SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
1/4/16
1. NAME OF REPORTING PERSON
Bulldog Investors, LLC
2. CHECK THE BOX IF MEMBER OF A GROUP a[ ]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________
7. SOLE VOTING POWER
713,493
8. SHARED VOTING POWER
608,571
9. SOLE DISPOSITIVE POWER
713,493
_______________________________________________________
10. SHARED DISPOSITIVE POWER
608,571
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,322,064 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
6.94%
14. TYPE OF REPORTING PERSON
IA
___________________________________________________________
1. NAME OF REPORTING PERSON
Phillip Goldstein
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
713,493
8. SHARED VOTING POWER
608,571
9. SOLE DISPOSITIVE POWER
713,493
_______________________________________________________
10. SHARED DISPOSITIVE POWER
608,571
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,322,064 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
6.94%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
713,493
8. SHARED VOTING POWER
608,571
9. SOLE DISPOSITIVE POWER
713,493
_______________________________________________________
10. SHARED DISPOSITIVE POWER
608,571
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,322,064 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
6.94%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
713,493
8. SHARED VOTING POWER
608,571
9. SOLE DISPOSITIVE POWER
713,493
_______________________________________________________
10. SHARED DISPOSITIVE POWER
608,571
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,322,064 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
6.94%
14. TYPE OF REPORTING PERSON
IN
_______________________________________________________
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #1 to the schedule 13d
filed December 14, 2015. Except as specifically set forth
herein, the Schedule 13d remains unmodified.
ITEM 4. PURPOSE OF TRANSACTION
See exhibit A - Letter to the company Secretary.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As per the N-CSRS filed on September 8, 2015, there were 19,036,709 shares
of common stock outstanding as of June 30, 2015. The percentages set forth
herein were derived using such number. Phillip Goldstein, Andrew Dakos and
Steven Samuels own Bulldog Investors, LLC, a registered investment advisor.
As of December 31, 2015, Bulldog Investors, LLC is deemed to be the beneficial
owner of 1,322,064 shares of JGV (representing 6.94% of JGV's outstanding
shares) solely by virtue of Bulldog Investors LLC's power to direct the vote
of,and dispose of, these shares. These 1,322,064 shares of JGV include 713,493
shares (representing 3.76% of JGV's outstanding shares) that are beneficially
owned by the following entities over which Messrs. Goldstein, Dakos and
Samuels exercise control: Opportunity Partners LP, Calapasas West Partners LP,
Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd.,
Opportunity Income Plus, Full Value Partners, LP, and MCM Opportunity
Partners, LP (collectively, "Bulldog Investors Group of Funds"). Bulldog
Investors Group of Funds may be deemed to constitute a group. All other shares
included in the aforementioned 1,322,064 shares of JGV beneficially owned by
Bulldog Investors LLC (solely by virtue of its power to sell or direct the
vote of these shares) are also beneficially owned by clients of Bulldog
Investors, LLC who are not members of any group. The total number of these
"non-group" shares is 608,571 shares (representing 3.20% of JGV's outstanding
shares).
(b)Bulldog Investors,LLC has sole power to dispose of and vote 713,493 shares.
Bulldog Investors, LLC has shared power to dispose of and vote 608,571 shares.
Certain of Bulldog Investors, LLC's clients (none of whom beneficially own more
than 5% of JGV's shares) share this power with Bulldog Investors, LLC. Messrs.
Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC.
c) Since the last filing on 12-14-15 the following shares of JGV were purchased:
Date: Shares: Price:
12/14/15 62,508 10.4159
12/15/15 3,500 10.3828
12/16/15 11,513 10.4279
12/18/15 500 10.3900
12/22/15 19,989 10.6197
12/28/15 4,648 10.9072
12/29/15 21,598 10.9683
12/30/15 25,108 10.9690
12/31/15 1,000 10.8300
d) Clients of Bulldog Investors, LLC are entitled to receive any dividends or
sales proceeds.
e) N/A
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
N/A
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit A
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 1/4/16
By: /S/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos
By: /S/ Steven Samuels
Name: Steven Samuels
Bulldog Investors, LLC
By: /s/ Andrew Dakos
Andrew Dakos, Member
Footnote 1: The reporting persons disclaim beneficial ownership except
to the extent of any pecuniary interest therein.
Exhibit A:
Full Value Partners L.P., 250 Pehle Ave, Suite 708, Saddle Brook, NJ 07663
(201) 556-0092 // Fax: (201) 556-0097 // pgoldstein@bulldoginvestors.com
January 4, 2016
Kevin J. McCarthy
Vice President and Secretary
Nuveen Global Equity Income Fund
333 West Wacker Drive
Chicago, Illinois 60606
Dear Mr. McCarthy:
Full Value Partners L.P. is a member of the Bulldog Investors group whose
most recent Schedule 13D for Nuveen Global Equity Income Fund (the "Fund")
was filed on December 14, 2015. Please refer to that filing for additional
information. Full Value Partners owns 100 shares of the Fund in registered
name and 254,610 shares in street name. The Bulldog Investors group
beneficially owns a total of 1,322,064 shares.
We intend to appear in person or via proxy at the Fund's 2016 annual
meeting to propose that "The board of trustees should consider adopting a
plan to afford stockholders an opportunity to realize net asset value."
The purpose of the proposal is self-evident.
In addition, at the meeting, we intend to nominate the following four
persons for election as trustees of the Fund:
Gerald Hellerman (born 1937) - 5431 NW 21st Avenue, Boca Raton, FL 33496;
Mr. Hellerman owned and served as Managing Director of Hellerman Associates,
a financial and corporate consulting firm, from 1993 to 2013. Mr. Hellerman
is a director and chairman of the audit committee of Emergent Capital, Inc.,
a director and chairman of the Audit Committee of MVC Capital, Inc., a
director and chief compliance officer of the Mexico Equity and Income
Fund, Inc. and Special Opportunities Fund, Inc. a director and chairman
of the audit committee of Crossroads Capital, Inc., and a director of
Ironsides Partners Opportunity Offshore Fund. Mr. Hellerman also served
as a financial analyst and later as a branch chief with the U.S.
Securities & Exchange Commission over a ten-year period, as Special
Financial Advisor to the U.S. Senate Subcommittee on Antitrust and
Monopoly for four years, and as the Chief Financial Analyst of
the Antitrust Division of the U.S. Department of Justice for 17 years.
Phillip Goldstein (born 1945) - Park 80 West, Plaza Two, 250 Pehle Ave.,
Suite 708, Saddle Brook, NJ 07663; Mr. Goldstein is a member of Bulldog
Investors, LLC, the investment adviser of Special Opportunities Fund, Inc.
and the investment partnerships comprising the Bulldog Investors group of
private funds. He also is a manager of Kimball & Winthrop, LLC, the
managing general partner of Bulldog Investors General Partnership, since
2012. Until 2012, Mr. Goldstein was a member of the general partners of
several private funds in the Bulldog Investors group of private funds and
in 2012 became a member of Bulldog Holdings, LLC which became the sole
owner of such general partners. Mr. Goldstein has been a director of
Special Opportunities Fund, Inc., a closed-end fund, since 2009, and the
Mexico Equity and Income Fund, Inc., a closed-end fund, since 2001. He has
also been a director of Emergent Capital, Inc., a specialty finance company,
since 2012, and Brantley Capital Corporation until 2013.
Richard Dayan (born 1943) - 241 West 37 Street, Suite 718, New York, NY
10018; Mr. Dayan has served for twenty-one years as the President and owner
of Cactus Trading, an importer and exporter of clothing and accessories.
Mr. Dayan formerly served for fifteen years as controller for Biltmore
Textiles, a major textile company. Prior to that, he was an auditor for a
public accounting firm. He has been a director of Emergent Capital, Inc.,
a specialty finance company, since June 2013.
Jeff Anderson (born 1970) - 6060 Parkland Boulevard, Suite200, Cleveland,
Ohio 44124. Mr. Anderson has been a portfolio manager for Ancora Advisors
since May 2010. He has 16 years of experience in the event driven, special
situations investing, with a focus on micro and small cap companies
including closed-end funds. Mr. Anderson has advised boards as to best
maximize shareholder value. Previously, he was a portfolio manager for
Millennium Partners and prior to that, a co-portfolio manager at Kellogg
Capital. Mr. Anderson is a Chartered Financial Analyst.
Each of our nominees is a U.S. citizen. None of them is an interested person
of the Fund or owns any shares of the Fund. There are no arrangements or
understandings between any nominee and Full Value Partners in connection with
the nominations nor are there any conflicts of interest that would prevent any
nominee from acting in the best interest of the Fund.
Please notify us as soon as possible if you would like any additional
information. Thank you.
Very truly yours,
/S/ Phillip Goldstein
Phillip Goldstein
Member of the General Partner