UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
VIVOS INC
(Name of Issuer)
Common Stock
(Title of Class of Securities)
92858K105
(CUSIP Number)
Kwan Hon Yee
Flat H, 13/F, Block 10,
Park Island, Hong Kong
(852) 5126 1828
Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
August 20, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of ??240.13d-1(e), 240.13d-1(f)
or 240.13d-1(g), check the following box. ?
Note: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See
Rule.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person?s
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be ?filed? for the purpose of Section 18 of the Securities Exchange
Act of 1934 (?Act?) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
1. Names of Reporting Persons.
Kwan Hon Yee
2. Check the Appropriate Box if a Member of a Group
(a) ?
(b) ?
3. SEC Use Only
4. Source of Funds
PF
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e)
?
6. Citizenship or Place of Organization
United States
Number of Shares
Beneficially
Owned by
Each Reporting
Person With:
7. Sole Voting Power
5,116,260
8. Shared Voting Power
9. Sole Dispositive Power
5,116,260
10. Shared Dispositive Power
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,116,260
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
?
13. Percent of Class Represented by Amount in Row (11)
1.4%
14. Type of Reporting Person
IN
ITEM 1. SECURITY AND ISSUER
State the title of the class of equity securities to which this statement
relates and the name and address of the principal executive offices of the
issuer of such securities.
This Schedule 13D relates to the common shares of Vivos Inc. The address of
the principal executive office of
Vivos Inc. is 719 Jadwin Avenue. Richland, Washington 99352.
ITEM 2. IDENTITY AND BACKGROUND
If the person filing this statement or any person enumerated in Instruction C
of this statement is a corporation, general partnership, limited partnership,
syndicate or other group of persons, state its name, the state or other place
of its organization, its principal business, the address of its principal office
and the information required by (d) and (e) of this Item. If the person filing
this statement or any person enumerated in Instruction C is a natural person,
provide the information specified in (a) through (f) of this
Item with respect to such person(s).
(a) Name;
Kwan Hon Yee
(b) Residence or business address;
Flat H, 13/F, Block 10,
Park Island, Hong Kong
(c) Present principal occupation or employment and the name, principal
business and address of any corporation or other organization in which such
employment is conducted;
Unemployed
(d) Whether or not, during the last five years, such person has been
convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors) and, if so, give the dates, nature of conviction, name and
location of court, and penalty imposed, or other disposition of the case;
None.
(e) Whether or not, during the last five years, such person was a party
to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or
finding any violation with respect to such laws;and, if so, identify and
describe such proceedings and summarize the terms of such judgment, decree
or final order; and
None.
(f) Citizenship.
United States
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
State the source and the amount of funds or other consideration used or
to be used in making the purchases, and if any part of the purchase price
is or will be represented by funds or other consideration borrowed or
otherwise obtained for the purpose of acquiring, holding, trading or
voting the securities, a description of the transaction and the names of
the parties thereto. Where material, such information should also be
provided with respect to prior acquisitions not previously reported
pursuant to this regulation. If the source of all or any part of the
funds is a loan made in the ordinary course of business by a bank, as
defined in Section 3(a)(6) of the Act, the name of the bank shall not
be made available to the public if the person at the time of filing the
statement so requests in writing and files such request, naming such bank,
with the Secretary of the Commission. If the securities were acquired other
than by purchase, describe the method of acquisition.
Personal 401k funds in the amount of $51,357.52 was used in purchasing
5,116,260 common shares of Vivos Inc.
ITEM 4. PURPOSE OF TRANSACTION
State the purpose or purposes of the acquisition of securities of the issuer.
Describe any plans or proposals which the reporting persons may have which
relate to or would result in:
(a) The acquisition by any person of additional securities of the
issuer, or the disposition of securities of the issuer;
(b) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the issuer or any of its
subsidiaries;
(c) A sale or transfer of a material amount of assets of the
issuer or any of its subsidiaries;
(d) Any change in the present board of directors or management
of the issuer, including any plans or proposals to change
the number or term of directors or to fill any existing vacancies on
the board;
(e) Any material change in the present capitalization or dividend
policy of the issuer;
(f) Any other material change in the issuer's business or corporate
structure including but not limited to, if the issuer is a registered
closed-end investment company, any plans or proposals to make any changes
in its investment policy for which a vote is required by section 13 of the
Investment Company Act of 1940;
(g) Changes in the issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede the
acquisition of control of the issuer by any person;
(h) Causing a class of securities of the issuer to be delisted
from a national securities exchange or to cease to be authorized to be
quoted in an inter-dealer quotation system of a registered national
securities association;
(i) A class of equity securities of the issuer becoming eligible
for termination of registration pursuant to Section 12(g)(4) of the Act; or
(j) Any action similar to any of those enumerated above.
I do not have any plan or proposals for any of the items listed in items a ?j.
I bought the security at what it thought was a good price for the shares
of the company.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) State the aggregate number and percentage of the class of
securities identified pursuant to Item 1 (which may be based on the number
of securities outstanding as contained in the most recently available
filing with the Commission by the issuer unless the filing person has
reason to believe such information is not current) beneficially owned
(identifying those shares which there is a right to acquire) by each
person named in Item 2. The above mentioned information should also be
furnished with respect to persons who, together with any of the persons
named in Item 2, comprise a group within the meaning
of Section 13(d)(3) of the Act;
The aggregate number of Securities to which this Schedule 13D relates
is 5,116,260 shares, representing dropping the percent of shares below
the 13d filing 5% threshold to 1.4% of the 373,927,406 reported as
outstanding shares in the Issuer?s most recent Form 10-Q filed
on 8-20-2018. Kwan Hon Yee 5,116,260 shares or 1.4% of shares outstanding
based on latest Form 10-Q filed on 8-20-2018.
(b) For each person named in response to paragraph (a), indicate
the number of shares as to which there is sole power to vote or to direct
the vote, shared power to vote or to direct the vote, sole power to dispose
or to direct the disposition, or shared power to dispose or to direct the
disposition. Provide the applicable information required by Item 2 with
respect to each person with whom the power to vote or to direct the vote or
to dispose or direct the disposition is shared;
Kwan Hon Yee has the sole voting power and sole dispositive power
for 5,116,260 shares.
(c) Describe any transactions in the class of securities reported
on that were effected during the past sixty days or since the most recent
filing of Schedule 13D (ss.240.13d-191), whichever is less, by the persons
named in response to paragraph (a).Instruction. The description of a
transaction required by Item 5(c) shall include, but not necessarily be
limited to: (1) the identity of the person covered by Item 5(c) who effected
the transaction; (2) the date of the transaction; (3) the amount of
securities involved;(4) the price per share or unit; and (5) where and how the
transaction was effected.
Not applicable.
(d) If any other person is known to have the right to receive or
the power to direct the receipt of dividends from, or the proceeds from the
sale of, such securities, a statement to that effect should be included in
response to this item and, if such interest relates to more than five percent
of the class, such person should be identified. A listing of the shareholders
of an investment company registered under the Investment Company Act of 1940
or the beneficiaries of an employee benefit plan, pension fund or endowment
fund is not required.
Not applicable.
(e) If applicable, state the date on which the reporting person ceased
to be the beneficial owner of more than five percent of the class of securities.
On 8-20-2018 Kwan Hon Yee ceased to be the beneficial owner of more than 5%.
The aggregate number of Securities to which this amendment relates to is
5,116,260 shares, representing 1.4% of the 373,927,406 reported as outstanding
shares in the Issuer?s most recent Form 10-Q filed on 8-20-2018. The filing of
this Amendment No. 1 represents the final amendment to the Schedule 13D and
constitutes an exit filing for Kwan Hon Yee.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
Describe any contracts, arrangements, understandings or relationships
(legal or otherwise) among the persons named in Item 2 and between such persons
and any person with respect to any securities of the issuer, including but not
limited to transfer or voting of any of the securities, finder's fees, joint
ventures,loan or option arrangements, puts or calls, guarantees of profits,
division of profits or loss, or the giving or withholding of proxies, naming
the persons with whom such contracts, arrangements, understandings or
relationships have been entered into. Include such information for any of the
securities that are pledged or otherwise subject to a contingency the
occurrence of which would give another person voting power or investment power
over such securities except that disclosure of standard default and similar
provisions contained in loan agreements need not be included.
Not applicable.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The following shall be filed as exhibits: copies of written agreements
relating to the filing of joint acquisition statements as required by
ss.240.13d-1(k) and copies of all written agreements, contracts, arrangements,
understandings, plans or proposals relating to: (1) the borrowing of funds to
finance the acquisition as disclosed in Item 3; (2) the acquisition of issuer
control, liquidation, sale of assets, merger, or change in business or corporate
structure or any other matter as disclosed in Item 4; and (3) the transfer or
voting of the securities, finder's fees, joint ventures, options, puts, calls,
guarantees of loans, guarantees against loss or of profit, or the giving
or withholding of any proxy as disclosed in Item 6.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
_September 17, 2018__________________
Date
/s/__Kwan Hon Yee____________
Signature
Kwan Hon Yee________________
Name/Title
The original statement shall be signed by each person on whose behalf
the statement is filed or his authorized representative. If the
statement is signed on behalf of a person by his authorized representative
(other than an executive officer or general partner of the
filing person), evidence of the representative's authority to sign on
behalf of such person shall be filed with the statement:
provided, however, that a power of attorney for this purpose which is
already on file with the Commission may be incorporated by
reference. The name and any title of each person who signs the statement
shall be typed or printed beneath his signature.