UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2013
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Transamerica Financial Advisors, Inc
Address: 570 Carillon Parkway
St Petersburg, FL 33716
Form 13F File Number: 028-14018
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts
of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: George Chuang
Title: Vice President
Phone: 727-577-2754
Signature, Place, and Date of Signing:
/s/George Chuang St. Petersburg, FL 33716 05/15/2013
------------------------ --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
--------------- -----------------------------------------------------------
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 385
Form 13F Information Table Value Total: $ 521,992
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is
filed,other than the manager filing this report.
No. Form 13F File Number Name
1 028-00136 Transamerica Corporation
---- -------------------- -------------------------------------------------
<table>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS or SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
<s> <c> <c> <c> <c> <c> <c> <c> <c> <c> <c> <c>
ABBVIE INC COM 00287Y109 1 15 SHS SOLE 15 0 0
ADOBE SYS INC COM 00724F101 18 392 SHS SOLE 392 0 0
AEGON N V NY REGISTRY SH 007924103 19 3000 SHS SOLE 0 0 3000
AETNA INC NEW COM 00817Y108 59 1149 SHS SOLE 1149 0 0
AGRIUM INC COM 008916108 78 792 SHS SOLE 0 0 792
ALASKA AIR GROUP INC COM 011659109 243 3788 SHS SOLE 0 0 3788
ALLIANCE DATA SYSTEMS CORP COM 018581108 349 2150 SHS SOLE 0 0 2150
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 26 1500 SHS SOLE 0 0 1500
ALLSTATE CORP COM 020002101 16 320 SHS SOLE 0 0 320
ALPS ETF TR ALERIAN MLP 00162Q866 4354 245679 SHS SOLE 245679 0 0
ALTRIA GROUP INC COM 02209S103 21 600 SHS SOLE 0 0 600
AMERICAN CAP MTG INVT CORP CALL 02504A904 1 10 CALL SOLE 0 0 10
AMERICAN CAPITAL AGENCY CORP COM 02503X105 148 4500 SHS SOLE 0 0 4500
AMERICAN EXPRESS CO COM 025816109 38 560 SHS SOLE 0 0 560
AMERICAN RLTY CAP PPTYS INC COM 02917T104 832 56657 SHS SOLE 0 0 56657
AMERICAN TOWER CORP NEW COM 03027X100 95 1224 SHS SOLE 176 0 1048
ANNALY CAP MGMT INC COM 035710409 468 29451 SHS SOLE 0 0 29451
AON PLC SHS CL A G0408V102 15 237 SHS SOLE 237 0 0
APARTMENT INVT & MGMT CO CL A 03748R101 377 12281 SHS SOLE 12281 0 0
APPLE INC COM 037833100 979 2211 SHS SOLE 0 0 2211
APPLE INC CALL 037833900 1 2 CALL SOLE 0 0 2
ARES CAP CORP COM 04010L103 62 3406 SHS SOLE 0 0 3406
ASTRAZENECA PLC SPONSORED ADR 046353108 61 1214 SHS SOLE 0 0 1214
AT&T INC COM 00206R102 929 25314 SHS SOLE 11496 0 13818
AVISTA CORP COM 05379B107 62 2257 SHS SOLE 0 0 2257
AVON PRODS INC COM 054303102 21 1000 SHS SOLE 0 0 1000
BANK OF AMERICA CORPORATION COM 060505104 98 8000 SHS SOLE 0 0 8000
BARCLAYS BK PLC DJUBS CMDT ETN3606738C778 4 94 SHS SOLE 94 0 0
BECTON DICKINSON & CO COM 075887109 53 550 SHS SOLE 0 0 550
BERKSHIRE HATHAWAY INC DEL CL A 084670108 626 4 SHS SOLE 0 0 4
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 521 5000 SHS SOLE 0 0 5000
BIOGEN IDEC INC COM 09062X103 139 718 SHS SOLE 0 0 718
BLACKROCK INC COM 09247X101 237 921 SHS SOLE 0 0 921
BLACKROCK MUN INCOME TR SH BEN INT 09248F109 16 1000 SHS SOLE 0 0 1000
BLACKROCK MUNIYIELD PA QLTY COM 09255G107 199 12905 SHS SOLE 0 0 12905
BLACKROCK PA STRATEGIC MUN T COM 09248R103 39 2633 SHS SOLE 0 0 2633
BOSTON PROPERTIES INC COM 101121101 3 27 SHS SOLE 27 0 0
BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 17 200 SHS SOLE 0 0 200
BRISTOL MYERS SQUIBB CO COM 110122108 14 339 SHS SOLE 0 0 339
CABOT OIL & GAS CORP COM 127097103 19 271 SHS SOLE 271 0 0
CAMPBELL SOUP CO COM 134429109 18 377 SHS SOLE 377 0 0
CARDINAL HEALTH INC COM 14149Y108 298 7142 SHS SOLE 7142 0 0
CATAMARAN CORP COM 148887102 227 4270 SHS SOLE 0 0 4270
CELGENE CORP COM 151020104 256 2203 SHS SOLE 0 0 2203
CENTRAL FD CDA LTDCL A CL A 153501101 20 1000 SHS SOLE 0 0 1000
CENTURYLINK INC COM 156700106 40 1112 SHS SOLE 0 0 1112
CHENIERE ENERGY INC COM NEW 16411R208 155 5509 SHS SOLE 0 0 5509
CHESAPEAKE ENERGY CORP COM 165167107 21 1000 SHS SOLE 0 0 1000
CHESAPEAKE UTILS CORP COM 165303108 20 400 SHS SOLE 0 0 400
CHEVRON CORP NEW COM 166764100 600 5049 SHS SOLE 0 0 5049
CHUBB CORP COM 171232101 16 176 SHS SOLE 176 0 0
CIGNA CORPORATION COM 125509109 99 1578 SHS SOLE 1578 0 0
CINCINNATI FINL CORP COM 172062101 16 337 SHS SOLE 337 0 0
CINTAS CORP COM 172908105 15 319 SHS SOLE 319 0 0
CISCO SYS INC COM 17275R102 95 4500 SHS SOLE 0 0 4500
CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 3171 118833 SHS SOLE 118833 0 0
CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 52 1933 SHS SOLE 1933 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 18383M431 4 117 SHS SOLE 117 0 0
CLEAN ENERGY FUELS CORP CALL 184499901 1 5 CALL SOLE 0 0 5
CLOROX CO DEL COM 189054109 1051 11861 SHS SOLE 5760 0 6101
CME GROUP INC COM 12572Q105 15 236 SHS SOLE 236 0 0
CMS ENERGY CORP COM 125896100 16 549 SHS SOLE 549 0 0
COHEN & STEERS REIT & PFD IN COM 19247X100 284 15000 SHS SOLE 0 0 15000
COLGATE PALMOLIVE CO COM 194162103 7 52 SHS SOLE 52 0 0
COMMVAULT SYSTEMS INC COM 204166102 205 2496 SHS SOLE 0 0 2496
CONAGRA FOODS INC COM 205887102 16 445 SHS SOLE 445 0 0
CONOCOPHILLIPS COM 20825C104 415 6904 SHS SOLE 228 0 6676
CONSOLIDATED EDISON INC COM 209115104 15 239 SHS SOLE 239 0 0
COSTCO WHSL CORP NEW COM 22160K105 28 255 SHS SOLE 0 0 255
COVENTRY HEALTH CARE INC COM 222862104 385 8181 SHS SOLE 8181 0 0
CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 685 6613 SHS SOLE 6613 0 0
CVS CAREMARK CORPORATION COM 126650100 43 775 SHS SOLE 275 0 500
DILLARDS INC CL A 254067101 71 899 SHS SOLE 0 0 899
DISCOVER FINL SVCS COM 254709108 16 349 SHS SOLE 0 0 349
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 215 2729 SHS SOLE 0 0 2729
DISNEY WALT CO COM DISNEY 254687106 16 267 SHS SOLE 267 0 0
DOLLAR GEN CORP NEW COM 256677105 23 437 SHS SOLE 437 0 0
DOMINION RES INC VA NEW COM 25746U109 16 261 SHS SOLE 261 0 0
DTE ENERGY CO COM 233331107 16 222 SHS SOLE 222 0 0
EATON CORP PLC SHS G29183103 114 1852 SHS SOLE 0 0 1852
EATON VANCE LTD DUR INCOME F COM 27828H105 15 850 SHS SOLE 0 0 850
EATON VANCE TAX ADVT DIV INC COM 27828G107 69 3659 SHS SOLE 0 0 3659
EBAY INC COM 278642103 140 2580 SHS SOLE 0 0 2580
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 22 500 SHS SOLE 0 0 500
EQUIFAX INC COM 294429105 15 245 SHS SOLE 245 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 9 147 SHS SOLE 147 0 0
EXXON MOBIL CORP COM 30231G102 160 1768 SHS SOLE 152 0 1616
F M C CORP COM NEW 302491303 76 1330 SHS SOLE 0 0 1330
FAMILY DLR STORES INC COM 307000109 399 6756 SHS SOLE 6756 0 0
FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 19 1000 SHS SOLE 0 0 1000
FIDELITY NATL INFORMATION SV COM 31620M106 530 13355 SHS SOLE 13355 0 0
FIRST TR MLP & ENERGY INCOME COM 33739B104 113 5400 SHS SOLE 0 0 5400
FISERV INC COM 337738108 15 170 SHS SOLE 170 0 0
FLIR SYS INC COM 302445101 69 2637 SHS SOLE 2637 0 0
FLOWSERVE CORP COM 34354P105 139 826 SHS SOLE 0 0 826
FORD MTR CO DEL COM PAR $0.01 345370860 44 3333 SHS SOLE 0 0 3333
FOREST LABS INC COM 345838106 14 344 SHS SOLE 344 0 0
GENERAL ELECTRIC CO COM 369604103 88 3797 SHS SOLE 0 0 3797
GENERAL MLS INC COM 370334104 110 2220 SHS SOLE 2220 0 0
GENUINE PARTS CO COM 372460105 534 6835 SHS SOLE 6835 0 0
GILEAD SCIENCES INC COM 375558103 273 5575 SHS SOLE 0 0 5575
GLOBAL X FDS SILVER MNR ETF 37950E853 4 208 SHS SOLE 208 0 0
GLOBAL X FDS GLB X FERTIL 37950E499 315 23001 SHS SOLE 23001 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 19 129 SHS SOLE 0 0 129
GOOGLE INC CL A 38259P508 439 553 SHS SOLE 529 0 24
HATTERAS FINL CORP COM 41902R103 45 1618 SHS SOLE 0 0 1618
HCP INC COM 40414L109 273 5469 SHS SOLE 5469 0 0
HEALTH CARE REIT INC COM 42217K106 501 7369 SHS SOLE 7369 0 0
HEALTHCARE TR AMER INC CL A 42225P105 939 79900 SHS SOLE 0 0 79900
HEINZ H J CO COM 423074103 544 7524 SHS SOLE 7524 0 0
HERSHEY CO COM 427866108 395 4512 SHS SOLE 3990 0 522
HOLLYFRONTIER CORP COM 436106108 278 5399 SHS SOLE 0 0 5399
HOME DEPOT INC COM 437076102 133 1892 SHS SOLE 0 0 1892
HONEYWELL INTL INC COM 438516106 38 500 SHS SOLE 0 0 500
HORMEL FOODS CORP COM 440452100 602 14565 SHS SOLE 14565 0 0
HUMANA INC COM 444859102 14 198 SHS SOLE 198 0 0
ICU MED INC COM 44930G107 80 1343 SHS SOLE 0 0 1343
INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 73 2571 SHS SOLE 2571 0 0
INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 5 190 SHS SOLE 190 0 0
INDEXIQ ETF TR IQ REAL RTN ETF 45409B602 34 1274 SHS SOLE 1274 0 0
ING GROEP N V SPONSORED ADR 456837103 44 6000 SHS SOLE 0 0 6000
INGREDION INC COM 457187102 100 1378 SHS SOLE 0 0 1378
INTEL CORP COM 458140100 151 6908 SHS SOLE 638 0 6270
INTERNATIONAL BUSINESS MACHS COM 459200101 109 510 SHS SOLE 77 0 433
INTL PAPER CO COM 460146103 28 600 SHS SOLE 0 0 600
ISHARES GOLD TRUST ISHARES 464285105 317 20403 SHS SOLE 20403 0 0
ISHARES INC MSCI TURKEY FD 464286715 4 51 SHS SOLE 51 0 0
ISHARES INC MSCI BRAZIL CAPP464286400 6 104 SHS SOLE 104 0 0
ISHARES INC MSCI STH KOR CAP464286772 12 193 SHS SOLE 193 0 0
ISHARES INC MSCI CDA INDEX 464286509 148 5169 SHS SOLE 5169 0 0
ISHARES INC MSCI PAC J IDX 464286665 155 3111 SHS SOLE 3111 0 0
ISHARES INC MSCI AUSTRALIA 464286103 10 370 SHS SOLE 370 0 0
ISHARES INC MSCI GERMAN 464286806 16 623 SHS SOLE 623 0 0
ISHARES INC MSCI UTD KINGD 464286699 19 1038 SHS SOLE 1038 0 0
ISHARES INC CTR WLD MINVL 464286525 1446 23324 SHS SOLE 23324 0 0
ISHARES INC MSCI HONG KONG 464286871 2 76 SHS SOLE 76 0 0
ISHARES INC MSCI JAPAN 464286848 185 17116 SHS SOLE 17116 0 0
ISHARES INC MSCI STH AFRCA 464286780 8 118 SHS SOLE 118 0 0
ISHARES INC EM MKT MIN VOL 464286533 2721 44710 SHS SOLE 44710 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 325 11826 SHS SOLE 11826 0 0
ISHARES TR S&P INDIA 50 464289529 6 220 SHS SOLE 220 0 0
ISHARES TR BARCLYS MBS BD 464288588 609 5634 SHS SOLE 5634 0 0
ISHARES TR BARCLYS TIPS BD 464287176 15722 129642 SHS SOLE 129642 0 0
ISHARES TR BARCLYS 1-3YR CR464288646 51 481 SHS SOLE 481 0 0
ISHARES TR AGENCY BD FD 464288166 51 446 SHS SOLE 446 0 0
ISHARES TR RUSSELL MCP GR 464287481 133 1893 SHS SOLE 1893 0 0
ISHARES TR USA MIN VOL ID 46429B697 1624 49549 SHS SOLE 49549 0 0
ISHARES TR FLTG RATE NT 46429B655 3149 62116 SHS SOLE 62116 0 0
ISHARES TR RUSSELL MCP VL 464287473 87 1513 SHS SOLE 1513 0 0
ISHARES TR BARCLYS 20+ YR 464287432 588 4992 SHS SOLE 4992 0 0
ISHARES TR BARCLYS 7-10 YR 464287440 4370 40707 SHS SOLE 40707 0 0
ISHARES TR RUSSELL 2000 464287655 87 921 SHS SOLE 921 0 0
ISHARES TR MSCI SMALL CAP 464288273 86 1943 SHS SOLE 1943 0 0
ISHARES TR RUSSELL MIDCAP 464287499 13948 109571 SHS SOLE 109571 0 0
ISHARES TR PHLX SOX SEMICND464287523 130 2188 SHS SOLE 2188 0 0
ISHARES TR MSCI EAFE INDEX 464287465 158 2667 SHS SOLE 2667 0 0
ISHARES TR DJ US REAL EST 464287739 300 4307 SHS SOLE 4307 0 0
ISHARES TR CORE S&P SCP ETF464287804 13772 158185 SHS SOLE 158185 0 0
ISHARES TR CORE S&P500 ETF 464287200 181 1147 SHS SOLE 1147 0 0
ISHARES TR CORE TOTUSBD ETF464287226 1 2 SHS SOLE 2 0 0
ISHARES TR RUSSELL1000GRW 464287614 29878 418632 SHS SOLE 418632 0 0
ISHARES TR MSCI CHINA IDX 46429B671 12 254 SHS SOLE 254 0 0
ISHARES TR MSCI GRW IDX 464288885 129 2038 SHS SOLE 2038 0 0
ISHARES TR US PFD STK IDX 464288687 176 4344 SHS SOLE 4344 0 0
ISHARES TR DJ US UTILS 464287697 12669 130474 SHS SOLE 130474 0 0
ISHARES TR S&P NA MULTIMD 464287531 167 5660 SHS SOLE 5660 0 0
ISHARES TR EAFE MIN VOLAT 46429B689 1166 19491 SHS SOLE 19491 0 0
ISHARES TR INTL INFL LKD 46429B770 1696 33800 SHS SOLE 33800 0 0
ISHARES TR MSCI EMERG MKT 464287234 954 22300 SHS SOLE 22300 0 0
ISHARES TR DJ PHARMA INDX 464288836 157 1627 SHS SOLE 1627 0 0
ISHARES TR HIGH YLD CORP 464288513 14306 151627 SHS SOLE 151627 0 0
ISHARES TR IBOXX INV CPBD 464287242 2109 17587 SHS SOLE 17587 0 0
ISHARES TR EPRA/NAR DEV R/E464288489 83 2426 SHS SOLE 2426 0 0
ISHARES TR BARCLYS SH TREA 464288679 21566 195644 SHS SOLE 195644 0 0
ISHARES TR S&P NTL AMTFREE 464288414 289 2619 SHS SOLE 2619 0 0
ISHARES TR DJ US ENERGY 464287796 12310 272758 SHS SOLE 272758 0 0
ISHARES TR DJ US FINL SEC 464287788 3826 56367 SHS SOLE 56367 0 0
ISHARES TR DJ US TECH SEC 464287721 11699 159579 SHS SOLE 159579 0 0
ISHARES TR DJ HOME CONSTN 464288752 232 9675 SHS SOLE 9675 0 0
ISHARES TR BRC 0-5 YR TIP 46429B747 101 972 SHS SOLE 972 0 0
ISHARES TR DJ US INDUSTRL 464287754 12249 149973 SHS SOLE 149973 0 0
ISHARES TR S&P NA SOFTWR 464287515 267 3834 SHS SOLE 3834 0 0
ISHARES TR JPMORGAN USD 464288281 2658 22595 SHS SOLE 22595 0 0
ISHARES TR RUSSELL1000VAL 464287598 149 1824 SHS SOLE 1824 0 0
JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD466090206 15 4000 SHS SOLE 0 0 4000
JOHNSON & JOHNSON COM 478160104 1060 12992 SHS SOLE 6217 0 6775
JPMORGAN CHASE & CO COM 46625H100 17 350 SHS SOLE 0 0 350
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2 23 SHS SOLE 23 0 0
KELLOGG CO COM 487836108 533 8259 SHS SOLE 8259 0 0
KIMBERLY CLARK CORP COM 494368103 940 9591 SHS SOLE 5000 0 4591
KIMCO RLTY CORP COM 49446R109 16 689 SHS SOLE 689 0 0
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 36 400 SHS SOLE 0 0 400
KINDER MORGAN INC DEL COM 49456B101 39 1004 SHS SOLE 0 0 1004
KKR & CO L P DEL COM UNITS 48248M102 38 1961 SHS SOLE 0 0 1961
KKR FINL HLDGS LLC COM 48248A306 89 8000 SHS SOLE 0 0 8000
KOHLS CORP COM 500255104 8 155 SHS SOLE 155 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 14 154 SHS SOLE 154 0 0
LEUCADIA NATL CORP COM 527288104 189 6887 SHS SOLE 0 0 6887
LINCOLN ELEC HLDGS INC COM 533900106 25 460 SHS SOLE 0 0 460
LINEAR TECHNOLOGY CORP COM 535678106 15 389 SHS SOLE 389 0 0
LINN ENERGY LLC UNIT LTD LIAB 536020100 340 8930 SHS SOLE 0 0 8930
LINNCO LLC COMSHS LTD INT 535782106 81 2051 SHS SOLE 0 0 2051
LOCKHEED MARTIN CORP COM 539830109 58 598 SHS SOLE 0 0 598
LOEWS CORP COM 540424108 9 197 SHS SOLE 197 0 0
LRAD CORP COM 50213V109 17 16080 SHS SOLE 0 0 16080
LUMBER LIQUIDATORS HLDGS INC COM 55003T107 106 1504 SHS SOLE 0 0 1504
M & T BK CORP COM 55261F104 14 134 SHS SOLE 134 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 126 2351 SHS SOLE 0 0 2351
MARATHON OIL CORP COM 565849106 33 950 SHS SOLE 0 0 950
MARATHON PETE CORP COM 56585A102 193 2150 SHS SOLE 0 0 2150
MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 2911 107637 SHS SOLE 107637 0 0
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 3 101 SHS SOLE 101 0 0
MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 74 4137 SHS SOLE 4137 0 0
MARSH & MCLENNAN COS INC COM 571748102 139 3659 SHS SOLE 3659 0 0
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 20 500 SHS SOLE 0 0 500
MASTERCARD INC CL A 57636Q104 175 322 SHS SOLE 14 0 308
MCCORMICK & CO INC COM NON VTG 579780206 31 418 SHS SOLE 418 0 0
MCDONALDS CORP COM 580135101 406 4070 SHS SOLE 2273 0 1797
MCKESSON CORP COM 58155Q103 527 4875 SHS SOLE 4875 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 16 203 SHS SOLE 203 0 0
MERCK & CO INC NEW COM 58933Y105 18 400 SHS SOLE 0 0 400
MICHAEL KORS HLDGS LTD SHS G60754101 111 1950 SHS SOLE 0 0 1950
MICROCHIP TECHNOLOGY INC COM 595017104 17 454 SHS SOLE 454 0 0
MICROSOFT CORP COM 594918104 62 2144 SHS SOLE 0 0 2144
MONSANTO CO NEW COM 61166W101 170 1602 SHS SOLE 0 0 1602
MORGAN STANLEY COM NEW 617446448 33 1468 SHS SOLE 0 0 1468
MOSAIC CO NEW COM 61945C103 30 500 SHS SOLE 0 0 500
MOTOROLA SOLUTIONS INC COM NEW 620076307 16 245 SHS SOLE 245 0 0
NATIONAL HEALTH INVS INC COM 63633D104 20 300 SHS SOLE 0 0 300
NEWMARKET CORP COM 651587107 89 340 SHS SOLE 0 0 340
NORDSTROM INC COM 655664100 89 1600 SHS SOLE 0 0 1600
NORFOLK SOUTHERN CORP COM 655844108 18 226 SHS SOLE 0 0 226
NORTHEAST UTILS COM 664397106 515 11832 SHS SOLE 11832 0 0
NUVEEN MD PREM INCOME MUN FD COM 67061Q107 31 2102 SHS SOLE 0 0 2102
NUVEEN PERFORMANCE PLUS MUN COM 67062P108 16 1000 SHS SOLE 0 0 1000
O REILLY AUTOMOTIVE INC NEW COM 67103H107 15 147 SHS SOLE 147 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 87 1100 SHS SOLE 0 0 1100
OLIN CORP COM PAR $1 680665205 15 579 SHS SOLE 0 0 579
OMEGA HEALTHCARE INVS INC COM 681936100 357 11732 SHS SOLE 0 0 11732
OPTIMER PHARMACEUTICALS INC COM 68401H104 29 2400 SHS SOLE 0 0 2400
PANERA BREAD CO CL A 69840W108 17 100 SHS SOLE 0 0 100
PARAMETRIC SOUND CORP COM NEW 699172201 836 41648 SHS SOLE 0 0 41648
PAYCHEX INC COM 704326107 193 5485 SHS SOLE 5485 0 0
PEMBINA PIPELINE CORP COM 706327103 249 7879 SHS SOLE 0 0 7879
PEOPLES UNITED FINANCIAL INC COM 712704105 101 7521 SHS SOLE 7521 0 0
PERRIGO CO COM 714290103 155 1299 SHS SOLE 0 0 1299
PFIZER INC COM 717081103 554 19166 SHS SOLE 17838 0 1328
PHILIP MORRIS INTL INC COM 718172109 81 864 SHS SOLE 0 0 864
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 37 1876 SHS SOLE 0 0 1876
PIMCO CALIF MUN INCOME FD II COM 72200M108 60 5500 SHS SOLE 0 0 5500
PIMCO ETF TR BLD AMER BD FD 72201R825 8 133 SHS SOLE 133 0 0
PIMCO ETF TR TOTL RETN ETF 72201R775 15 134 SHS SOLE 134 0 0
PIMCO ETF TR ENHAN SHRT MAT 72201R833 8 73 SHS SOLE 73 0 0
PIMCO INCOME STRATEGY FUND COM 72201H108 94 7000 SHS SOLE 0 0 7000
PIMCO MUN INCOME FD II COM 72200W106 20 1500 SHS SOLE 0 0 1500
PIMCO MUNICIPAL INCOME FD COM 72200R107 25 1587 SHS SOLE 0 0 1587
PINNACLE WEST CAP CORP COM 723484101 268 4618 SHS SOLE 4618 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 94 1660 SHS SOLE 0 0 1660
PLUM CREEK TIMBER CO INC COM 729251108 36 680 SHS SOLE 330 0 350
PLUM CREEK TIMBER CO INC CALL 729251908 1 2 CALL SOLE 0 0 2
PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 141 1106 SHS SOLE 0 0 1106
POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 38 8563 SHS SOLE 8563 0 0
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 318 12646 SHS SOLE 12646 0 0
POWERSHARES GLOBAL ETF FDS&P 500 BUYWRT73936G308 73 3510 SHS SOLE 3510 0 0
POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 3702 191196 SHS SOLE 191196 0 0
POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 3704 145911 SHS SOLE 145911 0 0
POWERSHS DB US DOLLAR INDEXDOLL INDX BULL 73936D107 371 16407 SHS SOLE 16407 0 0
PPL CORP COM 69351T106 15 465 SHS SOLE 465 0 0
PROCTER & GAMBLE CO COM 742718109 283 3660 SHS SOLE 3660 0 0
PROGRESSIVE CORP OHIO COM 743315103 16 626 SHS SOLE 626 0 0
PROSHARES TR PSHS LC COR PLUS74347R248 69 928 SHS SOLE 928 0 0
PROSHARES TR PSHS ULTSH 20YRS74347B201 437 6644 SHS SOLE 6644 0 0
PROSHARES TR II VIX MDTRM FUTR 74347W684 96 3597 SHS SOLE 3597 0 0
PUBLIC STORAGE COM 74460D109 20 131 SHS SOLE 131 0 0
QUALCOMM INC COM 747525103 40 585 SHS SOLE 0 0 585
REPUBLIC SVCS INC COM 760759100 90 2723 SHS SOLE 2723 0 0
RESMED INC COM 761152107 29 624 SHS SOLE 0 0 624
REYNOLDS AMERICAN INC COM 761713106 60 1342 SHS SOLE 0 0 1342
ROSS STORES INC COM 778296103 8 125 SHS SOLE 125 0 0
RYDEX ETF TRUST GUG S&P500EQWTTE78355W817 5 81 SHS SOLE 81 0 0
SCANA CORP NEW COM 80589M102 60 1160 SHS SOLE 1160 0 0
SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 367 6775 SHS SOLE 6775 0 0
SEADRILL LIMITED SHS G7945E105 19 500 SHS SOLE 0 0 500
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 11912 304026 SHS SOLE 304026 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12986 282240 SHS SOLE 282240 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 542 13838 SHS SOLE 13838 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8968 492452 SHS SOLE 492452 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 788 18862 SHS SOLE 18862 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 332 10961 SHS SOLE 10961 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 13500 339441 SHS SOLE 339441 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 399 5027 SHS SOLE 5027 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 12811 241716 SHS SOLE 241716 0 0
SHERWIN WILLIAMS CO COM 824348106 134 791 SHS SOLE 0 0 791
SOLARWINDS INC COM 83416B109 94 1577 SHS SOLE 0 0 1577
SOUTHERN CO COM 842587107 534 11366 SHS SOLE 9257 0 2109
SOUTHERN COPPER CORP COM 84265V105 421 11193 SHS SOLE 0 0 11193
SOUTHWEST AIRLS CO COM 844741108 60 4443 SHS SOLE 4443 0 0
SPDR GOLD TRUST CALL 78463V907 1 3 CALL SOLE 0 0 3
SPDR GOLD TRUST GOLD SHS 78463V107 1343 8693 SHS SOLE 8693 0 0
SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 1 1 SHS SOLE 1 0 0
SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 6658 154797 SHS SOLE 154797 0 0
SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 7 100 SHS SOLE 100 0 0
SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 3845 80168 SHS SOLE 80168 0 0
SPDR INDEX SHS FDS S&P INTL ETF 78463X772 141 2883 SHS SOLE 2883 0 0
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5625 183512 SHS SOLE 183512 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 425 2711 SHS SOLE 2711 0 0
SPDR SER TR SHT TRM HGH YLD 78468R408 271 8773 SHS SOLE 8773 0 0
SPDR SERIES TRUST BRC HGH YLD BD 78464A417 28636 696548 SHS SOLE 696548 0 0
SPDR SERIES TRUST BARC SHT TR CP 78464A474 349 11344 SHS SOLE 11344 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 28 850 SHS SOLE 850 0 0
SPDR SERIES TRUST BARCLYS TIPS ETF78464A656 1066 17640 SHS SOLE 17640 0 0
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 86 1469 SHS SOLE 1469 0 0
SPDR SERIES TRUST S&P BK ETF 78464A797 194 7183 SHS SOLE 7183 0 0
SPDR SERIES TRUST S&P INS ETF 78464A789 237 4555 SHS SOLE 4555 0 0
SPDR SERIES TRUST BRC CNV SECS ETF78464A359 5202 122714 SHS SOLE 122714 0 0
SPDR SERIES TRUST DB INT GVT ETF 78464A490 90 1438 SHS SOLE 1438 0 0
SPDR SERIES TRUST WELLS FG PFD ETF78464A292 75 1630 SHS SOLE 1630 0 0
SPDR SERIES TRUST S&P PHARMAC 78464A722 132 2076 SHS SOLE 2076 0 0
SPDR SERIES TRUST BRCLY EM LOCL 78464A391 2936 90802 SHS SOLE 90802 0 0
SPDR SERIES TRUST OILGAS EQUIP 78464A748 381 9540 SHS SOLE 9540 0 0
SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 1996 82975 SHS SOLE 82975 0 0
SPDR SERIES TRUST NUVN BR SHT MUNI78464A425 6169 253325 SHS SOLE 253325 0 0
SPECTRA ENERGY CORP COM 847560109 491 15955 SHS SOLE 15955 0 0
STARBUCKS CORP COM 855244109 32 551 SHS SOLE 0 0 551
STRYKER CORP COM 863667101 23 350 SHS SOLE 0 0 350
SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 3966 460620 SHS SOLE 460620 0 0
SYSCO CORP COM 871829107 15 404 SHS SOLE 0 0 404
TC PIPELINES LP UT COM LTD PRT 87233Q108 20 400 SHS SOLE 0 0 400
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 21 500 SHS SOLE 0 0 500
TELUS CORP COM 87971M103 339 4898 SHS SOLE 0 0 4898
TORCHMARK CORP COM 891027104 16 257 SHS SOLE 257 0 0
TOTAL SYS SVCS INC COM 891906109 496 20004 SHS SOLE 20004 0 0
TRACTOR SUPPLY CO COM 892356106 156 1496 SHS SOLE 0 0 1496
TRANSDIGM GROUP INC COM 893641100 99 641 SHS SOLE 0 0 641
TRINITY INDS INC COM 896522109 21 456 SHS SOLE 0 0 456
ULTIMATE SOFTWARE GROUP INC COM 90385D107 79 754 SHS SOLE 0 0 754
UNION PAC CORP COM 907818108 96 671 SHS SOLE 0 0 671
UNITED PARCEL SERVICE INC CL B 911312106 228 2650 SHS SOLE 1487 0 1163
UNITED TECHNOLOGIES CORP COM 913017109 71 750 SHS SOLE 0 0 750
UNITED THERAPEUTICS CORP DEL COM 91307C102 174 2855 SHS SOLE 0 0 2855
UNITEDHEALTH GROUP INC COM 91324P102 15 247 SHS SOLE 247 0 0
UNS ENERGY CORP COM 903119105 444 9067 SHS SOLE 0 0 9067
VALERO ENERGY CORP NEW COM 91913Y100 60 1300 SHS SOLE 0 0 1300
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 3318 37687 SHS SOLE 37687 0 0
VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 907 9890 SHS SOLE 9890 0 0
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2878 35531 SHS SOLE 35531 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 58103 694675 SHS SOLE 694675 0 0
VANGUARD INDEX FDS S&P 500 ETF SH 922908413 7412 103459 SHS SOLE 103459 0 0
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1 1 SHS SOLE 1 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 1 1 SHS SOLE 1 0 0
VANGUARD INDEX FDS REIT ETF 922908553 9108 129123 SHS SOLE 129123 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 1 1 SHS SOLE 1 0 0
VANGUARD INDEX FDS VALUE ETF 922908744 29277 446758 SHS SOLE 446758 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1 1 SHS SOLE 1 0 0
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858 8326 194091 SHS SOLE 194091 0 0
VANGUARD INTL EQUITY INDEX FMSCI EUROPE ETF922042874 1404 28578 SHS SOLE 28578 0 0
VANGUARD INTL EQUITY INDEX FMSCI PAC ETF 922042866 637 10961 SHS SOLE 10961 0 0
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 845 9467 SHS SOLE 9467 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD92206C409 2652 33003 SHS SOLE 33003 0 0
VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF92206C102 1 15 SHS SOLE 15 0 0
VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 6 87 SHS SOLE 87 0 0
VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 2 14 SHS SOLE 14 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1193 13648 SHS SOLE 13648 0 0
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1512 28987 SHS SOLE 28987 0 0
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 13831 379660 SHS SOLE 379660 0 0
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 180 2170 SHS SOLE 2170 0 0
VANGUARD WORLD FDS TELCOMM ETF 92204A884 157 2114 SHS SOLE 2114 0 0
VENTAS INC COM 92276F100 312 4260 SHS SOLE 210 0 4050
VERIZON COMMUNICATIONS INC COM 92343V104 734 14929 SHS SOLE 9640 0 5289
VIROPHARMA INC COM 928241108 26 1000 SHS SOLE 0 0 1000
VISA INC COM CL A 92826C839 166 977 SHS SOLE 45 0 932
VITESSE SEMICONDUCTOR CORP COM NEW 928497304 57 26250 SHS SOLE 0 0 26250
WALGREEN CO COM 931422109 17 356 SHS SOLE 356 0 0
WAL-MART STORES INC COM 931142103 459 6129 SHS SOLE 5743 0 386
WASTE MGMT INC DEL COM 94106L109 577 14709 SHS SOLE 12141 0 2568
WESTAR ENERGY INC COM 95709T100 348 10484 SHS SOLE 0 0 10484
WESTERN UN CO COM 959802109 8 501 SHS SOLE 501 0 0
WESTPORT INNOVATIONS INC CALL 960908909 1 2 CALL SOLE 0 0 2
WISCONSIN ENERGY CORP COM 976657106 124 2892 SHS SOLE 2892 0 0
WISDOMTREE TR EUROPE HEDGED EQ97717X701 245 4874 SHS SOLE 4874 0 0
WISDOMTREE TR EM LCL DEBT FD 97717X867 74 1393 SHS SOLE 1393 0 0
XCEL ENERGY INC COM 98389B100 447 15031 SHS SOLE 15031 0 0
YAHOO INC COM 984332106 173 7337 SHS SOLE 7337 0 0
ZILLOW INC CL A 98954A107 28 499 SHS SOLE 0 0 499
ZIMMER HLDGS INC COM 98956P102 15 192 SHS SOLE 0 0 192
</table>
Total 385 521,992