UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. ________)*
VIVOS INC
(Name of Issuer)
Common Stock
(Title of Class of Securities)
92858K105
(CUSIP Number)
Kwan Hon Yee
Flat H, 13/F, Block 10,
Park Island, Hong Kong
(852) 5126 1828
Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
June 15, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule.13d-7 for other
parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1. Names of Reporting Persons.
Kwan Hon Yee
2. Check the Appropriate Box if a Member of a Group
(a)
(b)
3. SEC Use Only
4. Source of Funds
PF
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e)
6. Citizenship or Place of Organization
United States
Number of Shares
Beneficially
Owned by
Each Reporting
Person With:
7. Sole Voting Power
5,116,260
8. Shared Voting Power
9. Sole Dispositive Power
5,116,260
10. Shared Dispositive Power
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,116,260
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
13. Percent of Class Represented by Amount in Row (11)
6.3%
14. Type of Reporting Person
IN
ITEM 1. SECURITY AND ISSUER
State the title of the class of equity securities to which this statement
relates and the name and address of the principal executive offices of the
issuer of such securities.
This Schedule 13D relates to the common shares of Vivos Inc. The address of the
principal executive office of Vivos Inc. is 719 Jadwin Avenue. Richland,
Washington 99352.
ITEM 2. IDENTITY AND BACKGROUND
If the person filing this statement or any person enumerated in Instruction C of
this statement is a corporation, general partnership, limited partnership,
syndicate or other group of persons, state its name, the state or other place
of its organization, its principal business, the address of its principal
office and the information required by (d) and (e) of this Item. If the person
filing this statement or any person enumerated in Instruction C is a natural
person, provide the information specified in (a) through (f) of this Item
with respect to such person(s).
(a) Name;
Kwan Hon Yee
(b) Residence or business address;
Flat H, 13/F, Block 10,
Park Island, Hong Kong
(c) Present principal occupation or employment and the name, principal business
and address of any corporation or other organization in which such employment
is conducted;
Unemployed
(d) Whether or not, during the last five years, such person has been convicted
in a criminal proceeding (excluding traffic violations or similar misdemeanors)
and, if so, give the dates, nature of conviction, name and location of court,
and penalty imposed, or other disposition of the case;
None.
(e) Whether or not, during the last five years, such person was a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any
violation with respect to such laws; and, if so, identify and describe such
proceedings and summarize the terms of such judgment, decree or final order;
and
None.
(f) Citizenship.
United States
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
State the source and the amount of funds or other consideration used or to be
used in making the purchases, and if any part of the purchase price is or will
be represented by funds or other consideration borrowed or otherwise obtained
for the purpose of acquiring, holding, trading or voting the securities, a
description of the transaction and the names of the parties thereto. Where
material, such information should also be provided with respect to prior
acquisitions not previously reported pursuant to this regulation. If the source
of all or any part of the funds is a loan made in the ordinary course of
business by a bank, as defined in Section 3(a)(6) of the Act, the name of the
bank shall not be made available to the public if the person at the time of
filing the statement so requests in writing and files such request, naming such
bank, with the Secretary of the Commission. If the securities were acquired
other than by purchase, describe the method of acquisition.
Personal funds in the amount of $51,357.52 was used in purchasing 5,116,260
common shares of Vivos Inc.
ITEM 4. PURPOSE OF TRANSACTION
State the purpose or purposes of the acquisition of securities of the issuer.
Describe any plans or proposals which the reporting persons may have which
relate to or would result in:
(a) The acquisition by any person of additional securities of the issuer, or the
disposition of securities of the issuer;
(b) An extraordinary corporate transaction, such as a merger, reorganization or
liquidation, involving the issuer or any of its subsidiaries;
(c) A sale or transfer of a material amount of assets of the issuer or any of
its subsidiaries;
(d) Any change in the present board of directors or management of the issuer,
including any plans or proposals to change the number or term of directors or to
fill any existing vacancies on the board;
(e) Any material change in the present capitalization or dividend policy of the
issuer;
(f) Any other material change in the issuer's business or corporate structure
including but not limited to, if the issuer is a registered closed-end
investment company, any plans or proposals to make any changes in its
investment policy for which a vote is required by section 13 of the Investment
Company Act of 1940;
(g) Changes in the issuer's charter, bylaws or instruments corresponding thereto
or other actions which may impede the acquisition of control of the issuer by
any person;
(h) Causing a class of securities of the issuer to be delisted from a national
securities exchange or to cease to be authorized to be quoted in an inter-dealer
quotation system of a registered national securities association;
(i) A class of equity securities of the issuer becoming eligible for termination
of registration pursuant to Section 12(g)(4) of the Act; or
(j) Any action similar to any of those enumerated above.
I do not have any plan or proposals for any of the items listed in items (a)
thru (j).
I bought the security at what it thought was a good price for the shares of the
company.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) State the aggregate number and percentage of the class of securities
identified pursuant to Item 1 (which may be based on the number of securities
outstanding as contained in the most recently available filing with the
Commission by the issuer unless the filing person has reason to believe such
information is not current) beneficially owned (identifying those shares which
there is a right to acquire) by each person named in Item 2. The above mentioned
information should also be furnished with respect to persons who, together with
any of the persons named in Item 2, comprise a group within the meaning of
Section 13(d)(3) of the Act;
The aggregate number of Securities to which this Schedule 13D relates is
5,116,260 shares, representing 6.3% of the 80,897,370 reported as outstanding
shares in the Issuer's most recent Form 10Q filed on 5.22.2018.
Kwan Hon Yee 5,116,260 shares or 6.3% of shares outstanding based on latest Form
10Q filed on 5.22.2018.
(b) For each person named in response to paragraph (a), indicate the number of
shares as to which there is sole power to vote or to direct the vote, shared
power to vote or to direct the vote, sole power to dispose or to direct the
disposition, or shared power to dispose or to direct the disposition. Provide
the applicable information required by Item 2 with respect to each person with
whom the power to vote or to direct the vote or to dispose or direct the
disposition is shared;
Kwan Hon Yee has the sole voting power and sole dispositive power for 5,116,260
shares.
(c) Describe any transactions in the class of securities reported on that were
effected during the past sixty days or since the most recent filing of Schedule
13D (ss.240.13d-191), whichever is less, by the persons named in response to
paragraph (a).
Instruction. The description of a transaction required by Item 5(c) shall
include, but not necessarily be limited to: (1) the identity of the person
covered by Item 5(c) who effected the transaction; (2) the date of the
transaction; (3) the amount of securities involved; (4) the price per share or
unit; and (5) where and how the transaction was effected.
Kwan Hon Yee's past 60 days of transactions of Vivos Inc shares:
DATE DESCRIPTION QUANTITY Total Percent SYMBOL
5/10/18 Bought 20600 RDGL @ 0.0139 20600 20600 0.0% RDGL
5/10/18 Bought 100000 RDGL @ 0.014 100000 120600 0.1% RDGL
5/10/18 Bought 110000 RDGL @ 0.0128 110000 230600 0.3% RDGL
5/18/18 Bought 150000 RDGL @ 0.0119 150000 380600 0.5% RDGL
5/23/18 Bought 86200 RDGL @ 0.0128 86200 466800 0.6% RDGL
5/23/18 Bought 168212 RDGL @ 0.0119 168212 635012 0.8% RDGL
5/24/18 Bought 24900 RDGL @ 0.0124 24900 659912 0.8% RDGL
5/25/18 Bought 103169 RDGL @ 0.012 103169 763081 0.9% RDGL
5/29/18 Bought 301730 RDGL @ 0.0122 301730 1064811 1.3% RDGL
5/30/18 Bought 50000 RDGL @ 0.0121 50000 1114811 1.4% RDGL
5/30/18 Bought 7851 RDGL @ 0.012 7851 1122662 1.4% RDGL
5/30/18 Bought 348333 RDGL @ 0.012 348333 1470995 1.8% RDGL
5/30/18 Bought 10000 RDGL @ 0.012 10000 1480995 1.8% RDGL
5/30/18 Bought 200000 RDGL @ 0.0121 200000 1680995 2.1% RDGL
5/30/18 Bought 25847 RDGL @ 0.0119 25847 1706842 2.1% RDGL
5/31/18 Bought 134737 RDGL @ 0.0121 134737 1841579 2.3% RDGL
5/31/18 Bought 119500 RDGL @ 0.012 119500 1961079 2.4% RDGL
5/31/18 Bought 266666 RDGL @ 0.012 266666 2227745 2.8% RDGL
5/31/18 Bought 6500 RDGL @ 0.0116 6500 2234245 2.8% RDGL
5/31/18 Bought 274201 RDGL @ 0.0119 274201 2508446 3.1% RDGL
6/1/18 Bought 520870 RDGL @ 0.0115 520870 3029316 3.7% RDGL
6/4/18 Bought 36363 RDGL @ 0.0118 36363 3065679 3.8% RDGL
6/4/18 Bought 100000 RDGL @ 0.0117 100000 3165679 3.9% RDGL
6/6/18 Bought 93457 RDGL @ 0.0107 93457 3259136 4.0% RDGL
6/6/18 Bought 80000 RDGL @ 0.01 80000 3339136 4.1% RDGL
6/13/18 Bought 160000 RDGL @ 0.0073 160000 3499136 4.3% RDGL
6/13/18 Bought 100000 RDGL @ 0.0073 100000 3599136 4.4% RDGL
6/14/18 Bought 200000 RDGL @ 0.0072 200000 3799136 4.7% RDGL
6/14/18 Bought 159401 RDGL @ 0.0071 159401 3958537 4.9% RDGL
6/15/18 Bought 150000 RDGL @ 0.0064 150000 4108537 5.1% RDGL
6/15/18 Bought 6250 RDGL @ 0.006 6250 4114787 5.1% RDGL
6/15/18 Bought 188400 RDGL @ 0.006 188400 4303187 5.3% RDGL
6/15/18 Bought 88200 RDGL @ 0.006 88200 4391387 5.4% RDGL
6/20/18 Bought 213114 RDGL @ 0.0061 213114 4604501 5.7% RDGL
6/20/18 Bought 213114 RDGL @ 0.0061 213114 4817615 6.0% RDGL
6/25/18 Bought 137931 RDGL @ 0.0058 137931 4955546 6.1% RDGL
6/25/18 Bought 160714 RDGL @ 0.0056 160714 5116260 6.3% RDGL
(d) If any other person is known to have the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale of, such
securities, a statement to that effect should be included in response to this
item and, if such interest relates to more than five percent of the class, such
person should be identified. A listing of the shareholders of an investment
company registered under the Investment Company Act of 1940 or the
beneficiaries of an employee benefit plan, pension fund or endowment fund is
not required.
Not applicable.
(e) If applicable, state the date on which the reporting person ceased to be the
beneficial owner of more than five percent of the class of securities.
Instruction. For computations regarding securities which represent a right to
acquire an underlying security, see Rule 13d-3(d)(1) and the note thereto.
Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
Describe any contracts, arrangements, understandings or relationships (legal or
otherwise) among the persons named in Item 2 and between such persons and any
person with respect to any securities of the issuer, including but not limited
to transfer or voting of any of the securities, finder's fees, joint ventures,
loan or option arrangements, puts or calls, guarantees of profits, division of
profits or loss, or the giving or withholding of proxies, naming the persons
with whom such contracts, arrangements, understandings or relationships have
been entered into. Include such information for any of the securities that are
pledged or otherwise subject to a contingency the occurrence of which would
give another person voting power or investment power over such securities
except that disclosure of standard default and similar provisions contained in
loan agreements need not be included.
Not applicable.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The following shall be filed as exhibits: copies of written agreements relating
to the filing of joint acquisition statements as required by ss.240.13d-1(k)
and copies of all written agreements, contracts, arrangements, understandings,
plans or proposals relating to: (1) the borrowing of funds to finance the
acquisition as disclosed in Item 3; (2) the acquisition of issuer control,
liquidation, sale of assets, merger, or change in business or corporate
structure or any other matter as disclosed in Item 4; and (3) the transfer or
voting of the securities, finder's fees, joint ventures, options, puts,
calls, guarantees of loans, guarantees against loss or of profit, or the
giving or withholding of any proxy as disclosed in Item 6.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
July 5 2018
Date
/s/ Kwan Hon Yee
Signature
Kwan Hon Yee
Name/Title
The original statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the statement is signed
on behalf of a person by his authorized representative (other than an executive
officer or general partner of the filing person), evidence of the
representative's authority to sign on behalf of such person shall be filed
with the statement: provided, however, that a power of attorney for this
purpose which is already on file with the Commission may be incorporated by
reference. The name and any title of each person who signs the statement shall
be typed or printed beneath his signature.