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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22572
MULTI-STRATEGY GROWTH & INCOME FUND
(Exact name of registrant as specified in charter)
80 Arkay Drive Hauppauge, NY 11788
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, DE 19801
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 470-2600
Date of fiscal year end: February 28th
Date of reporting period: July 1, 2016 - June 30, 2017
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(SS. 239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17 CFR 270.30b1-4). The Commission may use the information provided on Form
N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. S. 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22572
Reporting Period: 07/01/2016 - 06/30/2017
Multi-Strategy Growth & Income Fund
===================== Multi-Strategy Growth & Income Fund ======================
AMERICAN FINANCE TRUST, INC.
Ticker: Security ID: 02917y103
Meeting Date: FEB 13, 2017 Meeting Type: Special
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
AMERICAN FINANCE TRUST, INC.
Ticker: Security ID: 02917Y103
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward M. Weil, Jr. For Abstain Management
1b Elect Director David Gong For Abstain Management
1c Elect Director Lisa D. Kabnick For Abstain Management
1d Elect Director Leslie D. Michelson For Abstain Management
1e Elect Director Stanley R. Perla For Abstain Management
1f Elect Director Edward G. Rendell For Abstain Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN REALTY CAPITAL HOSPITALITY TRUST, INC.
Ticker: Security ID: US02918F1030
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Kahane For Against Management
1b Elect Director Stanley R. Perla For Against Management
1c Elect Director Abby M. Wenzel For For Management
1d Elect Director Robert H. Burns For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Charter Regarding the Terms of For For Management
Engagement of Any External Advisor
4 Amend Charter Regarding "Roll-Up For For Management
Transactions"
--------------------------------------------------------------------------------
AMERICAN REALTY CAPITAL-RETAIL CENTERS OF AMERICA, INC.
Ticker: Security ID: 02918G101
Meeting Date: JUL 29, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward M. Weil, Jr. For Against Management
1b Elect Director Leslie D. Michelson For Against Management
1c Elect Director Edward G. Rendell For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Charter Regarding Equity Stock For Against Management
4 Amend Charter Regarding Stockholder For Against Management
Voting Rights
5 Amend Charter Regarding Stockholder For Against Management
Information Rights
6 Amend Charter Regarding Composition of For Against Management
the Board of Directors
7 Amend Charter Regarding Conduct of the For Against Management
Company's Board of Directors
8 Amend Charter Regarding the Conduct of None None Management
Company Business - Withdrawn Resolution
9 Amend Charter Restricting Transfer and For Against Management
Ownership of Shares
10 Amend Charter to Remove Provisions For Against Management
Stating that the NASAA REIT Guidelines
Control Interpretation of the
Company's Charter
11 Amend Charter Relating to the None None Management
Company's Sponsor, Advisor and their
Affiliates - Withdrawn Resolution
--------------------------------------------------------------------------------
AMERICAN REALTY CAPITAL-RETAIL CENTERS OF AMERICA, INC.
Ticker: Security ID: 02918G101
Meeting Date: FEB 13, 2017 Meeting Type: Special
Record Date: DEC 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Charter Amendment For Against Management
2 Approve Merger Agreement For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
APOLLO TACTICAL INCOME FUND INC.
Ticker: AIF Security ID: 037638103
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Borden For For Management
1.2 Elect Director Carl J. Rickertsen For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authority to Issue Shares For Abstain Management
Below Net Asset Value
2 Issue Shares in Connection with Merger For Abstain Management
3 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authority to Issue Shares For Abstain Management
Below Net Asset Value
2 Issue Shares in Connection with Merger For Against Management
3 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authority to Issue Shares For Against Management
Below Net Asset Value
2 Issue Shares in Connection with Merger For Against Management
3 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authority to Issue Shares For Against Management
Below Net Asset Value
2 Issue Shares in Connection with Merger For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authority to Issue Shares For Against Management
Below Net Asset Value
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authority to Issue Shares For Against Management
Below Net Asset Value
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: DEC 15, 2016 Meeting Type: Special
Record Date: OCT 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authority to Issue Shares For For Management
Below Net Asset Value
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Arougheti For For Management
1b Elect Director Ann Torre Bates For For Management
1c Elect Director Steven B. McKeever For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 22, 2017 Meeting Type: Special
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Baron For Withhold Management
1.2 Elect Director Jerrold B. Harris For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: MAY 05, 2017 Meeting Type: Special
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R103
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Frank J. Fabozzi For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.7 Elect Director W. Carl Kester For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
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BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 26, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Lynch For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.4 Elect Director Jerrold B. Harris For For Management
1.5 Elect Director Barbara G. Novick For For Management
--------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P.
Ticker: BPL Security ID: 118230101
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara J. Duganier For For Management
1.2 Elect Director Joseph A. LaSala, Jr. For For Management
1.3 Elect Director Larry C. Payne For For Management
1.4 Elect Director Martin A. White For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: Security ID: 12325J101
Meeting Date: OCT 28, 2016 Meeting Type: Special
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Advisory Agreement between For Against Management
the Company and the Adviser
2 Elect Director Ronald J. Kramer For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: Security ID: 12325J101
Meeting Date: OCT 28, 2016 Meeting Type: Special
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Advisory Agreement between For Against Management
the Company and the Adviser
2 Elect Director Ronald J. Kramer For Against Management
3 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: Security ID: 12325J101
Meeting Date: OCT 28, 2016 Meeting Type: Special
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Advisory Agreement between For Against Management
the Company and the Adviser
2 Elect Director Ronald J. Kramer For Abstain Management
3 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: Security ID: 12325J101
Meeting Date: OCT 28, 2016 Meeting Type: Special
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Advisory Agreement between For Abstain Management
the Company and the Adviser
2 Elect Director Ronald J. Kramer For Abstain Management
3 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: Security ID: 12325J101
Meeting Date: OCT 28, 2016 Meeting Type: Special
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Advisory Agreement between For Abstain Management
the Company and the Adviser
2 Elect Director Ronald J. Kramer For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: Security ID: 12325J101
Meeting Date: OCT 28, 2016 Meeting Type: Special
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Advisory Agreement between For Abstain Management
the Company and the Adviser
2 Elect Director Ronald J. Kramer For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUSINESS DEVELOPMENT CORPORATION OF AMERICA
Ticker: Security ID: 12325J101
Meeting Date: OCT 28, 2016 Meeting Type: Special
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Advisory Agreement between For For Management
the Company and the Adviser
2 Elect Director Ronald J. Kramer For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CARE CAPITAL PROPERTIES, INC.
Ticker: CCP Security ID: 141624106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Douglas Crocker, II For For Management
1B Elect Director John S. Gates, Jr. For Against Management
1C Elect Director Ronald G. Geary For For Management
1D Elect Director Raymond J. Lewis For For Management
1E Elect Director Jeffrey A. Malehorn For For Management
1F Elect Director Dale Anne Reiss For Against Management
1G Elect Director John L. Workman For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CEDAR FAIR, L.P.
Ticker: FUN Security ID: 150185106
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gina D. France For For Management
1.2 Elect Director Matt Ouimet For For Management
1.3 Elect Director Tom Klein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Breakstone For Withhold Management
1.2 Elect Director Aron I. Schwartz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Amend Charter For Against Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Breakstone For Withhold Management
1.2 Elect Director Aron I. Schwartz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
3 Amend Charter For Against Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Breakstone For Withhold Management
1.2 Elect Director Aron I. Schwartz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
3 Amend Charter For Abstain Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Breakstone For Withhold Management
1.2 Elect Director Aron I. Schwartz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Charter For Abstain Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Breakstone For Withhold Management
1.2 Elect Director Aron I. Schwartz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Charter For Abstain Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Breakstone For For Management
1.2 Elect Director Aron I. Schwartz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Charter For Abstain Management
--------------------------------------------------------------------------------
CION INVESTMENT CORPORATION
Ticker: Security ID: 17259U105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Breakstone For For Management
1.2 Elect Director Aron I. Schwartz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Charter For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Clark For Withhold Management
1.2 Elect Director Bonnie Cohen For Withhold Management
1.3 Elect Director Dean Junkans For Withhold Management
1.4 Elect Director Richard E. Kroon For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Clark For For Management
1.2 Elect Director Bonnie Cohen For Withhold Management
1.3 Elect Director Dean Junkans For Withhold Management
1.4 Elect Director Richard E. Kroon For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Clark For For Management
1.2 Elect Director Bonnie Cohen For Withhold Management
1.3 Elect Director Dean Junkans For For Management
1.4 Elect Director Richard E. Kroon For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Clark For For Management
1.2 Elect Director Bonnie Cohen For Withhold Management
1.3 Elect Director Dean Junkans For For Management
1.4 Elect Director Richard E. Kroon For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Clark For For Management
1.2 Elect Director Bonnie Cohen For For Management
1.3 Elect Director Dean Junkans For For Management
1.4 Elect Director Richard E. Kroon For For Management
--------------------------------------------------------------------------------
COLONY CAPITAL, INC.
Ticker: CLNY Security ID: 19624R106
Meeting Date: DEC 20, 2016 Meeting Type: Special
Record Date: NOV 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Charter Proposal For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COLONY NORTHSTAR, INC.
Ticker: CLNS Security ID: 19625W104
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director David T. Hamamoto For For Management
1.3 Elect Director Douglas Crocker, II For For Management
1.4 Elect Director Nancy A. Curtin For For Management
1.5 Elect Director Jon A. Fosheim For For Management
1.6 Elect Director Justin E. Metz For For Management
1.7 Elect Director George G. C. Parker For For Management
1.8 Elect Director Charles W. Schoenherr For For Management
1.9 Elect Director John A. Somers For For Management
1.10 Elect Director John L. Steffens For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORECIVIC, INC.
Ticker: CXW Security ID: 21871N101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Mark A. Emkes For Against Management
1d Elect Director Damon T. Hininger For For Management
1e Elect Director Stacia A. Hylton For For Management
1f Elect Director Anne L. Mariucci For For Management
1g Elect Director Thurgood Marshall, Jr. For Against Management
1h Elect Director Charles L. Overby For Against Management
1i Elect Director John R. Prann, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis E. Singleton For Against Management
1b Elect Director Laurence A. Chapman For Against Management
1c Elect Director Kathleen Earley For For Management
1d Elect Director Kevin J. Kennedy For Against Management
1e Elect Director William G. LaPerch For Against Management
1f Elect Director Afshin Mohebbi For For Management
1g Elect Director Mark R. Patterson For For Management
1h Elect Director A. William Stein For For Management
1i Elect Director Robert H. Zerbst For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 24, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John C. Salter For Withhold Management
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DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 24, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John C. Salter For For Management
--------------------------------------------------------------------------------
FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED
Ticker: DFP Security ID: 33848W106
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Karen H. Hogan For For Management
--------------------------------------------------------------------------------
FS INVESTMENT CORPORATION
Ticker: FSIC Security ID: 302635107
Meeting Date: JUL 13, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory P. Chandler For For Management
1.2 Elect Director Michael C. Forman For For Management
1.3 Elect Director Barry H. Frank For For Management
1.4 Elect Director Michael J. Heller For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
GARRISON CAPITAL INC.
Ticker: GARS Security ID: 366554103
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Matthew Westwood For For Management
2 Approve Investment Advisory Agreement For For Management
between Garrison Capital Inc. and
Garrison Capital Advisers LLC
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For Against Management
1.2 Elect Director Anita R. Rosenberg For Abstain Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
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GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For Against Management
1.2 Elect Director Anita R. Rosenberg For Abstain Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For Abstain Management
1.2 Elect Director Anita R. Rosenberg For Abstain Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For Abstain Management
1.2 Elect Director Anita R. Rosenberg For Against Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For Abstain Management
1.2 Elect Director Anita R. Rosenberg For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For For Management
1.2 Elect Director Anita R. Rosenberg For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For For Management
1.2 Elect Director Anita R. Rosenberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Thomas M. Herzog For For Management
1e Elect Director James P. Hoffmann For For Management
1f Elect Director Michael D. McKee For For Management
1g Elect Director Peter L. Rhein For For Management
1h Elect Director Joseph P. Sullivan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HEALTHCARE TRUST, INC.
Ticker: Security ID: 02918A104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward M. Weil, Jr. For Abstain Management
1b Elect Director Lee M. Elman For Abstain Management
1c Elect Director Leslie D. Michelson For Abstain Management
1d Elect Director Edward G. Rendell For Abstain Management
1e Elect Director Elizabeth K. Tuppeny For Abstain Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERCULES CAPITAL INC.
Ticker: HTGC Security ID: 427096508
Meeting Date: JUL 07, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel A. Henriquez For For Management
1b Elect Director Joseph F. Hoffman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HINES GLOBAL REIT, INC.
Ticker: Security ID: 433240108
Meeting Date: DEC 14, 2016 Meeting Type: Annual
Record Date: SEP 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey C. Hines For For Management
1.2 Elect Director Colin P. Shepherd For For Management
1.3 Elect Director Charles M. Baughn For For Management
1.4 Elect Director Jack L. Farley For For Management
1.5 Elect Director Thomas L. Mitchell For For Management
1.6 Elect Director John S. Moody For For Management
1.7 Elect Director Peter Shaper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOSPITALITY INVESTORS TRUST, INC.
Ticker: Security ID: 44107JA99
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward A. Glickman For For Management
1b Elect Director Stephen P. Joyce For For Management
1c Elect Director Jonathan P. Mehlman For For Management
1d Elect Director Stanley R. Perla For Against Management
1e Elect Director Abby M. Wenzel For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ICON PLC
Ticker: ICLR Security ID: G4705A100
Meeting Date: JUL 22, 2016 Meeting Type: Annual
Record Date: MAY 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Hall For For Management
1.2 Elect Director John Climax For For Management
1.3 Elect Director Steve Cutler For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorise Share Repurchase Program For For Management
7 Approve the Price Range for the For For Management
Reissuance of Shares
8 Amend Articles of Association For For Management
9 Amend Memorandum of Association For For Management
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Ted R. Antenucci For For Management
1c Elect Director Pamela M. Arway For For Management
1d Elect Director Clarke H. Bailey For For Management
1e Elect Director Neil Chatfield For For Management
1f Elect Director Kent P. Dauten For For Management
1g Elect Director Paul F. Deninger For For Management
1h Elect Director Per-Kristian Halvorsen For For Management
1i Elect Director William L. Meaney For For Management
1j Elect Director Wendy J. Murdock For For Management
1k Elect Director Walter C. Rakowich For For Management
1l Elect Director Alfred J. Verrecchia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: AUG 17, 2016 Meeting Type: Special
Record Date: JUN 27, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Norman H. Brown, Jr. For For Management
1b Elect Director George W. Carmany, III For For Management
1c Elect Director Ronald Kirk For For Management
1d Elect Director H.E. (Jack) Lentz For For Management
1e Elect Director Ouma Sananikone For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION
Ticker: NMFC Security ID: 647551100
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven B. Klinsky For For Management
1.2 Elect Director Kurt J. Wolfgruber For For Management
1.3 Elect Director Rome G. Arnold, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NORTHSTAR HEALTHCARE INCOME, INC.
Ticker: Security ID: 66705T105
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Gilbert For For Management
1.2 Elect Director Robert C. Gatenio For For Management
1.3 Elect Director Daniel J. Altobello For For Management
1.4 Elect Director Gregory A. Samay For For Management
1.5 Elect Director Jack F. Smith, Jr. For For Management
--------------------------------------------------------------------------------
NORTHSTAR REAL ESTATE INCOME II, INC.
Ticker: Security ID: 66705W108
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Gilbert For For Management
1.2 Elect Director Jonathan T. Albro For For Management
1.3 Elect Director Justin P. Meagher For For Management
1.4 Elect Director Chris S. Westfahl For For Management
1.5 Elect Director Winston W. Wilson For For Management
--------------------------------------------------------------------------------
NORTHSTAR REAL ESTATE INCOME TRUST, INC.
Ticker: Security ID: 66705J107
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Gilbert For For Management
1.2 Elect Director Jonathan T. Albro For For Management
1.3 Elect Director Vernon B. Schwartz For For Management
1.4 Elect Director Jack F. Smith, Jr. For For Management
1.5 Elect Director James J. Thomas For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: MAY 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Discussion of the Implementation of None None Management
the Remuneration Policy
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Adopt Financial Statements and For For Management
Statutory Reports
2.d Approve Discharge of Board Members For For Management
3.a Reelect Richard L. Clemmer as For For Management
Executive Director
3.b Reelect Peter Bonfield as For For Management
Non-Executive Director
3.c Reelect Johannes P. Huth as For For Management
Non-Executive Director
3.d Reelect Kenneth A. Goldman as For Against Management
Non-Executive Director
3.e Reelect Marion Helmes as Non-Executive For For Management
Director
3.f Reelect Joseph Kaeser as Non-Executive For For Management
Director
3.g Reelect Ian Loring as Non-Executive For For Management
Director
3.h Reelect Eric Meurice as Non-Executive For For Management
Director
3.i Reelect Peter Smitham as Non-Executive For For Management
Director
3.j Reelect Julie Southern as For For Management
Non-Executive Director
3.k Reelect Gregory Summe as Non-Executive For For Management
Director
4.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
4.b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance Under Item 4.a
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Cancellation of Ordinary Shares For For Management
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Bernfield For Withhold Management
1.2 Elect Director Norman R. Bobins For For Management
1.3 Elect Director Craig R. Callen For For Management
1.4 Elect Director Barbara B. Hill For For Management
1.5 Elect Director Bernard J. Korman For For Management
1.6 Elect Director Edward Lowenthal For For Management
1.7 Elect Director Ben W. Perks For For Management
1.8 Elect Director C. Taylor Pickett For For Management
1.9 Elect Director Stephen D. Plavin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: FEB 07, 2017 Meeting Type: Annual
Record Date: NOV 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arthur H. Penn For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252877
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For Withhold Management
1.2 Elect Director James T. Bunch For Withhold Management
1.3 Elect Director Bruce L. Crockett For Withhold Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For Withhold Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For Withhold Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For Withhold Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For Against Management
3 Approve Change of Fundamental For Against Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For Abstain Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For Abstain Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252877
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For Withhold Management
1.2 Elect Director James T. Bunch For Withhold Management
1.3 Elect Director Bruce L. Crockett For Withhold Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For Withhold Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For Withhold Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For Withhold Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For Abstain Management
3 Approve Change of Fundamental For Against Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For Abstain Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For Abstain Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252877
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For Withhold Management
1.2 Elect Director James T. Bunch For Withhold Management
1.3 Elect Director Bruce L. Crockett For Withhold Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For Withhold Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For Withhold Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For Withhold Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For Abstain Management
3 Approve Change of Fundamental For Against Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For Against Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For Against Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252877
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For Withhold Management
1.2 Elect Director James T. Bunch For Withhold Management
1.3 Elect Director Bruce L. Crockett For Withhold Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For Withhold Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For Withhold Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For Withhold Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For Against Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For Against Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For Against Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252877
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For Withhold Management
1.2 Elect Director James T. Bunch For Withhold Management
1.3 Elect Director Bruce L. Crockett For Withhold Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For Withhold Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For Withhold Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For Withhold Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For Against Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252877
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For Withhold Management
1.2 Elect Director James T. Bunch For Withhold Management
1.3 Elect Director Bruce L. Crockett For Withhold Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For Withhold Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For Withhold Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For Withhold Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SHORT-TERM INVESTMENTS TRUST
Ticker: Security ID: 825252877
Meeting Date: APR 11, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Arch For For Management
1.2 Elect Director James T. Bunch For For Management
1.3 Elect Director Bruce L. Crockett For For Management
1.4 Elect Director Jack M. Fields For For Management
1.5 Elect Director Martin L. Flanagan For For Management
1.6 Elect Director Cynthia Hostetler For For Management
1.7 Elect Director Eli Jones For For Management
1.8 Elect Director Prema Mathai-Davis For For Management
1.9 Elect Director Teresa M. Ressel For For Management
1.10 Elect Director Larry Soll For For Management
1.11 Elect Director Ann Barnett Stern For For Management
1.12 Elect Director Raymond Stickel, Jr. For For Management
1.13 Elect Director Philip A. Taylor For For Management
1.14 Elect Director Robert C. Troccoli For For Management
1.15 Elect Director Christopher L. Wilson For For Management
2 Amend Declaration of Trust For For Management
3 Approve Change of Fundamental For For Management
Investment Policy Relating to
Investing in Physical Commodities
4A Amend Subadvisory Agreement to Add For For Management
Invesco PowerShares Capital Management
LLC as Sub-Adviser
4B Amend Subadvisory Agreement to Add For For Management
Invesco Asset Management (India)
Private Limited as Sub-Adviser
--------------------------------------------------------------------------------
SIERRA INCOME CORPORATION
Ticker: Security ID: 82632T100
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAR 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brook Taube For Did Not Vote Management
1.2 Elect Director Stephen R. Byers For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36162J106
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence E. Anthony For For Management
1.2 Elect Director Anne N. Foreman For For Management
1.3 Elect Director Richard H. Glanton For For Management
1.4 Elect Director Christopher C. Wheeler For For Management
1.5 Elect Director Julie Myers Wood For For Management
1.6 Elect Director George C. Zoley For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Christopher J. Flynn For Withhold Management
1.3 Elect Director Edmund P. Giambastiani, For Withhold Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For Withhold Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For Withhold Management
2 Approve Issuance of Shares Below Net For Abstain Management
Asset Value
3 Approve Issuance of Warrants For Abstain Management
4 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Christopher J. Flynn For Withhold Management
1.3 Elect Director Edmund P. Giambastiani, For Withhold Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For Withhold Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For Withhold Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Abstain Management
4 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Christopher J. Flynn For Withhold Management
1.3 Elect Director Edmund P. Giambastiani, For Withhold Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For Withhold Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For Withhold Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Abstain Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Christopher J. Flynn For Withhold Management
1.3 Elect Director Edmund P. Giambastiani, For Withhold Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For Withhold Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For Withhold Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For Withhold Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For Withhold Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For Withhold Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For Withhold Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For Withhold Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For Withhold Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For Withhold Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For Withhold Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.4 Elect Director Nancy Hawthorne For Withhold Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.4 Elect Director Nancy Hawthorne For For Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For Withhold Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.4 Elect Director Nancy Hawthorne For For Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For For Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.4 Elect Director Nancy Hawthorne For For Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For For Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For Against Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.4 Elect Director Nancy Hawthorne For For Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For For Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value
3 Approve Issuance of Warrants For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THL CREDIT, INC.
Ticker: TCRD Security ID: 872438106
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Downes For For Management
1.2 Elect Director Christopher J. Flynn For For Management
1.3 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.4 Elect Director Nancy Hawthorne For For Management
1.5 Elect Director James D. Kern For For Management
1.6 Elect Director Deborah McAneny For For Management
1.7 Elect Director Sam W. Tillinghast For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value
3 Approve Issuance of Warrants For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 87265K102
Meeting Date: MAY 18, 2017 Meeting Type: Special
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For Did Not Vote Management
Asset Value (NAV)
--------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 87265K102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Easterly For For Management
1.2 Elect Director Michael Fishman For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIANGLE CAPITAL CORPORATION
Ticker: TCAP Security ID: 895848109
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: FEB 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Ashton Poole For For Management
1.2 Elect Director Steven C. Lilly For For Management
1.3 Elect Director Garland S. Tucker, III For For Management
1.4 Elect Director W. McComb Dunwoody For For Management
1.5 Elect Director Mark M. Gambill For Against Management
1.6 Elect Director Benjamin S. Goldstein For For Management
1.7 Elect Director Mark F. Mulhern For For Management
1.8 Elect Director Simon B. Rich, Jr. For Against Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP.
Ticker: TPVG Security ID: 89677Y100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James P. Labe For Withhold Management
2 Ratify Deloitte & Touche LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP.
Ticker: TPVG Security ID: 89677Y100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James P. Labe For Withhold Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP.
Ticker: TPVG Security ID: 89677Y100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James P. Labe For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP.
Ticker: TPVG Security ID: 89677Y100
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James P. Labe For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melody C. Barnes For For Management
1b Elect Director Debra A. Cafaro For For Management
1c Elect Director Jay M. Gellert For For Management
1d Elect Director Richard I. Gilchrist For For Management
1e Elect Director Matthew J. Lustig For For Management
1f Elect Director Roxanne M. Martino For For Management
1g Elect Director Walter C. Rakowich For For Management
1h Elect Director Robert D. Reed For For Management
1i Elect Director Glenn J. Rufrano For For Management
1j Elect Director James D. Shelton For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WHITEHORSE FINANCE, INC.
Ticker: WHF Security ID: 96524V106
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director G. Stacy Smith For Abstain Management
2 Approve Issuance of Shares Below Net For Abstain Management
Asset Value (NAV)
--------------------------------------------------------------------------------
WHITEHORSE FINANCE, INC.
Ticker: WHF Security ID: 96524V106
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director G. Stacy Smith For Abstain Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value (NAV)
--------------------------------------------------------------------------------
WHITEHORSE FINANCE, INC.
Ticker: WHF Security ID: 96524V106
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director G. Stacy Smith For Against Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value (NAV)
--------------------------------------------------------------------------------
WHITEHORSE FINANCE, INC.
Ticker: WHF Security ID: 96524V106
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director G. Stacy Smith For For Management
2 Approve Issuance of Shares Below Net For Against Management
Asset Value (NAV)
--------------------------------------------------------------------------------
WHITEHORSE FINANCE, INC.
Ticker: WHF Security ID: 96524V106
Meeting Date: AUG 02, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director G. Stacy Smith For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) MULTI-STRATEGY GROWTH & INCOME FUND
By (Signature and Title)* /s/Raymond J. Lucia, Jr.
Raymond J. Lucia, Jr., President
Date: August 18, 2017
* Print the name and title of each signing officer under his or her signature.