes No
Management 10 Approve CHF 52,613,190.00 Reduction in Share Capital For For Yes No
via Cancellation in Nominal Value of CHF 24.15 each
Management 11.1 Approve the Maximum Aggregate Remuneration of Directors For For Yes No
Management 11.2 Approve Remuneration of Executive Management in the For For Yes No
Amount of USD 46 Million for Fiscal 2021
Management 12 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 13 Transact Other Business (Voting) For Against Yes Yes
Thermo Fisher Scientific Inc.
--------------------------------------------------------------------------------
Ticker TMO
Provider Security ID 883556102
Meeting Type Annual
Meeting Date 20-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Marc N. Casper For For Yes No
Management 1b Elect Director Nelson J. Chai For For Yes No
Management 1c Elect Director C. Martin Harris For For Yes No
Management 1d Elect Director Tyler Jacks For For Yes No
Management 1e Elect Director Judy C. Lewent For For Yes No
Management 1f Elect Director Thomas J. Lynch For For Yes No
Management 1g Elect Director Jim P. Manzi For For Yes No
Management 1h Elect Director James C. Mullen For For Yes No
Management 1i Elect Director Lars R. Sorensen For For Yes No
Management 1j Elect Director Debora L. Spar For For Yes No
Management 1k Elect Director Scott M. Sperling For For Yes No
Management 1l Elect Director Dion J. Weisler For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditor For For Yes No
Zoetis Inc.
--------------------------------------------------------------------------------
Ticker ZTS
Provider Security ID 98978V103
Meeting Type Annual
Meeting Date 20-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Gregory Norden For For Yes No
Management 1b Elect Director Louise M. Parent For For Yes No
Management 1c Elect Director Kristin C. Peck For For Yes No
Management 1d Elect Director Robert W. Scully For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify KPMG LLP as Auditor For For Yes No
Cinemark Holdings, Inc.
--------------------------------------------------------------------------------
Ticker CNK
Provider Security ID 17243V102
Meeting Type Annual
Meeting Date 21-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Nancy Loewe For For Yes No
Management 1.2 Elect Director Steven P. Rosenberg For For Yes No
Management 1.3 Elect Director Enrique F. Senior For For Yes No
Management 1.4 Elect Director Nina G. Vaca For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditor For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
KeyCorp
--------------------------------------------------------------------------------
Ticker KEY
Provider Security ID 493267108
Meeting Type Annual
Meeting Date 21-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Bruce D. Broussard For For Yes No
Management 1.2 Elect Director Gary M. Crosby For For Yes No
Management 1.3 Elect Director Alexander M. Cutler For For Yes No
Management 1.4 Elect Director H. James Dallas For For Yes No
Management 1.5 Elect Director Elizabeth R. Gile For For Yes No
Management 1.6 Elect Director Ruth Ann M. Gillis For For Yes No
Management 1.7 Elect Director Christopher M. Gorman For For Yes No
Management 1.8 Elect Director Carlton L. Highsmith For For Yes No
Management 1.9 Elect Director Richard J. Hipple For For Yes No
Management 1.10 Elect Director Kristen L. Manos For For Yes No
Management 1.11 Elect Director Barbara R. Snyder For For Yes No
Management 1.12 Elect Director David K. Wilson For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditor For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Share Holder 4 Reduce Ownership Threshold for Shareholders to Call Against For Yes Yes
Special Meeting
Morgan Stanley
--------------------------------------------------------------------------------
Ticker MS
Provider Security ID 617446448
Meeting Type Annual
Meeting Date 21-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Elizabeth Corley For For Yes No
Management 1b Elect Director Alistair Darling For For Yes No
Management 1c Elect Director Thomas H. Glocer For For Yes No
Management 1d Elect Director James P. Gorman For For Yes No
Management 1e Elect Director Robert H. Herz For For Yes No
Management 1f Elect Director Nobuyuki Hirano For For Yes No
Management 1g Elect Director Stephen J. Luczo For For Yes No
Management 1h Elect Director Jami Miscik For For Yes No
Management 1i Elect Director Dennis M. Nally For For Yes No
Management 1j Elect Director Takeshi Ogasawara For For Yes No
Management 1k Elect Director Hutham S. Olayan For For Yes No
Management 1l Elect Director Mary L. Schapiro For For Yes No
Management 1m Elect Director Perry M. Traquina For For Yes No
Management 1n Elect Director Rayford Wilkins, Jr. For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
PayPal Holdings, Inc.
--------------------------------------------------------------------------------
Ticker PYPL
Provider Security ID 70450Y103
Meeting Type Annual
Meeting Date 21-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Rodney C. Adkins For For Yes No
Management 1b Elect Director Jonathan Christodoro For For Yes No
Management 1c Elect Director John J. Donahoe For For Yes No
Management 1d Elect Director David W. Dorman For For Yes No
Management 1e Elect Director Belinda J. Johnson For For Yes No
Management 1f Elect Director Gail J. McGovern For For Yes No
Management 1g Elect Director Deborah M. Messemer For For Yes No
Management 1h Elect Director David M. Moffett For For Yes No
Management 1i Elect Director Ann M. Sarnoff For For Yes No
Management 1j Elect Director Daniel H. Schulman For For Yes No
Management 1k Elect Director Frank D. Yeary For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 5 Adopt Human and Indigenous People's Rights Policy Against Against Yes No
Pioneer Natural Resources Company
--------------------------------------------------------------------------------
Ticker PXD
Provider Security ID 723787107
Meeting Type Annual
Meeting Date 21-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Edison C. Buchanan For For Yes No
Management 1b Elect Director Andrew F. Cates For For Yes No
Management 1c Elect Director Phillip A. Gobe For For Yes No
Management 1d Elect Director Larry R. Grillot For For Yes No
Management 1e Elect Director Stacy P. Methvin For For Yes No
Management 1f Elect Director Royce W. Mitchell For For Yes No
Management 1g Elect Director Frank A. Risch For For Yes No
Management 1h Elect Director Scott D. Sheffield For For Yes No
Management 1i Elect Director Mona K. Sutphen For For Yes No
Management 1j Elect Director J. Kenneth Thompson For For Yes No
Management 1k Elect Director Phoebe A. Wood For For Yes No
Management 1l Elect Director Michael D. Wortley For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Merck & Co., Inc.
--------------------------------------------------------------------------------
Ticker MRK
Provider Security ID 58933Y105
Meeting Type Annual
Meeting Date 26-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Leslie A. Brun For For Yes No
Management 1b Elect Director Thomas R. Cech For For Yes No
Management 1c Elect Director Mary Ellen Coe For For Yes No
Management 1d Elect Director Pamela J. Craig For For Yes No
Management 1e Elect Director Kenneth C. Frazier For For Yes No
Management 1f Elect Director Thomas H. Glocer For For Yes No
Management 1g Elect Director Risa J. Lavizzo-Mourey For For Yes No
Management 1h Elect Director Paul B. Rothman For For Yes No
Management 1i Elect Director Patricia F. Russo For For Yes No
Management 1j Elect Director Christine E. Seidman For For Yes No
Management 1k Elect Director Inge G. Thulin For For Yes No
Management 1l Elect Director Kathy J. Warden For For Yes No
Management 1m Elect Director Peter C. Wendell For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 5 Report on Corporate Tax Savings Allocation Against Against Yes No
BP Plc
--------------------------------------------------------------------------------
Ticker BP
Provider Security ID 055622104
Meeting Type Annual
Meeting Date 27-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and Statutory Reports For For Yes No
Management 2 Approve Remuneration Report For For Yes No
Management 3 Approve Remuneration Policy For For Yes No
Management 4(a) Elect Bernard Looney as Director For For Yes No
Management 4(b) Re-elect Brian Gilvary as Director For For Yes No
Management 4(c) Re-elect Dame Alison Carnwath as Director For For Yes No
Management 4(d) Re-elect Pamela Daley as Director For For Yes No
Management 4(e) Re-elect Sir Ian Davis as Director For For Yes No
Management 4(f) Re-elect Dame Ann Dowling as Director For For Yes No
Management 4(g) Re-elect Helge Lund as Director For For Yes No
Management 4(h) Re-elect Melody Meyer as Director For For Yes No
Management 4(i) Re-elect Brendan Nelson as Director For For Yes No
Management 4(j) Re-elect Paula Reynolds as Director For For Yes No
Management 4(k) Re-elect Sir John Sawers as Director For For Yes No
Management 5 Reappoint Deloitte LLP as Auditors For For Yes No
Management 6 Authorise Audit Committee to Fix Remuneration of For For Yes No
Auditors
Management 7 Approve Executive Directors' Incentive Plan For For Yes No
Management 8 Authorise EU Political Donations and Expenditure For For Yes No
Management 9 Authorise Issue of Equity For For Yes No
Management 10 Authorise Issue of Equity without Pre-emptive Rights For For Yes No
Management 11 Authorise Issue of Equity without Pre-emptive Rights in For For Yes No
Connection with an Acquisition or Other Capital
Investment
Management 12 Authorise Market Purchase of Ordinary Shares For For Yes No
Management 13 Authorise the Company to Call General Meeting with Two For For Yes No
Weeks' Notice
Facebook, Inc.
--------------------------------------------------------------------------------
Ticker FB
Provider Security ID 30303M102
Meeting Type Annual
Meeting Date 27-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Peggy Alford For For Yes No
Management 1.2 Elect Director Marc L. Andreessen For Withhold Yes Yes
Management 1.3 Elect Director Andrew W. Houston For For Yes No
Management 1.4 Elect Director Nancy Killefer For For Yes No
Management 1.5 Elect Director Robert M. Kimmitt For For Yes No
Management 1.6 Elect Director Sheryl K. Sandberg For For Yes No
Management 1.7 Elect Director Peter A. Thiel For Withhold Yes Yes
Management 1.8 Elect Director Tracey T. Travis For For Yes No
Management 1.9 Elect Director Mark Zuckerberg For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Approve Non-Employee Director Compensation Policy For Against Yes Yes
Share Holder 4 Approve Recapitalization Plan for all Stock to Have Against For Yes Yes
One-vote per Share
Share Holder 5 Require Independent Board Chair Against For Yes Yes
Share Holder 6 Require a Majority Vote for the Election of Directors Against For Yes Yes
Share Holder 7 Report on Political Advertising Against For Yes Yes
Share Holder 8 Require Independent Director Nominee with Human and/or Against Against Yes No
Civil Rights Experience
Share Holder 9 Report on Civil and Human Rights Risk Assessment Against Against Yes No
Share Holder 10 Report on Online Child Sexual Exploitation Against For Yes Yes
Share Holder 11 Report on Median Gender/Racial Pay Gap Against Against Yes No
Lamar Advertising Company
--------------------------------------------------------------------------------
Ticker LAMR
Provider Security ID 512816109
Meeting Type Annual
Meeting Date 28-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Nancy Fletcher For For Yes No
Management 1.2 Elect Director John E. Koerner, III For For Yes No
Management 1.3 Elect Director Marshall A. Loeb For For Yes No
Management 1.4 Elect Director Stephen P. Mumblow For For Yes No
Management 1.5 Elect Director Thomas V. Reifenheiser For For Yes No
Management 1.6 Elect Director Anna Reilly For For Yes No
Management 1.7 Elect Director Kevin P. Reilly, Jr. For For Yes No
Management 1.8 Elect Director Wendell Reilly For Withhold Yes Yes
Management 1.9 Elect Director Elizabeth Thompson For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Lowe's Companies, Inc.
--------------------------------------------------------------------------------
Ticker LOW
Provider Security ID 548661107
Meeting Type Annual
Meeting Date 29-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Raul Alvarez For For Yes No
Management 1.2 Elect Director David H. Batchelder For For Yes No
Management 1.3 Elect Director Angela F. Braly For For Yes No
Management 1.4 Elect Director Sandra B. Cochran For For Yes No
Management 1.5 Elect Director Laurie Z. Douglas For For Yes No
Management 1.6 Elect Director Richard W. Dreiling For For Yes No
Management 1.7 Elect Director Marvin R. Ellison For For Yes No
Management 1.8 Elect Director Brian C. Rogers For For Yes No
Management 1.9 Elect Director Bertram L. Scott For For Yes No
Management 1.10 Elect Director Lisa W. Wardell For For Yes No
Management 1.11 Elect Director Eric C. Wiseman For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditor For For Yes No
Management 4 Reduce Ownership Threshold for Shareholders to Call For For Yes No
Special Meeting
Management 5 Approve Qualified Employee Stock Purchase Plan For For Yes No
Share Holder 6 Reduce Ownership Threshold for Shareholders to Call Against For Yes Yes
Special Meeting
Occidental Petroleum Corporation
--------------------------------------------------------------------------------
Ticker OXY
Provider Security ID 674599105
Meeting Type Annual
Meeting Date 29-May-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Stephen I. Chazen For For Yes No
Management 1b Elect Director Andrew Gould For For Yes No
Management 1c Elect Director Nicholas Graziano For For Yes No
Management 1d Elect Director Carlos M. Gutierrez For For Yes No
Management 1e Elect Director Vicki Hollub For For Yes No
Management 1f Elect Director William R. Klesse For For Yes No
Management 1g Elect Director Andrew N. Langham For For Yes No
Management 1h Elect Director Jack B. Moore For For Yes No
Management 1i Elect Director Margarita Palau-Hernandez For For Yes No
Management 1j Elect Director Avedick B. Poladian For For Yes No
Management 1k Elect Director Robert M. Shearer For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Approve Issuance of the Warrant Shares Upon Exercise For For Yes No
of the Warrant
Management 6 Increase Authorized Common Stock For For Yes No
Management 7 Amend Charter to Enhance Shareholders' Ability to Act For For Yes No
by Written Consent
Management 8 Reduce Ownership Threshold for Shareholders to Call For For Yes No
Special Meeting and Approve Certain Additional
Amendments
Management 9 Approve Shareholder Rights Plan (Poison Pill) For For Yes No
UnitedHealth Group Incorporated
--------------------------------------------------------------------------------
Ticker UNH
Provider Security ID 91324P102
Meeting Type Annual
Meeting Date 01-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard T. Burke For For Yes No
Management 1b Elect Director Timothy P. Flynn For For Yes No
Management 1c Elect Director Stephen J. Hemsley For For Yes No
Management 1d Elect Director Michele J. Hooper For For Yes No
Management 1e Elect Director F. William McNabb, III For For Yes No
Management 1f Elect Director Valerie C. Montgomery Rice For For Yes No
Management 1g Elect Director John H. Noseworthy For For Yes No
Management 1h Elect Director Glenn M. Renwick For For Yes No
Management 1i Elect Director David S. Wichmann For For Yes No
Management 1j Elect Director Gail R. Wilensky For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 4 Approve Omnibus Stock Plan For For Yes No
Share Holder 5 Require Shareholder Approval of Bylaw Amendments Against Against Yes No
Adopted by the Board of Directors
Hess Corporation
--------------------------------------------------------------------------------
Ticker HES
Provider Security ID 42809H107
Meeting Type Annual
Meeting Date 03-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Terrence J. Checki For For Yes No
Management 1b Elect Director Leonard S. Coleman, Jr. For For Yes No
Management 1c Elect Director Joaquin Duato For For Yes No
Management 1d Elect Director John B. Hess For For Yes No
Management 1e Elect Director Edith E. Holiday For For Yes No
Management 1f Elect Director Marc S. Lipschultz For For Yes No
Management 1g Elect Director David McManus For For Yes No
Management 1h Elect Director Kevin O. Meyers For For Yes No
Management 1i Elect Director James H. Quigley For For Yes No
Management 1j Elect Director William G. Schrader For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
NVIDIA Corporation
--------------------------------------------------------------------------------
Ticker NVDA
Provider Security ID 67066G104
Meeting Type Annual
Meeting Date 09-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Robert K. Burgess For For Yes No
Management 1b Elect Director Tench Coxe For For Yes No
Management 1c Elect Director Persis S. Drell For For Yes No
Management 1d Elect Director Jen-Hsun Huang For For Yes No
Management 1e Elect Director Dawn Hudson For For Yes No
Management 1f Elect Director Harvey C. Jones For For Yes No
Management 1g Elect Director Michael G. McCaffery For For Yes No
Management 1h Elect Director Stephen C. Neal For For Yes No
Management 1i Elect Director Mark L. Perry For For Yes No
Management 1j Elect Director A. Brooke Seawell For For Yes No
Management 1k Elect Director Mark A. Stevens For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Amend Qualified Employee Stock Purchase Plan For For Yes No
Caterpillar Inc.
--------------------------------------------------------------------------------
Ticker CAT
Provider Security ID 149123101
Meeting Type Annual
Meeting Date 10-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Kelly A. Ayotte For For Yes No
Management 1.2 Elect Director David L. Calhoun For For Yes No
Management 1.3 Elect Director Daniel M. Dickinson For For Yes No
Management 1.4 Elect Director Juan Gallardo For For Yes No
Management 1.5 Elect Director William A. Osborn For For Yes No
Management 1.6 Elect Director Debra L. Reed-Klages For For Yes No
Management 1.7 Elect Director Edward B. Rust, Jr. For For Yes No
Management 1.8 Elect Director Susan C. Schwab For For Yes No
Management 1.9 Elect Director D. James Umpleby, III For For Yes No
Management 1.10 Elect Director Miles D. White For For Yes No
Management 1.11 Elect Director Rayford Wilkins, Jr. For For Yes No
Management 2 Ratify PricewaterhouseCoopers as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Require Independent Board Chair Against Against Yes No
Share Holder 6 Provide Right to Act by Written Consent Against For Yes Yes
Restaurant Brands International Inc.
--------------------------------------------------------------------------------
Ticker QSR
Provider Security ID 76131D103
Meeting Type Annual
Meeting Date 10-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Alexandre Behring For For Yes No
Management 1.2 Elect Director Joao M. Castro-Neves For For Yes No
Management 1.3 Elect Director Maximilien de Limburg Stirum For For Yes No
Management 1.4 Elect Director Paul J. Fribourg For For Yes No
Management 1.5 Elect Director Neil Golden For For Yes No
Management 1.6 Elect Director Ali Hedayat For For Yes No
Management 1.7 Elect Director Golnar Khosrowshahi For For Yes No
Management 1.8 Elect Director Giovanni (John) Prato For For Yes No
Management 1.9 Elect Director Daniel S. Schwartz For For Yes No
Management 1.10 Elect Director Carlos Alberto Sicupira For For Yes No
Management 1.11 Elect Director Roberto Moses Thompson Motta For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Approve KPMG LLP as Auditors and Authorize Board to For Withhold Yes Yes
Fix Their Remuneration
Share Holder 4 Report on Minimum Requirements and Standards Related Against For Yes Yes
to Workforce Practices
Share Holder 5 Report on Comprehensive Policy on Plastic Pollution Against Against Yes No
and Sustainable Packaging
Activision Blizzard, Inc.
--------------------------------------------------------------------------------
Ticker ATVI
Provider Security ID 00507V109
Meeting Type Annual
Meeting Date 11-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Reveta Bowers For For Yes No
Management 1b Elect Director Robert Corti For For Yes No
Management 1c Elect Director Hendrik Hartong, III For For Yes No
Management 1d Elect Director Brian Kelly For For Yes No
Management 1e Elect Director Robert Kotick For For Yes No
Management 1f Elect Director Barry Meyer For For Yes No
Management 1g Elect Director Robert Morgado For For Yes No
Management 1h Elect Director Peter Nolan For For Yes No
Management 1i Elect Director Dawn Ostroff For For Yes No
Management 1j Elect Director Casey Wasserman For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For Against Yes Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Share Holder 4 Report on Political Contributions Disclosure Against For Yes Yes
General Motors Company
--------------------------------------------------------------------------------
Ticker GM
Provider Security ID 37045V100
Meeting Type Annual
Meeting Date 16-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Mary T. Barra For For Yes No
Management 1b Elect Director Wesley G. Bush For For Yes No
Management 1c Elect Director Linda R. Gooden For For Yes No
Management 1d Elect Director Joseph Jimenez For For Yes No
Management 1e Elect Director Jane L. Mendillo For For Yes No
Management 1f Elect Director Judith A. Miscik For For Yes No
Management 1g Elect Director Patricia F. Russo For For Yes No
Management 1h Elect Director Thomas M. Schoewe For For Yes No
Management 1i Elect Director Theodore M. Solso For For Yes No
Management 1j Elect Director Carol M. Stephenson For For Yes No
Management 1k Elect Director Devin N. Wenig For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 5 Approve Omnibus Stock Plan For For Yes No
Share Holder 6 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 7 Amend Proxy Access Right Against For Yes Yes
Share Holder 8 Report on Human Rights Policy Implementation Against For Yes Yes
Share Holder 9 Report on Lobbying Payments and Policy Against For Yes Yes
Mastercard Incorporated
--------------------------------------------------------------------------------
Ticker MA
Provider Security ID 57636Q104
Meeting Type Annual
Meeting Date 16-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard Haythornthwaite For For Yes No
Management 1b Elect Director Ajay Banga For For Yes No
Management 1c Elect Director Richard K. Davis For For Yes No
Management 1d Elect Director Steven J. Freiberg For For Yes No
Management 1e Elect Director Julius Genachowski For For Yes No
Management 1f Elect Director Choon Phong Goh For For Yes No
Management 1g Elect Director Merit E. Janow For For Yes No
Management 1h Elect Director Oki Matsumoto For For Yes No
Management 1i Elect Director Youngme Moon For For Yes No
Management 1j Elect Director Rima Qureshi For For Yes No
Management 1k Elect Director Jose Octavio Reyes Lagunes For For Yes No
Management 1l Elect Director Gabrielle Sulzberger For For Yes No
Management 1m Elect Director Jackson Tai For For Yes No
Management 1n Elect Director Lance Uggla For For Yes No
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes No
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Ares Capital Corporation
--------------------------------------------------------------------------------
Ticker ARCC
Provider Security ID 04010L103
Meeting Type Annual
Meeting Date 22-Jun-20
--------------------------------------------------------------------------------
MANAGEMENT V0TE
PROPOSAL RECOMMEN- VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT DATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Michael J Arougheti For Against Yes Yes
Management 1b Elect Director Ann Torre Bates For For Yes No
Management 1c Elect Director Steven B. McKeever For Against Yes Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes No
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND
---------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date July 14, 2020
-------------------------
* Print the name and title of each signing officer under his or her signature.