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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22572
MULTI-STRATEGY GROWTH & INCOME FUND
(Exact name of registrant as specified in charter)
80 Arkay Drive Hauppauge, NY 11788
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, DE 19801
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 470-2600
Date of fiscal year end: February 28th
Date of reporting period: July 1, 2015 - June 30, 2016
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Section. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section. 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22572
Reporting Period: 07/01/2015 - 06/30/2016
Multi-Strategy Growth & Income Fund
===================== Multi-Strategy Growth & Income Fund ======================
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 02, 2016 Meeting Type: Annual
Record Date: FEB 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director Paul S. Amos, II For For Management
1c Elect Director W. Paul Bowers For For Management
1d Elect Director Kriss Cloninger, III For For Management
1e Elect Director Toshihiko Fukuzawa For For Management
1f Elect Director Elizabeth J. Hudson For For Management
1g Elect Director Douglas W. Johnson For For Management
1h Elect Director Robert B. Johnson For For Management
1i Elect Director Thomas J. Kenny For For Management
1j Elect Director Charles B. Knapp For For Management
1k Elect Director Joseph L. Moskowitz For For Management
1l Elect Director Barbara K. Rimer For For Management
1m Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN FINANCE TRUST, INC.
Ticker: Security ID: 02917Y103
Meeting Date: JUN 28, 2016 Meeting Type: Annual
Record Date: APR 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward M. Weil, Jr. For Against Management
1b Elect Director David Gong For Against Management
1c Elect Director Stanley R. Perla For Against Management
1d Elect Director Lisa D. Kabnick For Abstain Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 03, 2016 Meeting Type: Annual
Record Date: JAN 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ornella Barra For For Management
1.2 Elect Director Steven H. Collis For For Management
1.3 Elect Director Douglas R. Conant For For Management
1.4 Elect Director D. Mark Durcan For For Management
1.5 Elect Director Richard W. Gochnauer For For Management
1.6 Elect Director Lon R. Greenberg For For Management
1.7 Elect Director Jane E. Henney For For Management
1.8 Elect Director Kathleen W. Hyle For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Henry W. McGee For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 24, 2016 Meeting Type: Annual
Record Date: APR 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Fulvio Conti For For Management
1.4 Elect Director Cheryl A. Francis For For Management
1.5 Elect Director James W. Leng For For Management
1.6 Elect Director J. Michael Losh For For Management
1.7 Elect Director Robert S. Morrison For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
4 Accept Financial Statements and For For Management
Statutory Reports
5 Ratify Ernst & Young LLP as Aon's For For Management
Auditors
6 Ratify Ernst & Young LLP as U.K. For For Management
Statutory Auditor
7 Authorize Board to Fix Remuneration of For For Management
Auditors
8 Authorise Shares for Market Purchase For For Management
9 Issue of Equity or Equity-Linked For For Management
Securities with Pre-emptive Rights
10 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
11 Approve Political Donations For For Management
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Annual
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director John J. Hannan For Withhold Management
1a.2 Elect Director R. Rudolph Reinfrank For Withhold Management
1b.3 Elect Director James C. Zelter For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Annual
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director John J. Hannan For Withhold Management
1a.2 Elect Director R. Rudolph Reinfrank For Withhold Management
1b.3 Elect Director James C. Zelter For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Annual
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director John J. Hannan For Withhold Management
1a.2 Elect Director R. Rudolph Reinfrank For Withhold Management
1b.3 Elect Director James C. Zelter For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Annual
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director John J. Hannan For Withhold Management
1a.2 Elect Director R. Rudolph Reinfrank For For Management
1b.3 Elect Director James C. Zelter For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Annual
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director John J. Hannan For Withhold Management
1a.2 Elect Director R. Rudolph Reinfrank For For Management
1b.3 Elect Director James C. Zelter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Annual
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director John J. Hannan For For Management
1a.2 Elect Director R. Rudolph Reinfrank For For Management
1b.3 Elect Director James C. Zelter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Special
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For Did Not Vote Management
Asset Value (NAV)
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Special
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For Against Management
Asset Value (NAV)
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Special
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Special
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For Abstain Management
Asset Value (NAV)
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Special
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For Against Management
Asset Value (NAV)
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 05, 2015 Meeting Type: Special
Record Date: JUN 11, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
APOLLO TACTICAL INCOME FUND INC.
Ticker: AIF Security ID: 037638103
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn N. Marchak For For Management
1.2 Elect Director Todd J. Slotkin For For Management
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 10, 2016 Meeting Type: Annual
Record Date: JAN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Willem P. Roelandts For For Management
1b Elect Director Xun (Eric) Chen For For Management
1c Elect Director Aart J. de Geus For For Management
1d Elect Director Gary E. Dickerson For For Management
1e Elect Director Stephen R. Forrest For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Susan M. James For Against Management
1h Elect Director Alexander A. Karsner For For Management
1i Elect Director Adrianna C. Ma For For Management
1j Elect Director Dennis D. Powell For For Management
1k Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kipp deVeer For For Management
1.2 Elect Director Daniel G. Kelly, Jr. For For Management
1.3 Elect Director Eric B. Siegel For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 12, 2016 Meeting Type: Special
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date: MAR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director Beth E. Mooney For For Management
1.9 Elect Director Joyce M. Roche For For Management
1.10 Elect Director Matthew K. Rose For For Management
1.11 Elect Director Cynthia B. Taylor For For Management
1.12 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Indirect Political Against For Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Lies For For Management
1.2 Elect Director Maureen K. Usifer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: JUN 06, 2016 Meeting Type: Special
Record Date: MAR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Frank J. Fabozzi For Withhold Management
1.4 Elect Director Kathleen F. Feldstein For Withhold Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director W. Carl Kester For Withhold Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Frank J. Fabozzi For Withhold Management
1.4 Elect Director Kathleen F. Feldstein For Withhold Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director W. Carl Kester For Withhold Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For Withhold Management
1.4 Elect Director Kathleen F. Feldstein For Withhold Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director W. Carl Kester For Withhold Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For Withhold Management
1.4 Elect Director Kathleen F. Feldstein For Withhold Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director W. Carl Kester For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For For Management
1.4 Elect Director Kathleen F. Feldstein For Withhold Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director W. Carl Kester For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For For Management
1.4 Elect Director Kathleen F. Feldstein For Withhold Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director W. Carl Kester For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For For Management
1.4 Elect Director Kathleen F. Feldstein For For Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director W. Carl Kester For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For For Management
1.4 Elect Director Kathleen F. Feldstein For For Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director W. Carl Kester For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For For Management
1.4 Elect Director Kathleen F. Feldstein For For Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For Withhold Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director W. Carl Kester For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For For Management
1.4 Elect Director Kathleen F. Feldstein For For Management
1.5 Elect Director James T. Flynn For Withhold Management
1.6 Elect Director Jerrold B. Harris For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director W. Carl Kester For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For For Management
1.4 Elect Director Kathleen F. Feldstein For For Management
1.5 Elect Director James T. Flynn For For Management
1.6 Elect Director Jerrold B. Harris For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director W. Carl Kester For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Frank J. Fabozzi For For Management
1.4 Elect Director Kathleen F. Feldstein For For Management
1.5 Elect Director James T. Flynn For For Management
1.6 Elect Director Jerrold B. Harris For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director W. Carl Kester For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For Withhold Management
1.2 Elect Director James T. Flynn For Withhold Management
1.3 Elect Director Barbara G. Novick For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
1.5 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director James T. Flynn For Withhold Management
1.3 Elect Director Barbara G. Novick For For Management
1.4 Elect Director John M. Perlowski For For Management
1.5 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fabozzi For For Management
1.2 Elect Director James T. Flynn For For Management
1.3 Elect Director Barbara G. Novick For For Management
1.4 Elect Director John M. Perlowski For For Management
1.5 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BROADCOM LIMITED
Ticker: AVGO Security ID: Y09827109
Meeting Date: APR 06, 2016 Meeting Type: Annual
Record Date: FEB 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director James V. Diller For For Management
1c Elect Director Lewis C. Eggebrecht For For Management
1d Elect Director Kenneth Y. Hao For For Management
1e Elect Director Eddy W. Hartenstein For For Management
1f Elect Director Justine F. Lien For For Management
1g Elect Director Donald Macleod For For Management
1h Elect Director Peter J. Marks For For Management
1i Elect Director Henry S. Samueli For For Management
1j Elect Director Lucien Y. K. Wong For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares with or For For Management
without Preemptive Rights
4 Approve Cash Compensation to Directors For For Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: BDVC Security ID: 123BDCA98
Meeting Date: SEP 30, 2015 Meeting Type: Special
Record Date: SEP 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Did Not Vote Management
between Business Development
Corporation of America and BDCA
Adviser, LLC
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: BDVC Security ID: 123BDCA98
Meeting Date: SEP 30, 2015 Meeting Type: Special
Record Date: SEP 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Did Not Vote Management
between Business Development
Corporation of America and BDCA
Adviser, LLC
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: BDVC Security ID: 123BDCA98
Meeting Date: SEP 30, 2015 Meeting Type: Special
Record Date: SEP 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Did Not Vote Management
between Business Development
Corporation of America and BDCA
Adviser, LLC
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: BDVC Security ID: 123BDCA98
Meeting Date: SEP 30, 2015 Meeting Type: Special
Record Date: SEP 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Did Not Vote Management
between Business Development
Corporation of America and BDCA
Adviser, LLC
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: BDVC Security ID: 123BDCA98
Meeting Date: SEP 30, 2015 Meeting Type: Special
Record Date: SEP 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Did Not Vote Management
between Business Development
Corporation of America and BDCA
Adviser, LLC
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: BDVC Security ID: 12325J101
Meeting Date: JUN 17, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Budko For For Management
1b Elect Director Edward M. Weil, Jr. For Against Management
1c Elect Director Leslie D. Michelson For For Management
1d Elect Director Randolph C. Read For For Management
1e Elect Director Edward G. Rendell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Investment Advisory Agreement For Against Management
--------------------------------------------------------------------------------
CARE CAPITAL PROPERTIES, INC.
Ticker: CCP Security ID: 141624106
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Douglas Crocker, II For For Management
1B Elect Director John S. Gates, Jr. For For Management
1C Elect Director Ronald G. Geary For For Management
1D Elect Director Raymond J. Lewis For For Management
1E Elect Director Jeffrey A. Malehorn For For Management
1F Elect Director Dale A. Reiss For For Management
1G Elect Director John L. Workman For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAREY WATERMARK INVESTORS INCORPORATED
Ticker: CRYW Security ID: 14179A103
Meeting Date: JUN 14, 2016 Meeting Type: Annual
Record Date: APR 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. DeCesaris For Withhold Management
1.2 Elect Director Charles S. Henry For Withhold Management
1.3 Elect Director Michael D. Johnson For For Management
1.4 Elect Director Michael G. Medzigian For For Management
1.5 Elect Director Robert E. Parsons, Jr. For For Management
1.6 Elect Director William H. Reynolds, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARTER VALIDUS MISSION CRITICAL REIT, INC.
Ticker: CZMR Security ID: 146282108
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: APR 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Carter For For Management
1.2 Elect Director Mario Garcia, Jr. For Withhold Management
1.3 Elect Director Jonathan Kuchin For For Management
1.4 Elect Director Randall Greene For For Management
1.5 Elect Director Ronald Rayevich For For Management
2A Amend Charter to Remove Certain For Against Management
Provisions Originally Included to
Comply With the NASAA REIT Guidelines
2B Amend Charter to Delete the NASAA REIT For Against Management
Guidelines Restrictions on Exculpation
and Indemnification of, and Advance of
Expenses to, Directors and Officers
and Instead Advance of Expenses to the
Maximum Extent Permitted by Maryland
Law
2C Amend Charter to Delete the Provision For For Management
Regarding Non-Compliant Tender Offers
2D Amend Charter to Clarify That For For Management
Distributions of Shares of One Class
May be Made to Holders of Another
Class of Shares
--------------------------------------------------------------------------------
CARTER VALIDUS MISSION CRITICAL REIT, INC.
Ticker: CZMR Security ID: 146282108
Meeting Date: JUN 24, 2016 Meeting Type: Annual
Record Date: APR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Carter For For Management
1.2 Elect Director Mario Garcia, Jr. For Withhold Management
1.3 Elect Director Jonathan Kuchin For For Management
1.4 Elect Director Randall Greene For For Management
1.5 Elect Director Ronald Rayevich For For Management
--------------------------------------------------------------------------------
CEDAR FAIR, L.P.
Ticker: FUN Security ID: 150185106
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric L. Affeldt For For Management
1.2 Elect Director John M. Scott, III For For Management
1.3 Elect Director D. Scott Olivet For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 15, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Mark J. Alles For For Management
1.3 Elect Director Richard W. Barker For For Management
1.4 Elect Director Michael W. Bonney For For Management
1.5 Elect Director Michael D. Casey For For Management
1.6 Elect Director Carrie S. Cox For For Management
1.7 Elect Director Jacqualyn A. Fouse For For Management
1.8 Elect Director Michael A. Friedman For For Management
1.9 Elect Director Julia A. Haller For For Management
1.10 Elect Director Gilla S. Kaplan For For Management
1.11 Elect Director James J. Loughlin For For Management
1.12 Elect Director Ernest Mario For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Call Special Meetings Against For Shareholder
7 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 07, 2016 Meeting Type: Annual
Record Date: APR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Gil Shwed as Director Until For For Management
the End of the Next Annual General
Meeting
1.2 Reelect Marius Nacht as Director Until For For Management
the End of the Next Annual General
Meeting
1.3 Reelect Jerry Ungerman as Director For For Management
Until the End of the Next Annual
General Meeting
1.4 Reelect Dan Propper as Director Until For For Management
the End of the Next Annual General
Meeting
1.5 Reelect David Rubner as Director Until For For Management
the End of the Next Annual General
Meeting
1.6 Reelect Tal Shavit as Director Until For For Management
the End of the Next Annual General
Meeting
2 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
3 Approve Employment Terms of Gil Shwed, For For Management
CEO
4 Approve Executive Compensation Policy For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CHUBB LIMITED
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Allocate Disposable Profit For For Management
2.2 Approve Dividend Distribution From For For Management
Legal Reserves Through Capital
Contributions Reserve Subaccount
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Auditors
4.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm as Auditors
4.3 Ratify BDO AG (Zurich) as Special For For Management
Auditors
5.1 Elect Director Evan G. Greenberg For For Management
5.2 Elect Director Robert M. Hernandez For For Management
5.3 Elect Director Michael G. Atieh For For Management
5.4 Elect Director Sheila P. Burke For For Management
5.5 Elect Director James I. Cash For For Management
5.6 Elect Director Mary A. Cirillo For For Management
5.7 Elect Director Michael P. Connors For For Management
5.8 Elect Director John Edwardson For For Management
5.9 Elect Director Lawrence W. Kellner For For Management
5.10 Elect Director Leo F. Mullin For For Management
5.11 Elect Director Kimberly Ross For For Management
5.12 Elect Director Robert Scully For For Management
5.13 Elect Director Eugene B. Shanks, Jr. For For Management
5.14 Elect Director Theodore E. Shasta For For Management
5.15 Elect Director David Sidwell For For Management
5.16 Elect Director Olivier Steimer For For Management
5.17 Elect Director James M. Zimmerman For For Management
6 Elect Evan G. Greenberg as Board For Against Management
Chairman
7.1 Appoint Michael P. Connors as Member For For Management
of the Compensation Committee
7.2 Appoint Mary A. Cirillo as Member of For For Management
the Compensation Committee
7.3 Appoint Robert M. Hernandez as Member For For Management
of the Compensation Committee
7.4 Appoint Robert Scully as Member of the For For Management
Compensation Committee
7.5 Appoint James M. Zimmerman as Member For For Management
of the Compensation Committee
8 Designate Homburger AG as Independent For For Management
Proxy
9 Issue Shares Without Preemptive Rights For For Management
10 Approve Omnibus Stock Plan For For Management
11.1 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Directors
11.2 Approve Remuneration of Executive For Against Management
Committee in the Amount of CHF 44
Million for Fiscal 2017
12 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 27, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter I. Finlay For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 27, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter I. Finlay For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 27, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter I. Finlay For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 27, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter I. Finlay For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
Ticker: MIE Security ID: 19249B106
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Harvey For For Management
1.2 Elect Director Gerald J. Maginnis For For Management
1.3 Elect Director Richard J. Norman For For Management
1.4 Elect Director Frank K. Ross For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Harvey For For Management
1.2 Elect Director Gerald J. Maginnis For For Management
1.3 Elect Director Richard J. Norman For For Management
1.4 Elect Director Frank K. Ross For For Management
--------------------------------------------------------------------------------
COLONY CAPITAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: MAY 05, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Richard B. Saltzman For For Management
1.3 Elect Director George G. C. Parker For For Management
1.4 Elect Director John A. Somers For For Management
1.5 Elect Director John L. Steffens For For Management
1.6 Elect Director Nancy A. Curtin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Joseph J. Collins For Withhold Management
1.6 Elect Director Gerald L. Hassell For Withhold Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Restricted Stock Plan For For Management
4 Amend Stock Option Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Pro-rata Vesting of Equity Awards Against For Shareholder
9 Require Independent Board Chairman Against For Shareholder
10 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CORPORATE CAPITAL TRUST, INC.
Ticker: CPTC Security ID: 219880101
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick Arnold For For Management
1b Elect Director Thomas K. Sittema For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CORRECTIONS CORPORATION OF AMERICA
Ticker: CXW Security ID: 22025Y407
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Mark A. Emkes For For Management
1d Elect Director Damon T. Hininger For For Management
1e Elect Director C. Michael Jacobi For For Management
1f Elect Director Anne L. Mariucci For For Management
1g Elect Director Thurgood Marshall, Jr. For For Management
1h Elect Director Charles L. Overby For For Management
1i Elect Director John R. Prann, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Robert E. Garrison II For For Management
1f Elect Director Dale N. Hatfield For For Management
1g Elect Director Lee W. Hogan For For Management
1h Elect Director Edward C. Hutcheson, Jr. For For Management
1i Elect Director J. Landis Martin For For Management
1j Elect Director Robert F. McKenzie For For Management
1k Elect Director Anthony J. Melone For For Management
1l Elect Director W. Benjamin Moreland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For Withhold Management
1.2 Elect Director Ann D. Borowiec For Withhold Management
1.3 Elect Director Joseph W. Chow For Withhold Management
1.4 Elect Director John A. Fry For Withhold Management
1.5 Elect Director Frances A. Sevilla- For Withhold Management
Sacasa
1.6 Elect Director Thomas K. Whitford For Withhold Management
1.7 Elect Director Lucinda S. Landreth For Withhold Management
1.8 Elect Director Janet L. Yeomans For Withhold Management
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For Withhold Management
1.2 Elect Director Ann D. Borowiec For For Management
1.3 Elect Director Joseph W. Chow For Withhold Management
1.4 Elect Director John A. Fry For Withhold Management
1.5 Elect Director Frances A. Sevilla- For Withhold Management
Sacasa
1.6 Elect Director Thomas K. Whitford For Withhold Management
1.7 Elect Director Lucinda S. Landreth For Withhold Management
1.8 Elect Director Janet L. Yeomans For Withhold Management
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For Withhold Management
1.2 Elect Director Ann D. Borowiec For For Management
1.3 Elect Director Joseph W. Chow For Withhold Management
1.4 Elect Director John A. Fry For Withhold Management
1.5 Elect Director Frances A. Sevilla- For Withhold Management
Sacasa
1.6 Elect Director Thomas K. Whitford For Withhold Management
1.7 Elect Director Lucinda S. Landreth For For Management
1.8 Elect Director Janet L. Yeomans For Withhold Management
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For For Management
1.2 Elect Director Ann D. Borowiec For For Management
1.3 Elect Director Joseph W. Chow For Withhold Management
1.4 Elect Director John A. Fry For Withhold Management
1.5 Elect Director Frances A. Sevilla- For Withhold Management
Sacasa
1.6 Elect Director Thomas K. Whitford For Withhold Management
1.7 Elect Director Lucinda S. Landreth For For Management
1.8 Elect Director Janet L. Yeomans For Withhold Management
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For For Management
1.2 Elect Director Ann D. Borowiec For For Management
1.3 Elect Director Joseph W. Chow For For Management
1.4 Elect Director John A. Fry For Withhold Management
1.5 Elect Director Frances A. Sevilla- For Withhold Management
Sacasa
1.6 Elect Director Thomas K. Whitford For Withhold Management
1.7 Elect Director Lucinda S. Landreth For For Management
1.8 Elect Director Janet L. Yeomans For Withhold Management
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For For Management
1.2 Elect Director Ann D. Borowiec For For Management
1.3 Elect Director Joseph W. Chow For For Management
1.4 Elect Director John A. Fry For Withhold Management
1.5 Elect Director Frances A. Sevilla- For Withhold Management
Sacasa
1.6 Elect Director Thomas K. Whitford For Withhold Management
1.7 Elect Director Lucinda S. Landreth For For Management
1.8 Elect Director Janet L. Yeomans For For Management
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For For Management
1.2 Elect Director Ann D. Borowiec For For Management
1.3 Elect Director Joseph W. Chow For For Management
1.4 Elect Director John A. Fry For Withhold Management
1.5 Elect Director Frances A. Sevilla- For Withhold Management
Sacasa
1.6 Elect Director Thomas K. Whitford For For Management
1.7 Elect Director Lucinda S. Landreth For For Management
1.8 Elect Director Janet L. Yeomans For For Management
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For For Management
1.2 Elect Director Ann D. Borowiec For For Management
1.3 Elect Director Joseph W. Chow For For Management
1.4 Elect Director John A. Fry For Withhold Management
1.5 Elect Director Frances A. Sevilla- For For Management
Sacasa
1.6 Elect Director Thomas K. Whitford For For Management
1.7 Elect Director Lucinda S. Landreth For For Management
1.8 Elect Director Janet L. Yeomans For For Management
--------------------------------------------------------------------------------
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
Ticker: DEX Security ID: 246060107
Meeting Date: AUG 19, 2015 Meeting Type: Annual
Record Date: JUN 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Bennett For For Management
1.2 Elect Director Ann D. Borowiec For For Management
1.3 Elect Director Joseph W. Chow For For Management
1.4 Elect Director John A. Fry For For Management
1.5 Elect Director Frances A. Sevilla- For For Management
Sacasa
1.6 Elect Director Thomas K. Whitford For For Management
1.7 Elect Director Lucinda S. Landreth For For Management
1.8 Elect Director Janet L. Yeomans For For Management
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael C. Alfano For For Management
1b Elect Director David K. Beecken For For Management
1c Elect Director Eric K. Brandt For For Management
1d Elect Director Michael J. Coleman For For Management
1e Elect Director Willie A. Deese For For Management
1f Elect Director Thomas Jetter For For Management
1g Elect Director Arthur D. Kowaloff For For Management
1h Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1i Elect Director Francis J. Lunger For For Management
1j Elect Director Jeffrey T. Slovin For For Management
1k Elect Director Bret W. Wise For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Dennis E. Singleton For For Management
1B Elect Director Laurence A. Chapman For For Management
1C Elect Director Kathleen Earley For For Management
1D Elect Director Kevin J. Kennedy For For Management
1E Elect Director William G. LaPerch For For Management
1F Elect Director A. William Stein For For Management
1G Elect Director Robert H. Zerbst For For Management
2 Ratify KMPG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 26, 2016 Meeting Type: Annual
Record Date: DEC 18, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph J. Ciprari For For Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Brown For For Management
1.2 Elect Director Andrew B. Schmitt For For Management
1.3 Elect Director M. Jeannine Strandjord For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maura C. Breen For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Elder Granger For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director Roderick A. Palmore For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
1l Elect Director Timothy Wentworth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 10, 2016 Meeting Type: Annual
Record Date: JAN 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Gary Ames For For Management
1b Elect Director Sandra E. Bergeron For For Management
1c Elect Director Deborah L. Bevier For For Management
1d Elect Director Jonathan C. Chadwick For For Management
1e Elect Director Michael L. Dreyer For For Management
1f Elect Director Alan J. Higginson For For Management
1g Elect Director Peter S. Klein For For Management
1h Elect Director John McAdam For For Management
1i Elect Director Stephen M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST TRUST MLP AND ENERGY INCOME FUND
Ticker: FEI Security ID: 33739B104
Meeting Date: APR 22, 2016 Meeting Type: Annual
Record Date: JAN 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For For Management
1.2 Elect Director Niel B. Nielson For For Management
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Davis For For Management
1.2 Elect Director Christopher M. Flink For For Management
1.3 Elect Director Daniel P. Kearney For For Management
1.4 Elect Director Dennis F. Lynch For For Management
1.5 Elect Director Denis J. O'Leary For For Management
1.6 Elect Director Glenn M. Renwick For For Management
1.7 Elect Director Kim M. Robak For For Management
1.8 Elect Director JD Sherman For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Thomas C. Wertheimer For For Management
1.11 Elect Director Jeffery W. Yabuki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maxine Clark For For Management
1b Elect Director Alan D. Feldman For For Management
1c Elect Director Jarobin Gilbert, Jr. For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Guillermo G. Marmol For For Management
1f Elect Director Dona D. Young For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GARRISON CAPITAL INC.
Ticker: GARS Security ID: 366554103
Meeting Date: MAY 03, 2016 Meeting Type: Annual
Record Date: MAR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Tansey For Withhold Management
1b Elect Director Cecil Martin For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAR 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary T. Barra For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director Rudy F. deLeon For For Management
1.5 Elect Director William P. Fricks For For Management
1.6 Elect Director John M. Keane For For Management
1.7 Elect Director Lester L. Lyles For For Management
1.8 Elect Director Mark M. Malcolm For For Management
1.9 Elect Director James N. Mattis For For Management
1.10 Elect Director Phebe N. Novakovic For For Management
1.11 Elect Director William A. Osborn For For Management
1.12 Elect Director Laura J. Schumacher For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Adopt and Issue General Payout Policy Against Against Shareholder
Regarding Share Repurchases
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 07, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Kathryn V. Marinello For For Management
1f Elect Director Jane L. Mendillo For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt Holy Land Principles Against Against Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Kevin E. Lofton For For Management
1c Elect Director John W. Madigan For For Management
1d Elect Director John C. Martin For For Management
1e Elect Director John F. Milligan For For Management
1f Elect Director Nicholas G. Moore For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 02, 2016 Meeting Type: Annual
Record Date: DEC 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence E. Golub For For Management
1.2 Elect Director William M. Webster, IV For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director James P. Hoffmann For For Management
1e Elect Director Lauralee E. Martin For For Management
1f Elect Director Michael D. McKee For For Management
1g Elect Director Peter L. Rhein For For Management
1h Elect Director Joseph P. Sullivan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HD SUPPLY HOLDINGS, INC.
Ticker: HDS Security ID: 40416M105
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. DeAngelo For For Management
1.2 Elect Director Patrick R. McNamee For For Management
1.3 Elect Director Charles W. Peffer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Adopt Quantitative Company-wide GHG Against For Shareholder
Goals
--------------------------------------------------------------------------------
HEALTHCARE TRUST, INC.
Ticker: Security ID: US02918A1043
Meeting Date: JUN 09, 2016 Meeting Type: Annual
Record Date: APR 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Kahane For Against Management
1b Elect Director Randolph C. Read For For Management
1c Elect Director Elizabeth K. Tuppeny For For Management
1d Elect Director Edward G. Rendell For Against Management
1e Elect Director Leslie D. Michelson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HINES GLOBAL REIT, INC.
Ticker: HNGL Security ID: 433240108
Meeting Date: SEP 29, 2015 Meeting Type: Annual
Record Date: JUN 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey C. Hines For For Management
1.2 Elect Director Colin P. Shepherd For For Management
1.3 Elect Director Charles M. Baughn For For Management
1.4 Elect Director Jack L. Farley For For Management
1.5 Elect Director Thomas L. Mitchell For For Management
1.6 Elect Director John S. Moody For For Management
1.7 Elect Director Peter Shaper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director James W. Griffith For For Management
1d Elect Director Richard H. Lenny For For Management
1e Elect Director Robert S. Morrison For For Management
1f Elect Director E. Scott Santi For For Management
1g Elect Director James A. Skinner For For Management
1h Elect Director David B. Smith, Jr. For For Management
1i Elect Director Pamela B. Strobel For For Management
1j Elect Director Kevin M. Warren For For Management
1k Elect Director Anre D. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Exclude the Impact of Stock Buyback Against Against Shareholder
Programs on the Financial Metrics on
which CEO Pay is Based
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frances Arnold For For Management
1b Elect Director Francis A. deSouza For For Management
1c Elect Director Karin Eastham For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote to Ratify Supermajority For Against Management
Voting Provisions in Certificate of
Incorporation and Bylaws
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: NOV 19, 2015 Meeting Type: Special
Record Date: OCT 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: JUN 17, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Ted R. Antenucci For For Management
1c Elect Director Pamela M. Arway For For Management
1d Elect Director Clarke H. Bailey For For Management
1e Elect Director Neil Chatfield For For Management
1f Elect Director Kent P. Dauten For For Management
1g Elect Director Paul F. Deninger For For Management
1h Elect Director Per-Kristian Halvorsen For For Management
1i Elect Director William L. Meaney For For Management
1j Elect Director Wendy J. Murdock For For Management
1k Elect Director Walter C. Rakowich For For Management
1l Elect Director Alfred J. Verrecchia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Ticker: KMF Security ID: 48661E108
Meeting Date: OCT 16, 2015 Meeting Type: Special
Record Date: AUG 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
Between KMF and KA Fund Advisors, LLC
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Ted A. Gardner For Withhold Management
1.4 Elect Director Anthony W. Hall, Jr. For Withhold Management
1.5 Elect Director Gary L. Hultquist For For Management
1.6 Elect Director Ronald L. Kuehn, Jr. For Withhold Management
1.7 Elect Director Deborah A. Macdonald For For Management
1.8 Elect Director Michael C. Morgan For For Management
1.9 Elect Director Arthur C. Reichstetter For For Management
1.10 Elect Director Fayez Sarofim For Withhold Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Report on Capital Expenditure Strategy Against For Shareholder
with Respect to Climate Change Policy
4 Report on Methane Emissions Management Against For Shareholder
5 Report on Sustainability, Including Against For Shareholder
Human Rights
6 Report on Steps Taken to Increase Against For Shareholder
Board Diversity
--------------------------------------------------------------------------------
LEGG MASON BW GLOBAL INCOME OPPORTUNITIES FUND INC.
Ticker: BWG Security ID: 52469B100
Meeting Date: FEB 26, 2016 Meeting Type: Annual
Record Date: JAN 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Cronin For For Management
1.2 Elect Director Paolo M. Cucchi For For Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 27, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Sandra B. Cochran For For Management
1.4 Elect Director Laurie Z. Douglas For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director James H. Morgan For For Management
1.9 Elect Director Robert A. Niblock For For Management
1.10 Elect Director Bertram L. Scott For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Sustainability, Including Against Against Shareholder
Quantitative Goals
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
LUXOTTICA GROUP S.P.A.
Ticker: LUX Security ID: 55068R202
Meeting Date: APR 29, 2016 Meeting Type: Annual/Special
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and None None Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Approve Remuneration Report For Against Management
5 Elect Francesco Milleri as Director For For Management
1 Amend Company Bylaws Re: Articles 12, For For Management
19, and 30
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Norman H. Brown, Jr. For For Management
1b Elect Director George W. Carmany, III For For Management
1c Elect Director H.E. (Jack) Lentz For For Management
1d Elect Director Ouma Sananikone For For Management
1e Elect Director William H. Webb For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MADISON COVERED CALL & EQUITY STRATEGY FUND
Ticker: MCN Security ID: 557437100
Meeting Date: JUL 31, 2015 Meeting Type: Annual
Record Date: JUN 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Imhoff, Jr. For Withhold Management
1.2 Elect Director Steven P. Riege For Withhold Management
--------------------------------------------------------------------------------
MADISON COVERED CALL & EQUITY STRATEGY FUND
Ticker: MCN Security ID: 557437100
Meeting Date: JUL 31, 2015 Meeting Type: Annual
Record Date: JUN 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Imhoff, Jr. For Withhold Management
1.2 Elect Director Steven P. Riege For For Management
--------------------------------------------------------------------------------
MADISON COVERED CALL & EQUITY STRATEGY FUND
Ticker: MCN Security ID: 557437100
Meeting Date: JUL 31, 2015 Meeting Type: Annual
Record Date: JUN 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Imhoff, Jr. For For Management
1.2 Elect Director Steven P. Riege For For Management
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Frank M. Semple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
5 Report on EHS Incidents and Worker Against Against Shareholder
Fatigue Policies
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS, L.P.
Ticker: MWE Security ID: 570759100
Meeting Date: DEC 01, 2015 Meeting Type: Special
Record Date: OCT 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MOBILEYE N.V.
Ticker: MBLY Security ID: N51488117
Meeting Date: JUN 29, 2016 Meeting Type: Annual
Record Date: JUN 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Disclosure Concerning None None Management
Compensation of Present and Former
Directors
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Current and For For Management
Previous Board Members
4.a Elect Eyal Desheh as Non-Executive For For Management
Director
4.b Elect Peter Seth Neustadter as For For Management
Non-Executive Director
5 Grant Board Authority to Issue Shares For Against Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approval of Appendix B-United States For Against Management
to Company's 2014 Equity Incentive Plan
9 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Nelson Peltz For For Management
1h Elect Director Fredric G. Reynolds For For Management
1i Elect Director Irene B. Rosenfeld For For Management
1j Elect Director Christiana S. Shi For For Management
1k Elect Director Patrick T. Siewert For For Management
1l Elect Director Ruth J. Simmons For For Management
1m Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
5 Pro-rata Vesting of Equity Awards Against For Shareholder
6 Participate in OECD Mediation for Against Against Shareholder
Human Rights Violations
--------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION
Ticker: NMFC Security ID: 647551100
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: MAR 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Hamwee For For Management
1.2 Elect Director Alfred F. Hurley, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NORTHSTAR HEALTHCARE INCOME, INC.
Ticker: NHHS Security ID: 66705T105
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: APR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Gilbert For Withhold Management
1.2 Elect Director Robert C. Gatenio For Withhold Management
1.3 Elect Director Daniel J. Altobello For For Management
1.4 Elect Director Gregory A. Samay For For Management
1.5 Elect Director Jack F. Smith, Jr. For For Management
--------------------------------------------------------------------------------
NORTHSTAR REAL ESTATE INCOME II, INC.
Ticker: Security ID: 66705W108
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: APR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Gilbert For Withhold Management
1.2 Elect Director Jonathan T. Albro For Withhold Management
1.3 Elect Director Charles W. Schoenherr For For Management
1.4 Elect Director Chris S. Westfahl For For Management
1.5 Elect Director Winston W. Wilson For For Management
--------------------------------------------------------------------------------
NORTHSTAR REAL ESTATE INCOME TRUST, INC.
Ticker: NTHT Security ID: 066705R10
Meeting Date: JUN 23, 2016 Meeting Type: Annual
Record Date: APR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Gilbert For Withhold Management
1.2 Elect Director Jonathan T. Albro For Withhold Management
1.3 Elect Director Vernon B. Schwartz For For Management
1.4 Elect Director Jack F. Smith, Jr. For For Management
1.5 Elect Director James J. Thomas For For Management
--------------------------------------------------------------------------------
NUSTAR ENERGY LP
Ticker: NS Security ID: 67058H102
Meeting Date: JAN 28, 2016 Meeting Type: Special
Record Date: DEC 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: MAY 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Discussion of the implementation of None None Management
the remuneration policy
2b Discussion on Company's Reserves and None None Management
Dividend Policy
2c Adopt Financial Statements and For For Management
Statutory Reports
2d Approve Discharge of Board Members For For Management
3a Reelect Richard L. Clemmer as For For Management
Executive Director
3b Reelect Peter Bonfield as For For Management
Non-Executive Director
3c Reelect Johannes P. Huth as For For Management
Non-Executive Director
3d Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3e Reelect Marion Helmes as For For Management
Non-Executive Director
3f Reelect Joseph Kaeser as For For Management
Non-Executive Director
3g Reelect I. Loring as Non-Executive For For Management
Director
3h Reelect Eric Meurice as Non-Executive For For Management
Director
3i Reelect Peter Smitham as Non-Executive For For Management
Director
3j Reelect Julie Southern as For For Management
Non-Executive Director
3k Reelect Gregory Summe as Non-Executive For For Management
Director
3l Reelect Rick Tsai as Director For For Management
4 Approve Remuneration of Audit, For For Management
Nominating and Compensation Committee
5a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
5b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance Under Item 5a
6 Authorize Repurchase of Shares For For Management
7 Approve Cancellation of Ordinary Shares For For Management
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Craig R. Callen For Withhold Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For Withhold Management
2 Declassify the Board of Directors For Abstain Management
3 Ratify Ernst & Young LLP as Auditors For Abstain Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Craig R. Callen For Withhold Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For Withhold Management
2 Declassify the Board of Directors For Abstain Management
3 Ratify Ernst & Young LLP as Auditors For Against Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Craig R. Callen For Withhold Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For Withhold Management
2 Declassify the Board of Directors For Against Management
3 Ratify Ernst & Young LLP as Auditors For Against Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Craig R. Callen For Withhold Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For Against Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For Against Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For Withhold Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For For Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For For Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Thomas F. Franke For Withhold Management
1.4 Elect Director Bernard J. Korman For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUL 17, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For For Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Thomas F. Franke For For Management
1.4 Elect Director Bernard J. Korman For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 09, 2016 Meeting Type: Annual
Record Date: APR 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Bobins For For Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Bernard J. Korman For For Management
1.4 Elect Director Edward Lowenthal For For Management
1.5 Elect Director Ben W. Perks For For Management
1.6 Elect Director Stephen D. Plavin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PDL BIOPHARMA, INC.
Ticker: PDLI Security ID: 69329Y104
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold E. Selick For For Management
1.2 Elect Director Paul R. Edick For For Management
1.3 Elect Director Samuel R. Saks For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: AUG 14, 2015 Meeting Type: Special
Record Date: JUL 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For Abstain Management
Acquisition
2 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: AUG 14, 2015 Meeting Type: Special
Record Date: JUL 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For Against Management
Acquisition
2 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: AUG 14, 2015 Meeting Type: Special
Record Date: JUL 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For Against Management
Acquisition
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: AUG 14, 2015 Meeting Type: Special
Record Date: JUL 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: AUG 14, 2015 Meeting Type: Special
Record Date: JUL 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: FEB 02, 2016 Meeting Type: Annual
Record Date: NOV 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam K. Bernstein For For Management
1.2 Elect Director Jeffrey Flug For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNANTPARK INVESTMENT CORPORATION
Ticker: PNNT Security ID: 708062104
Meeting Date: FEB 23, 2016 Meeting Type: Annual
Record Date: NOV 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arthur H. Penn For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHILLIPS EDISON GROCERY CENTER REIT I, INC.
Ticker: PHLD Security ID: 71844V102
Meeting Date: JUL 08, 2015 Meeting Type: Annual
Record Date: APR 09, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Edison For For Management
1.2 Elect Director Leslie T. Chao For For Management
1.3 Elect Director Paul J. Massey, Jr. For For Management
1.4 Elect Director Stephen R. Quazzo For For Management
--------------------------------------------------------------------------------
POLARIS INDUSTRIES INC.
Ticker: PII Security ID: 731068102
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gwenne A. Henricks For For Management
1.2 Elect Director Bernd F. Kessler For For Management
1.3 Elect Director Lawrence D. Kingsley For For Management
1.4 Elect Director Scott W. Wine For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROSPECT CAPITAL CORPORATION
Ticker: PSEC Security ID: 74348T102
Meeting Date: JAN 08, 2016 Meeting Type: Annual
Record Date: SEP 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Cooper For For Management
1.2 Elect Director M. Grier Eliasek For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: MAR 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Bryce Blair For For Management
1.3 Elect Director Richard W. Dreiling For For Management
1.4 Elect Director Richard J. Dugas, Jr. For For Management
1.5 Elect Director Thomas J. Folliard For For Management
1.6 Elect Director Cheryl W. Grise For For Management
1.7 Elect Director Andre J. Hawaux For For Management
1.8 Elect Director Debra J. Kelly-Ennis For For Management
1.9 Elect Director Patrick J. O'Leary For For Management
1.10 Elect Director James J. Postl For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend NOL Rights Plan (NOL Pill) For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Aldrich For For Management
1.2 Elect Director Kevin L. Beebe For For Management
1.3 Elect Director Timothy R. Furey For For Management
1.4 Elect Director Balakrishnan S. Iyer For For Management
1.5 Elect Director Christine King For For Management
1.6 Elect Director David P. McGlade For For Management
1.7 Elect Director David J. McLachlan For For Management
1.8 Elect Director Robert A. Schriesheim For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement Relating to Amendment of
By-laws
5 Eliminate Supermajority Vote For For Management
Requirement Relating to Merger or
Consolidation
6 Eliminate Supermajority Vote For For Management
Requirement Relating to Business
Combination
7 Eliminate Supermajority Vote For For Management
Requirement Relating to Charter
Provisions Governing Directors
8 Eliminate Supermajority Vote For For Management
Requirement Relating to Charter
Provisions Governing Actions by
Stockholders
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 23, 2016 Meeting Type: Annual
Record Date: JAN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director William W. Bradley For For Management
1c Elect Director Mary N. Dillon For For Management
1d Elect Director Robert M. Gates For For Management
1e Elect Director Mellody Hobson For For Management
1f Elect Director Kevin R. Johnson For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director James G. Shennan, Jr. For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Proxy Access Against For Shareholder
6 Amend Policies to Allow Employees to Against Against Shareholder
Participate in Political Process with
No Retribution
--------------------------------------------------------------------------------
STEADFAST INCOME REIT, INC.
Ticker: Security ID: 857STDFI9
Meeting Date: AUG 11, 2015 Meeting Type: Annual
Record Date: MAY 15, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Emery For Withhold Management
1.2 Elect Director Ella S. Neyland For Withhold Management
1.3 Elect Director Scot B. Barker For For Management
1.4 Elect Director Ned W. Brines For For Management
1.5 Elect Director Don B. Saulic For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 08, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Henrique De Castro For For Management
1f Elect Director Robert L. Edwards For For Management
1g Elect Director Melanie L. Healey For For Management
1h Elect Director Donald R. Knauss For For Management
1i Elect Director Monica C. Lozano For For Management
1j Elect Director Mary E. Minnick For For Management
1k Elect Director Anne M. Mulcahy For For Management
1l Elect Director Derica W. Rice For For Management
1m Elect Director Kenneth L. Salazar For For Management
1n Elect Director John G. Stumpf For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Guidelines for Country Against Against Shareholder
Selection
--------------------------------------------------------------------------------
TASER INTERNATIONAL, INC.
Ticker: TASR Security ID: 87651B104
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Garnreiter For For Management
1.2 Elect Director Hadi Partovi For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 24, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Herbert L. Henkel For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director John W. Rowe For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Mary Alice Taylor For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: MAY 02, 2016 Meeting Type: Annual
Record Date: MAR 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Kenneth M. Duberstein For For Management
1d Elect Director Edmund P. Giambastiani, For For Management
Jr.
1e Elect Director Lynn J. Good For For Management
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Dennis A. Muilenburg For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Randall L. Stephenson For For Management
1k Elect Director Ronald A. Williams For For Management
1l Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chairman Against Against Shareholder
7 Report on Weapon Sales to Israel Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 20, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Mark Flaherty For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For Against Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Mark E. Tucker For For Management
1l Elect Director David A. Viniar For For Management
1m Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Prohibit Accelerated Vesting of Awards Against Against Shareholder
to Pursue Government Service
5 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE PRICELINE GROUP INC.
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: APR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Jan L. Docter For For Management
1.4 Elect Director Jeffrey E. Epstein For For Management
1.5 Elect Director James M. Guyette For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Craig W. Rydin For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Philip T. (Pete) For For Management
Ruegger, III
1k Elect Director Todd C. Schermerhorn For For Management
1l Elect Director Alan D. Schnitzer For For Management
1m Elect Director Donald J. Shepard For For Management
1n Elect Director Laurie J. Thomsen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 02, 2016 Meeting Type: Annual
Record Date: APR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Nancy Hawthorne For For Management
1.4 Elect Director James D. Kern For For Management
1.5 Elect Director Deborah McAneny For For Management
1.6 Elect Director David P. Southwell For For Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value
3 Approve Issuance of Warrants For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TICC CAPITAL CORP.
Ticker: TICC Security ID: 87244T109
Meeting Date: DEC 22, 2015 Meeting Type: Proxy Contest
Record Date: AUG 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Approve New Advisory Agreement between For Against Management
TICC Capital Corp. and TICC
Management, LLC
2.1 Elect Director Dennis M. Schaney For Withhold Management
2.2 Elect Director Lee S. Hillman For For Management
2.3 Elect Director Ronald J. Kramer For For Management
2.4 Elect Director Gary Katcher For For Management
2.5 Elect Director Thomas J. Gahan For Withhold Management
2.6 Elect Director Richard J. Byrne For Withhold Management
3 Adjourn Meeting For Against Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1 Approve New Advisory Agreement between Against Did Not Vote Management
TICC Capital Corp. and TICC
Management, LLC
2.1 Elect Director Dennis M. Schaney Against Did Not Vote Shareholder
2.2 Elect Director Lee S. Hillman Against Did Not Vote Shareholder
2.3 Elect Director Ronald J. Kramer Against Did Not Vote Shareholder
2.4 Elect Director Gary Katcher Against Did Not Vote Shareholder
2.5 Elect Director Thomas J. Gahan Against Did Not Vote Shareholder
2.6 Elect Director Richard J. Byrne Against Did Not Vote Shareholder
3 Adjourn Meeting Against Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None
1 Approve New Advisory Agreement between Against Did Not Vote Management
TICC Capital Corp. and TICC
Management, LLC
2.1 Elect Directors Bob Froehlich For Did Not Vote Shareholder
2.2 Elect Directors John Honis For Did Not Vote Shareholder
2.3 Elect Directors Timothy K. Hui For Did Not Vote Shareholder
2.4 Elect Directors William M. Swenson For Did Not Vote Shareholder
2.5 Elect Directors Ethan Powell For Did Not Vote Shareholder
2.6 Elect Directors Bryan A. Ward For Did Not Vote Shareholder
3 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 17, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Paul D. Wachter For For Management
1.11 Elect Director Deborah C. Wright For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 87265K102
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Ross For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIANGLE CAPITAL CORPORATION
Ticker: TCAP Security ID: 895848109
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: FEB 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Ashton Poole For For Management
1.2 Elect Director Brent P.W. Burgess For For Management
1.3 Elect Director Steven C. Lilly For For Management
1.4 Elect Director Garland S. Tucker, III For For Management
1.5 Elect Director W. McComb Dunwoody For Against Management
1.6 Elect Director Mark M. Gambill For For Management
1.7 Elect Director Benjamin S. Goldstein For For Management
1.8 Elect Director Simon B. Rich, Jr. For For Management
1.9 Elect Director Sherwood H. Smith, Jr. For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP.
Ticker: TPVG Security ID: 89677Y100
Meeting Date: MAY 17, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilbert E. Ahye For For Management
1.2 Elect Director Steven P. Bird For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ULTA SALON, COSMETICS & FRAGRANCE, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 01, 2016 Meeting Type: Annual
Record Date: APR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary N. Dillon For For Management
1.2 Elect Director Charles Heilbronn For For Management
1.3 Elect Director Michael R. MacDonald For For Management
1.4 Elect Director George R. Mrkonic For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph W. Gorder For For Management
1b Elect Director Deborah P. Majoras For For Management
1c Elect Director Donald L. Nickles For For Management
1d Elect Director Philip J. Pfeiffer For For Management
1e Elect Director Robert A. Profusek For For Management
1f Elect Director Susan Kaufman Purcell For For Management
1g Elect Director Stephen M. Waters For For Management
1h Elect Director Randall J. Weisenburger For For Management
1i Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
provide for removal of directors
without cause
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Melody C. Barnes For For Management
1B Elect Director Debra A. Cafaro For For Management
1C Elect Director Jay M. Gellert For For Management
1D Elect Director Richard I. Gilchrist For For Management
1E Elect Director Matthew J. Lustig For For Management
1F Elect Director Douglas M. Pasquale For For Management
1G Elect Director Robert D. Reed For For Management
1H Elect Director Glenn J. Rufrano For For Management
1I Elect Director James D. Shelton For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 05, 2016 Meeting Type: Annual
Record Date: MAR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Karl-Ludwig Kley For For Management
1.7 Elect Director Lowell C. McAdam For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Rodney E. Slater For For Management
1.11 Elect Director Kathryn A. Tesija For For Management
1.12 Elect Director Gregory D. Wasson For For Management
1.13 Elect Director Gregory G. Weaver For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative Renewable Energy Against Against Shareholder
Goals
5 Report on Indirect Political Against For Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND
Ticker: IAE Security ID: 92912J102
Meeting Date: JUL 01, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen D. Baldwin For Withhold Management
1.2 Elect Director Peter S. Drotch For Withhold Management
1.3 Elect Director Russell H. Jones For Withhold Management
1.4 Elect Director Joseph E. Obermeyer For Withhold Management
--------------------------------------------------------------------------------
VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND
Ticker: IAE Security ID: 92912J102
Meeting Date: JUL 01, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen D. Baldwin For Withhold Management
1.2 Elect Director Peter S. Drotch For Withhold Management
1.3 Elect Director Russell H. Jones For Withhold Management
1.4 Elect Director Joseph E. Obermeyer For For Management
--------------------------------------------------------------------------------
VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND
Ticker: IAE Security ID: 92912J102
Meeting Date: JUL 01, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen D. Baldwin For Withhold Management
1.2 Elect Director Peter S. Drotch For For Management
1.3 Elect Director Russell H. Jones For Withhold Management
1.4 Elect Director Joseph E. Obermeyer For For Management
--------------------------------------------------------------------------------
VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND
Ticker: IAE Security ID: 92912J102
Meeting Date: JUL 01, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen D. Baldwin For Withhold Management
1.2 Elect Director Peter S. Drotch For For Management
1.3 Elect Director Russell H. Jones For For Management
1.4 Elect Director Joseph E. Obermeyer For For Management
--------------------------------------------------------------------------------
VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND
Ticker: IAE Security ID: 92912J102
Meeting Date: JUL 01, 2015 Meeting Type: Annual
Record Date: APR 02, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen D. Baldwin For For Management
1.2 Elect Director Peter S. Drotch For For Management
1.3 Elect Director Russell H. Jones For For Management
1.4 Elect Director Joseph E. Obermeyer For For Management
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WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: MAR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Elizabeth A. Duke For For Management
1f Elect Director Susan E. Engel For For Management
1g Elect Director Enrique Hernandez, Jr. For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director Cynthia H. Milligan For For Management
1j Elect Director Federico F. Pena For For Management
1k Elect Director James H. Quigley For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
1o Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
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WELLS FARGO GLOBAL DIVIDEND OPPORTUNITY FUND
Ticker: EOD Security ID: 94987C103
Meeting Date: FEB 08, 2016 Meeting Type: Annual
Record Date: DEC 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Gordon For For Management
1.2 Elect Director Timothy Penny For For Management
1.3 Elect Director Michael Scofield For For Management
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WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
Ticker: EMD Security ID: 95766E103
Meeting Date: SEP 25, 2015 Meeting Type: Annual
Record Date: JUL 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paolo M. Cucchi For For Management
1.2 Elect Director Leslie H. Gelb For For Management
1.3 Elect Director Riordan Roett For For Management
1.4 Elect Director Robert D. Agdern For For Management
1.5 Elect Director Jane E. Trust For For Management
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ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 03, 2016 Meeting Type: Annual
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Paul M. Bisaro For For Management
1d Elect Director Gail K. Boudreaux For For Management
1e Elect Director David C. Dvorak For For Management
1f Elect Director Michael J. Farrell For For Management
1g Elect Director Larry C. Glasscock For For Management
1h Elect Director Robert A. Hagemann For For Management
1i Elect Director Arthur J. Higgins For For Management
1j Elect Director Michael W. Michelson For For Management
1k Elect Director Cecil B. Pickett For For Management
1l Elect Director Jeffrey K. Rhodes For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) MULTI-STRATEGY GROWTH & INCOME FUND
By (Signature and Title)* /s/Raymond J. Lucia, Jr.
Raymond J. Lucia, Jr., President
Date: August 10, 2016
* Print the name and title of each signing officer under his or her signature.