UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-22902 First Trust New Opportunities MLP & Energy Fund ----------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 10 Westport Road, Suite C101a Wilton, Connecticut 06897 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: October 31 ----------- Date of reporting period: July 1, 2019 - June 30, 2020 ----------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record Emera Incorporated --------------------------------------------------------------- Ticker EMA Primary CUSIP 290876101 Meeting Date 07/11/2019 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Amend Articles Re: Removal of 25 Percent Restrictions Relating to Share For No No Ownership and Voting Rights by Non-Canadian Resident Shareholder Management The Undersigned Hereby Certifies that the Shares Represented by this Proxy Do Not Vote No No are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. Management Amend Articles Re: Removal of 25 Percent Restrictions Relating to Share For No No Ownership and Voting Rights by Non-Canadian Resident Shareholder Management The Undersigned Hereby Certifies that the Shares Represented by this Proxy Do Not Vote No No are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. American Electric Power Company, Inc. --------------------------------------------------------------- Ticker AEP Primary CUSIP 025537101 Meeting Date 04/21/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Nicholas K. Akins For Yes No Management Elect Director David J. Anderson For Yes No Management Elect Director J. Barnie Beasley, Jr. For Yes No Management Elect Director Ralph D. Crosby, Jr. For Yes No Management Elect Director Art A. Garcia For Yes No Management Elect Director Linda A. Goodspeed For Yes No Management Elect Director Thomas E. Hoaglin For Yes No Management Elect Director Sandra Beach Lin For Yes No Management Elect Director Margaret M. McCarthy For Yes No Management Elect Director Richard C. Notebaert For Yes No Management Elect Director Stephen S. Rasmussen For Yes No Management Elect Director Oliver G. Richard, III For Yes No Management Elect Director Sara Martinez Tucker For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Elect Director Nicholas K. Akins For Yes No Management Elect Director David J. Anderson For Yes No Management Elect Director J. Barnie Beasley, Jr. For Yes No Management Elect Director Ralph D. Crosby, Jr. For Yes No Management Elect Director Art A. Garcia For Yes No Management Elect Director Linda A. Goodspeed For Yes No Management Elect Director Thomas E. Hoaglin For Yes No Management Elect Director Sandra Beach Lin For Yes No Management Elect Director Margaret M. McCarthy For Yes No Management Elect Director Richard C. Notebaert For Yes No Management Elect Director Stephen S. Rasmussen For Yes No Management Elect Director Oliver G. Richard, III For Yes No Management Elect Director Sara Martinez Tucker For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No NextEra Energy Partners, LP --------------------------------------------------------------- Ticker NEP Primary CUSIP 65341B106 Meeting Date 04/21/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Susan D. Austin For Yes No Management Elect Director Robert J. Byrne For Yes No Management Elect Director Peter H. Kind For Yes No Management Elect Director James L. Robo For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Public Service Enterprise Group Incorporated --------------------------------------------------------------- Ticker PEG Primary CUSIP 744573106 Meeting Date 04/21/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Ralph Izzo For Yes No Management Elect Director Shirley Ann Jackson For Yes No Management Elect Director Willie A. Deese For Yes No Management Elect Director David Lilley For Yes No Management Elect Director Barry H. Ostrowsky For Yes No Management Elect Director Scott G. Stephenson For Yes No Management Elect Director Laura A. Sugg For Yes No Management Elect Director John P. Surma For Yes No Management Elect Director Susan Tomasky For Yes No Management Elect Director Alfred W. Zollar For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Magellan Midstream Partners, L.P. --------------------------------------------------------------- Ticker MMP Primary CUSIP 559080106 Meeting Date 04/23/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Chansoo Joung For Yes No Management Elect Director Michael N. Mears For Yes No Management Elect Director James R. Montague For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Ratify Ernst & Young LLP as Auditors For Yes No Management Elect Director Chansoo Joung For Yes No Management Elect Director Michael N. Mears For Yes No Management Elect Director James R. Montague For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Ratify Ernst & Young LLP as Auditors For Yes No Exelon Corporation --------------------------------------------------------------- Ticker EXC Primary CUSIP 30161N101 Meeting Date 04/28/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Anthony Anderson For Yes No Management Elect Director Ann Berzin For Yes No Management Elect Director Laurie Brlas For Yes No Management Elect Director Christopher M. Crane For Yes No Management Elect Director Yves C. de Balmann For Yes No Management Elect Director Nicholas DeBenedictis For Yes No Management Elect Director Linda P. Jojo For Yes No Management Elect Director Paul Joskow For Yes No Management Elect Director Robert J. Lawless For Yes No Management Elect Director John Richardson For Yes No Management Elect Director Mayo Shattuck, III For Yes No Management Elect Director John F. Young For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Approve Omnibus Stock Plan For Yes No The Williams Companies, Inc. --------------------------------------------------------------- Ticker WMB Primary CUSIP 969457100 Meeting Date 04/28/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Alan S. Armstrong For Yes No Management Elect Director Stephen W. Bergstrom Against Yes Yes Management Elect Director Nancy K. Buese For Yes No Management Elect Director Stephen I. Chazen For Yes No Management Elect Director Charles I. Cogut For Yes No Management Elect Director Michael A. Creel For Yes No Management Elect Director Vicki L. Fuller For Yes No Management Elect Director Peter A. Ragauss For Yes No Management Elect Director Scott D. Sheffield For Yes No Management Elect Director Murray D. Smith For Yes No Management Elect Director William H. Spence For Yes No Management Amend Omnibus Stock Plan For Yes No Management Amend Qualified Employee Stock Purchase Plan For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Ratify Ernst & Young LLP as Auditors For Yes No CMS Energy Corporation --------------------------------------------------------------- Ticker CMS Primary CUSIP 125896100 Meeting Date 05/01/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Jon E. Barfield For Yes No Management Elect Director Deborah H. Butler For Yes No Management Elect Director Kurt L. Darrow For Yes No Management Elect Director William D. Harvey For Yes No Management Elect Director Patricia K. Poppe For Yes No Management Elect Director John G. Russell For Yes No Management Elect Director Suzanne F. Shank For Yes No Management Elect Director Myrna M. Soto For Yes No Management Elect Director John G. Sznewajs For Yes No Management Elect Director Ronald J. Tanski For Yes No Management Elect Director Laura H. Wright For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No Management Approve Omnibus Stock Plan For Yes No Share Holder Report on Political Contributions For Yes Yes TC Energy Corporation --------------------------------------------------------------- Ticker TRP Primary CUSIP 87807B107 Meeting Date 05/01/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Stephan Cretier For Yes No Management Elect Director Michael R. Culbert For Yes No Management Elect Director Russell K. Girling For Yes No Management Elect Director Susan C. Jones For Yes No Management Elect Director Randy Limbacher For Yes No Management Elect Director John E. Lowe For Yes No Management Elect Director David MacNaughton For Yes No Management Elect Director Una Power For Yes No Management Elect Director Mary Pat Salomone For Yes No Management Elect Director Indira V. Samarasekera For Yes No Management Elect Director D. Michael G. Stewart For Yes No Management Elect Director Siim A. Vanaselja For Yes No Management Elect Director Thierry Vandal For Yes No Management Elect Director Steven W. Williams For Yes No Management Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration For Yes No Management Advisory Vote on Executive Compensation Approach For Yes No Enbridge Inc. --------------------------------------------------------------- Ticker ENB Primary CUSIP 29250N105 Meeting Date 05/05/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Pamela L. Carter For Yes No Management Elect Director Marcel R. Coutu For Yes No Management Elect Director Susan M. Cunningham For Yes No Management Elect Director Gregory L. Ebel For Yes No Management Elect Director J. Herb England For Yes No Management Elect Director Charles W. Fischer For Yes No Management Elect Director Gregory J. Goff For Yes No Management Elect Director V. Maureen Kempston Darkes For Yes No Management Elect Director Teresa S. Madden For Yes No Management Elect Director Al Monaco For Yes No Management Elect Director Dan C. Tutcher For Yes No Management Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix For Yes No Their Remuneration Management Approve Shareholder Rights Plan For Yes No Management Amend By-Law No. 1 of Enbridge For Yes No Management Advisory Vote on Executive Compensation Approach For Yes No Management Elect Director Pamela L. Carter For Yes No Management Elect Director Marcel R. Coutu For Yes No Management Elect Director Susan M. Cunningham For Yes No Management Elect Director Gregory L. Ebel For Yes No Management Elect Director J. Herb England For Yes No Management Elect Director Charles W. Fischer For Yes No Management Elect Director Gregory J. Goff For Yes No Management Elect Director V. Maureen Kempston Darkes For Yes No Management Elect Director Teresa S. Madden For Yes No Management Elect Director Al Monaco For Yes No Management Elect Director Dan C. Tutcher For Yes No Management Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix For Yes No Their Remuneration Management Approve Shareholder Rights Plan For Yes No Management Amend By-Law No. 1 of Enbridge For Yes No Management Advisory Vote on Executive Compensation Approach For Yes No Sempra Energy --------------------------------------------------------------- Ticker SRE Primary CUSIP 816851109 Meeting Date 05/05/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Alan L. Boeckmann For Yes No Management Elect Director Kathleen L. Brown For Yes No Management Elect Director Andres Conesa For Yes No Management Elect Director Maria Contreras-Sweet For Yes No Management Elect Director Pablo A. Ferrero For Yes No Management Elect Director William D. Jones For Yes No Management Elect Director Jeffrey W. Martin For Yes No Management Elect Director Bethany J. Mayer For Yes No Management Elect Director Michael N. Mears For Yes No Management Elect Director Jack T. Taylor For Yes No Management Elect Director Cynthia L. Walker For Yes No Management Elect Director Cynthia J. Warner For Yes No Management Elect Director James C. Yardley For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Share Holder Require Independent Board Chair Against Yes No Eversource Energy --------------------------------------------------------------- Ticker ES Primary CUSIP 30040W108 Meeting Date 05/06/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Cotton M. Cleveland For Yes No Management Elect Director James S. DiStasio For Yes No Management Elect Director Francis A. Doyle For Yes No Management Elect Director Linda Dorcena Forry For Yes No Management Elect Director James J. Judge For Yes No Management Elect Director John Y. Kim For Yes No Management Elect Director Kenneth R. Leibler For Yes No Management Elect Director David H. Long For Yes No Management Elect Director William C. Van Faasen For Yes No Management Elect Director Frederica M. Williams For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Duke Energy Corporation --------------------------------------------------------------- Ticker DUK Primary CUSIP 26441C204 Meeting Date 05/07/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Michael G. Browning For Yes No Management Elect Director Annette K. Clayton For Yes No Management Elect Director Theodore F. Craver, Jr. For Yes No Management Elect Director Robert M. Davis For Yes No Management Elect Director Daniel R. DiMicco For Yes No Management Elect Director Nicholas C. Fanandakis For Yes No Management Elect Director Lynn J. Good For Yes No Management Elect Director John T. Herron For Yes No Management Elect Director William E. Kennard For Yes No Management Elect Director E. Marie McKee For Yes No Management Elect Director Marya M. Rose For Yes No Management Elect Director Thomas E. Skains For Yes No Management Elect Director William E. Webster, Jr. For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Share Holder Require Independent Board Chairman For Yes Yes Share Holder Eliminate Supermajority Vote Requirement For Yes No Share Holder Report on Political Contributions For Yes Yes Share Holder Report on Lobbying Payments and Policy For Yes Yes Management Elect Director Michael G. Browning For Yes No Management Elect Director Annette K. Clayton For Yes No Management Elect Director Theodore F. Craver, Jr. For Yes No Management Elect Director Robert M. Davis For Yes No Management Elect Director Daniel R. DiMicco For Yes No Management Elect Director Nicholas C. Fanandakis For Yes No Management Elect Director Lynn J. Good For Yes No Management Elect Director John T. Herron For Yes No Management Elect Director William E. Kennard For Yes No Management Elect Director E. Marie McKee For Yes No Management Elect Director Marya M. Rose For Yes No Management Elect Director Thomas E. Skains For Yes No Management Elect Director William E. Webster, Jr. For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Share Holder Require Independent Board Chairman For Yes Yes Share Holder Eliminate Supermajority Vote Requirement For Yes No Share Holder Report on Political Contributions For Yes Yes Share Holder Report on Lobbying Payments and Policy For Yes Yes Inter Pipeline Ltd. --------------------------------------------------------------- Ticker IPL Primary CUSIP 45833V109 Meeting Date 05/07/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Richard Shaw For Yes No Management Elect Director Christian Bayle For Yes No Management Elect Director Peter Cella For Yes No Management Elect Director Julie Dill For Yes No Management Elect Director Duane Keinick For Yes No Management Elect Director Arthur Korpach For Yes No Management Elect Director Alison Taylor Love For Yes No Management Elect Director Margaret McKenzie For Yes No Management Elect Director Brant Sangster For Yes No Management Elect Director Shelley Brown For Yes No Management Elect Director Wayne Smith For Yes No Management Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their For Yes No Remuneration Management Advisory Vote on Executive Compensation Approach For Yes No Management Approve Shareholder Rights Plan For Yes No Management Approve Reduction in Stated Capital For Yes No Keyera Corp. --------------------------------------------------------------- Ticker KEY Primary CUSIP 493271100 Meeting Date 05/12/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Ratify Deloitte LLP as Auditors For Yes No Management Elect Director James Bertram For Yes No Management Elect Director Blair Goertzen For Yes No Management Elect Director Douglas Haughey For Yes No Management Elect Director Gianna Manes For Yes No Management Elect Director Donald Nelson For Yes No Management Elect Director Michael Norris For Yes No Management Elect Director Thomas O'Connor For Yes No Management Elect Director Charlene Ripley For Yes No Management Elect Director David Smith For Yes No Management Elect Director Janet Woodruff For Yes No Management Approve Shareholder Rights Plan For Yes No Management Advisory Vote on Executive Compensation Approach For Yes No Kinder Morgan, Inc. --------------------------------------------------------------- Ticker KMI Primary CUSIP 49456B101 Meeting Date 05/13/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Richard D. Kinder For Yes No Management Elect Director Steven J. Kean For Yes No Management Elect Director Kimberly A. Dang For Yes No Management Elect Director Ted A. Gardner For Yes No Management Elect Director Anthony W. Hall, Jr. For Yes No Management Elect Director Gary L. Hultquist For Yes No Management Elect Director Ronald L. Kuehn, Jr. For Yes No Management Elect Director Deborah A. Macdonald For Yes No Management Elect Director Michael C. Morgan For Yes No Management Elect Director Arthur C. Reichstetter For Yes No Management Elect Director Fayez Sarofim For Yes No Management Elect Director C. Park Shaper For Yes No Management Elect Director William A. Smith For Yes No Management Elect Director Joel V. Staff For Yes No Management Elect Director Robert F. Vagt For Yes No Management Elect Director Perry M. Waughtal For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Elect Director Richard D. Kinder For Yes No Management Elect Director Steven J. Kean For Yes No Management Elect Director Kimberly A. Dang For Yes No Management Elect Director Ted A. Gardner For Yes No Management Elect Director Anthony W. Hall, Jr. For Yes No Management Elect Director Gary L. Hultquist For Yes No Management Elect Director Ronald L. Kuehn, Jr. For Yes No Management Elect Director Deborah A. Macdonald For Yes No Management Elect Director Michael C. Morgan For Yes No Management Elect Director Arthur C. Reichstetter For Yes No Management Elect Director Fayez Sarofim For Yes No Management Elect Director C. Park Shaper For Yes No Management Elect Director William A. Smith For Yes No Management Elect Director Joel V. Staff For Yes No Management Elect Director Robert F. Vagt For Yes No Management Elect Director Perry M. Waughtal For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No PPL Corporation --------------------------------------------------------------- Ticker PPL Primary CUSIP 69351T106 Meeting Date 05/13/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director John W. Conway For Yes No Management Elect Director Steven G. Elliott For Yes No Management Elect Director Raja Rajamannar For Yes No Management Elect Director Craig A. Rogerson For Yes No Management Elect Director Vincent Sorgi For Yes No Management Elect Director William H. Spence For Yes No Management Elect Director Natica von Althann For Yes No Management Elect Director Keith H. Williamson For Yes No Management Elect Director Phoebe A. Wood For Yes No Management Elect Director Armando Zagalo de Lima For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Ratify Deloitte & Touche LLP as Auditors For Yes No Share Holder Require Independent Board Chairman For Yes Yes CorEnergy Infrastructure Trust, Inc. --------------------------------------------------------------- Ticker CORR Primary CUSIP 21870U502 Meeting Date 05/20/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Todd E. Banks For Yes No Management Ratify Ernst & Young LLP as Auditors For Yes No Equitrans Midstream Corporation --------------------------------------------------------------- Ticker ETRN Primary CUSIP 294600101 Meeting Date 05/20/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Vicky A. Bailey For Yes No Management Elect Director Sarah M. Barpoulis For Yes No Management Elect Director Kenneth M. Burke For Yes No Management Elect Director Patricia K. Collawn For Yes No Management Elect Director Margaret K. Dorman For Yes No Management Elect Director Thomas F. Karam For Yes No Management Elect Director D. Mark Leland For Yes No Management Elect Director Norman J. Szydlowski For Yes No Management Elect Director Robert F. Vagt For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Management Ratify Ernst & Young LLP as Auditors For Yes No ONEOK, Inc. --------------------------------------------------------------- Ticker OKE Primary CUSIP 682680103 Meeting Date 05/20/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Brian L. Derksen For Yes No Management Elect Director Julie H. Edwards For Yes No Management Elect Director John W. Gibson For Yes No Management Elect Director Mark W. Helderman For Yes No Management Elect Director Randall J. Larson For Yes No Management Elect Director Steven J. Malcolm For Yes No Management Elect Director Jim W. Mogg For Yes No Management Elect Director Pattye L. Moore For Yes No Management Elect Director Gary D. Parker For Yes No Management Elect Director Eduardo A. Rodriguez For Yes No Management Elect Director Terry K. Spencer For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No Plains All American Pipeline, L.P. --------------------------------------------------------------- Ticker PAA Primary CUSIP 726503105 Meeting Date 05/20/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Elect Director Alexandra Pruner For Yes No Management Elect Director Lawrence M. Ziemba For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation Against Yes Yes Management Elect Director Alexandra Pruner For Yes No Management Elect Director Lawrence M. Ziemba For Yes No Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No Management Advisory Vote to Ratify Named Executive Officers' Compensation Against Yes Yes Equitrans Midstream Corporation --------------------------------------------------------------- Ticker ETRN Primary CUSIP 294600101 Meeting Date 06/15/2020 --------------------------------------------------------------- VOTE VOTE AGAINST PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT Management Issue Shares in Connection with Merger For Yes No Management Adjourn Meeting For Yes No SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) First Trust New Opportunities MLP & Energy Fund ----------------------------------------- By (Signature and Title)* /s/ James M. Dykas ----------------------------------- James M. Dykas, President and Chief Executive Officer Date July 16, 2020 ------------------------- * Print the name and title of each signing officer under his or her signature.