UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21309
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Advent Convertible and Income Fund
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(Exact name of registrant as specified in charter)
888 Seventh Avenue, 31st Floor
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New York, NY 10019
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(Address of principal executive offices) (Zip code)
Kathleen Olin
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888 Seventh Avenue, 31st Floor
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New York, NY 10019
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(Name and address of agent for service)
Registrant's telephone number, including area code: 212-482-1600
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Date of fiscal year end: October 31
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Date of reporting period: July 1, 2021 - June 30, 2022
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21309
Reporting Period: 07/01/2021 - 06/30/2022
Advent Convertible and Income Fund
====================== Advent Convertible and Income Fund ======================
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: John E. Caldwell F F Management
2 Election of Director: Nora M. Denzel F F Management
3 Election of Director: Mark Durcan F F Management
4 Election of Director: Michael P. F F Management
Gregoire
5 Election of Director: Joseph A. F F Management
Householder
6 Election of Director: John W. Marren F F Management
7 Election of Director: Jon A. Olson F F Management
8 Election of Director: Lisa T. Su F F Management
9 Election of Director: Abhi Y. Talwalkar F F Management
10 Election of Director: Elizabeth W. F F Management
Vanderslice
11 Ratify the appointment of Ernst & F F Management
Young LLP as our independent
registered public accounting firm for
the current fiscal year.
12 Advisory vote to approve the executive F F Management
compensation of our named executive
officers.
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AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Dr. Wanda M. Austin
2 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Mr. Robert A. Bradway
3 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Dr. Brian J. Druker
4 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Mr. Robert A. Eckert
5 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Mr. Greg C. Garland
6 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Mr. Charles M. Holley, Jr.
7 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Dr. S. Omar Ishrak
8 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Dr. Tyler Jacks
9 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Ms. Ellen J. Kullman
10 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Ms. Amy E. Miles
11 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Dr. Ronald D. Sugar
12 Election of Director for a term of F F Management
expiring at the 2023 annual meeting:
Dr. R. Sanders Williams
13 Advisory vote to approve our executive F F Management
compensation.
14 To ratify the selection of Ernst & F F Management
Young LLP as our independent
registered public accountants for the
fiscal year ending December 31, 2022.
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Samuel A. Di F F Management
Piazza, Jr.
2 Election of Director: Scott T. Ford F F Management
3 Election of Director: Glenn H. Hutchins F F Management
4 Election of Director: William E. F F Management
Kennard
5 Election of Director: Debra L. Lee F F Management
6 Election of Director: Stephen J. Luczo F F Management
7 Election of Director: Michael B. F F Management
McCallister
8 Election of Director: Beth E. Mooney F F Management
9 Election of Director: Matthew K. Rose F F Management
10 Election of Director: John T. Stankey F F Management
11 Election of Director: Cynthia B. Taylor F F Management
12 Election of Director: Luis A. Ubinas F F Management
13 Election of Director: Geoffrey Y. Yang F F Management
14 Ratification of the appointment of F F Management
independent auditors
15 Advisory approval of executive F F Management
compensation
16 Improve executive compensation program N N Shareholder
17 Independent board chairman N N Shareholder
18 Political congruency report N N Shareholder
19 Civil rights and non-discrimination N N Shareholder
audit
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BASF SE
Ticker: BAS Security ID: DE000BASF111
Meeting Date: APR 30, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE ALLOCATION OF INCOME AND F F Management
DIVIDENDS OF EUR 3.40 PER SHARE
3 APPROVE DISCHARGE OF SUPERVISORY BOARD F F Management
FOR FISCAL YEAR 2021
4 APPROVE DISCHARGE OF MANAGEMENT BOARD F F Management
FOR FISCAL YEAR 2021
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL F F Management
YEAR 2022
6 APPROVE REMUNERATION REPORT F F Management
7.1 ELECT ALESSANDRA GENCO TO THE F F Management
SUPERVISORY BOARD
7.2 ELECT STEFAN ASENKERSCHBAUMER TO THE F F Management
SUPERVISORY BOARD
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND F F Management
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES
9 APPROVE ISSUANCE OF WARRANTS/BONDS F F Management
WITH WARRANTS ATTACHED/CONVERTIBLE
BONDS WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 10
BILLION; APPROVE CREATION OF EUR 117.6
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 03, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Peter J. Arduini F F Management
2 Election of Director: Giovanni F F Management
Caforio, M.D.
3 Election of Director: Julia A. Haller, F F Management
M.D.
4 Election of Director: Manuel Hidalgo F F Management
Medina, M.D., Ph.D.
5 Election of Director: Paula A. Price F F Management
6 Election of Director: Derica W. Rice F F Management
7 Election of Director: Theodore R. F F Management
Samuels
8 Election of Director: Gerald L. Storch F F Management
9 Election of Director: Karen H. F F Management
Vousden, Ph.D.
10 Election of Director: Phyllis R. Yale F F Management
11 Advisory Vote to Approve the F F Management
Compensation of our Named Executive
Officers.
12 Ratification of the Appointment of an F F Management
Independent Registered Public
Accounting Firm.
13 Shareholder Proposal to Lower the N N Shareholder
Ownership Threshold for Special
Shareholder Meetings to 10%.
14 Shareholder Proposal on the Adoption N N Shareholder
of a Board Policy that the Chairperson
of the Board be an Independent
Director.
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CAESARS ENTERTAINMENT, INC.
Ticker: CZR Security ID: 12769G100
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR F F Management
1.2 DIRECTOR F F Management
1.3 DIRECTOR F F Management
1.4 DIRECTOR F F Management
1.5 DIRECTOR F F Management
1.6 DIRECTOR F F Management
1.7 DIRECTOR F F Management
1.8 DIRECTOR F F Management
1.9 DIRECTOR F F Management
1.11 DIRECTOR F F Management
2 ADVISORY VOTE TO APPROVE NAMED F F Management
EXECUTIVE OFFICER COMPENSATION.
3 RATIFY THE SELECTION OF DELOITTE & F F Management
TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022.
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 13, 2021 Meeting Type: Annual
Record Date: OCT 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: M. Michele Burns F F Management
2 Election of Director: Wesley G. Bush F F Management
3 Election of Director: Michael D. F F Management
Capellas
4 Election of Director: Mark Garrett F F Management
5 Election of Director: John D. Harris II F F Management
6 Election of Director: Dr. Kristina M. F F Management
Johnson
7 Election of Director: Roderick C. F F Management
McGeary
8 Election of Director: Charles H. F F Management
Robbins
9 Election of Director: Brenton L. F F Management
Saunders
10 Election of Director: Dr. Lisa T. Su F F Management
11 Election of Director: Marianna Tessel F F Management
12 Approval, on an advisory basis, of F F Management
executive compensation.
13 Ratification of PricewaterhouseCoopers F F Management
LLP as Cisco's independent registered
public accounting firm for fiscal 2022.
14 Approval to have Cisco's Board amend N N Shareholder
Cisco's proxy access bylaw to remove
the stockholder aggregation limit.
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DISCOVERY, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAR 11, 2022 Meeting Type: Special
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 To reclassify and automatically F F Management
convert Discovery's capital stock into
such number of shares of Series A
common stock of Warner Bros.
Discovery, Inc. ("WBD"), par value $0.
01 per share ("WBD common stock"), as
set forth in the Agreement and Plan of
Merger
2 To increase the authorized shares of F F Management
WBD common stock to 10,800,000,000
shares.
3 To increase the authorized shares of F F Management
"blank check" preferred stock of WBD,
par value $0.01 per share, to
1,200,000,000 shares.
4 To declassify the WBD board of F F Management
directors into one class of directors
upon the election of directors at
WBD's third annual meeting of
stockholders after the completion of
the merger (the "Merger") pursuant to
the Merger Agreement, and make certain
related
5 To provide for all other changes in F F Management
connection with the amendment and
restatement of Discovery's restated
certificate of incorporation, as
amended.
6 To approve the issuance of WBD common F F Management
stock to Spinco stockholders in the
Merger as contemplated by the Merger
Agreement.
7 To approve, on an advisory F N Management
(non-binding) basis, certain
compensation that will or may be paid
by Discovery to its named executive
officers in connection with the Merger.
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FARFETCH LIMITED
Ticker: FTCH Security ID: 30744W107
Meeting Date: NOV 17, 2021 Meeting Type: Annual
Record Date: SEP 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 To resolve as an ordinary resolution F F Management
that the authorised share capital of
Farfetch Limited be increased: (a)
FROM: US$20,000,000 divided into
500,000,000 shares with a nominal or
par value of US$0.04 each. (b) TO:
US$40,000,000 divided into
1,000,000,000
2 To resolve as a special resolution F F Management
that the existing Memorandum and
Articles of Association of Farfetch
Limited be replaced in their entirety
with the new Amended and Restated
Memorandum and Articles of Association
in the form tabled at the meeting.
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GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Peter M. Carlino F F Management
2 Election of Director: JoAnne A. Epps F F Management
3 Election of Director: Carol ("Lili") F F Management
Lynton
4 Election of Director: Joseph W. F F Management
Marshall, III
5 Election of Director: James B. Perry F F Management
6 Election of Director: Barry F. Schwartz F F Management
7 Election of Director: Earl C. Shanks F F Management
8 Election of Director: E. Scott Urdang F F Management
9 To ratify the appointment of Deloitte F F Management
& Touche LLP as the Company's
independent registered public
accounting firm for the current fiscal
year.
10 To approve, on a non-binding advisory F F Management
basis, the Company's executive
compensation.
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HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: FEB 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Cheryl K. Beebe F F Management
2 Election of Director: Stephen B. F F Management
Bratspies
3 Election of Director: Geralyn R. Breig F F Management
4 Election of Director: Bobby J. Griffin F F Management
5 Election of Director: James C. Johnson F F Management
6 Election of Director: Franck J. Moison F F Management
7 Election of Director: Robert F. Moran F F Management
8 Election of Director: Ronald L. Nelson F F Management
9 Election of Director: William S. Simon F F Management
10 Election of Director: Ann E. Ziegler F F Management
11 To ratify the appointment of F F Management
PricewaterhouseCoopers LLP as
Hanesbrands' independent registered
public accounting firm for
Hanesbrands' 2022 fiscal year.
12 To approve, on an advisory basis, F F Management
named executive officer compensation
as described in the proxy statement
for the Annual Meeting.
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INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: FEB 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director for a Term of One F F Management
Year: Thomas Buberl
2 Election of Director for a Term of One F F Management
Year: David N. Farr
3 Election of Director for a Term of One F F Management
Year: Alex Gorsky
4 Election of Director for a Term of One F F Management
Year: Michelle J. Howard
5 Election of Director for a Term of One F F Management
Year: Arvind Krishna
6 Election of Director for a Term of One F F Management
Year: Andrew N. Liveris
7 Election of Director for a Term of One F F Management
Year: F. William McNabb III
8 Election of Director for a Term of One F F Management
Year: Martha E. Pollack
9 Election of Director for a Term of One F F Management
Year: Joseph R. Swedish
10 Election of Director for a Term of One F F Management
Year: Peter R. Voser
11 Election of Director for a Term of One F F Management
Year: Frederick H. Waddell
12 Election of Director for a Term of One F F Management
Year: Alfred W. Zollar
13 Ratification of Appointment of F F Management
Independent Registered Public
Accounting Firm.
14 Advisory Vote on Executive F F Management
Compensation.
15 Stockholder Proposal to Lower Special N N Shareholder
Meeting Right Ownership Threshold.
16 Stockholder Proposal to Have An N N Shareholder
Independent Board Chairman.
17 Stockholder Proposal Requesting Public N N Shareholder
Report on the use of Concealment
Clauses.
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INTERNATIONAL GAME TECHNOLOGY PLC
Ticker: IGT Security ID: G4863A108
Meeting Date: MAY 10, 2022 Meeting Type: Annual
Record Date: APR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 To receive and adopt the annual report F F Management
and accounts for the financial year
ended 31 December 2021 ("Annual Report
and Accounts").
2 To approve the directors' remuneration F F Management
report (excluding the remuneration
policy) set out in the Annual Report
and Accounts.
3 Election of Director: Massimiliano F F Management
Chiara
4 Election of Director: Alberto Dessy F F Management
5 Election of Director: Marco Drago F F Management
6 Election of Director: Ashley M. Hunter F F Management
7 Election of Director: James McCann F F Management
8 Election of Director: Heather McGregor F F Management
9 Election of Director: Lorenzo F F Management
Pellicioli
10 Election of Director: Maria Pinelli F F Management
11 Election of Director: Samantha Ravich F F Management
12 Election of Director: Vincent Sadusky F F Management
13 Election of Director: Marco Sala. This F F Management
resolution supersedes resolution 4
passed at the annual general meeting
of the Company held on 11 May 2021.
14 Election of Director: Gianmario F F Management
Tondato Da Ruos
15 To re-appoint PricewaterhouseCoopers F F Management
LLP as auditor to hold office until
the conclusion of the next annual
general meeting of the Company.
16 To authorise the Board or its audit F F Management
committee to determine the auditor's
remuneration.
17 To authorise political donations and F F Management
expenditure.
18 To authorise the directors to allot F F Management
shares in the Company.
19 To authorise the directors to disapply F F Management
pre-emption rights. (special
resolution)
20 To authorise the directors to disapply F F Management
pre-emption rights for the purpose of
financing an acquisition or specified
capital investment. (special
resolution)
21 To authorise the Company to make F F Management
off-market purchases of shares in the
Company. (special resolution)
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Linda B. Bammann F F Management
2 Election of Director: Stephen B. Burke F F Management
3 Election of Director: Todd A. Combs F F Management
4 Election of Director: James S. Crown F F Management
5 Election of Director: James Dimon F F Management
6 Election of Director: Timothy P. Flynn F F Management
7 Election of Director: Mellody Hobson F F Management
8 Election of Director: Michael A. Neal F F Management
9 Election of Director: Phebe N. F F Management
Novakovic
10 Election of Director: Virginia M. F F Management
Rometty
11 Advisory resolution to approve F F Management
executive compensation
12 Ratification of independent registered F F Management
public accounting firm
13 Fossil fuel financing N N Shareholder
14 Special shareholder meeting improvement N N Shareholder
15 Independent board chairman N N Shareholder
16 Board diversity resolution N N Shareholder
17 Conversion to public benefit N N Shareholder
corporation
18 Report on setting absolute contraction N N Shareholder
targets
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LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512816109
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR F F Management
1.2 DIRECTOR F F Management
1.3 DIRECTOR F F Management
1.4 DIRECTOR F F Management
1.5 DIRECTOR F F Management
1.6 DIRECTOR F F Management
1.7 DIRECTOR F F Management
1.8 DIRECTOR F F Management
1.9 DIRECTOR F F Management
2 Ratify the appointment of KPMG LLP as F F Management
the Company's independent registered
public accounting firm for fiscal 2022.
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MACY'S INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 20, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Francis S. Blake F F Management
2 Election of Director: Torrence N. Boone F F Management
3 Election of Director: Ashley Buchanan F F Management
4 Election of Director: John A. Bryant F F Management
5 Election of Director: Marie Chandoha F F Management
6 Election of Director: Deirdre P. F F Management
Connelly
7 Election of Director: Jeff Gennette F F Management
8 Election of Director: Jill Granoff F F Management
9 Election of Director: Leslie D. Hale F F Management
10 Election of Director: William H. F F Management
Lenehan
11 Election of Director: Sara Levinson F F Management
12 Election of Director: Paul C. Varga F F Management
13 Election of Director: Tracey Zhen F F Management
14 Ratification of the appointment of F F Management
KPMG LLP as Macy's independent
registered public accounting firm for
the fiscal year ending January 28,
2023.
15 Advisory vote to approve named F F Management
executive officer compensation.
16 Approval of Macy's, Inc. Employee F F Management
Stock Purchase Plan.
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MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 24, 2021 Meeting Type: Annual
Record Date: JUN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Matthew W. F F Management
Chapman
2 Election of Director: Esther L. Johnson F F Management
3 Election of Director: Karlton D. F F Management
Johnson
4 Election of Director: Wade F. Meyercord F F Management
5 Election of Director: Ganesh Moorthy F F Management
6 Election of Director: Karen M. Rapp F F Management
7 Election of Director: Steve Sanghi F F Management
8 Proposal to approve an amendment and F F Management
restatement of our Certificate of
Incorporation to increase the number
of authorized shares of common stock
for the purpose of effecting a
two-for-one forward stock split.
9 Proposal to approve an amendment and F F Management
restatement of our 2004 Equity
Incentive Plan to extend the term of
the plan by ten years, to August 24,
2031.
10 Proposal to ratify the appointment of F F Management
Ernst & Young LLP as the independent
registered public accounting firm of
Microchip for the fiscal year ending
March 31, 2022.
11 Proposal to approve, on an advisory F F Management
(non-binding) basis, the compensation
of our named executives.
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MORGAN STANLEY INSTITUTIONAL LIQUIDITY
Ticker: MVRXX Security ID: 61747C707
Meeting Date: MAR 31, 2022 Meeting Type: Special
Record Date: DEC 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR F F Management
1.2 DIRECTOR F F Management
1.3 DIRECTOR F F Management
1.4 DIRECTOR F F Management
1.5 DIRECTOR F F Management
1.6 DIRECTOR F F Management
1.7 DIRECTOR F F Management
1.8 DIRECTOR F F Management
1.9 DIRECTOR F F Management
1.11 DIRECTOR F F Management
1.12 DIRECTOR F F Management
1.13 DIRECTOR F F Management
1.14 DIRECTOR F F Management
1.15 DIRECTOR F F Management
1.16 DIRECTOR F F Management
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OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 06, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Vicky A. Bailey F F Management
2 Election of Director: Stephen I. Chazen F F Management
3 Election of Director: Andrew Gould F F Management
4 Election of Director: Carlos M. F F Management
Gutierrez
5 Election of Director: Vicki Hollub F F Management
6 Election of Director: William R. Klesse F F Management
7 Election of Director: Jack B. Moore F F Management
8 Election of Director: Avedick B. F F Management
Poladian
9 Election of Director: Robert M. Shearer F F Management
10 Advisory Vote to Approve Named F F Management
Executive Officer Compensation
11 Ratification of Selection of KPMG as F F Management
Occidental's Independent Auditor
12 Shareholder Proposal Requesting N N Shareholder
Occidental Set and Disclose
Quantitative Short-, Medium- and
Long-Term GHG Emissions Reduction
Targets Consistent with the Paris
Agreement
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OKTA, INC.
Ticker: OKTA Security ID: 679295105
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR F F Management
1.2 DIRECTOR F F Management
1.3 DIRECTOR F F Management
2 A proposal to ratify the appointment F F Management
of Ernst & Young LLP as our
independent registered public
accounting firm for the fiscal year
ending January 31, 2023.
3 To approve, on an advisory non-binding F F Management
basis, the compensation of our named
executive officers.
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PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR F F Management
1.2 DIRECTOR F F Management
1.3 DIRECTOR F F Management
2 Ratification of the selection of F F Management
Deloitte & Touche LLP as the Company's
independent registered public
accounting firm for the 2022 fiscal
year.
3 Approval, on an advisory basis, of the F F Management
compensation paid to the Company's
named executive officers.
4 Approval of the Company's 2022 Long F F Management
Term Incentive Compensation Plan.
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SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Glyn F. Aeppel F F Management
2 Election of Director: Larry C. F F Management
Glasscock
3 Election of Director: Karen N. Horn, F F Management
Ph.D.
4 Election of Director: Allan Hubbard F F Management
5 Election of Director: Reuben S. F F Management
Leibowitz
6 Election of Director: Gary M. Rodkin F F Management
7 Election of Director: Peggy Fang Roe F F Management
8 Election of Director: Stefan M. Selig F F Management
9 Election of Director: Daniel C. Smith, F F Management
Ph.D.
10 Election of Director: J. Albert Smith, F F Management
Jr.
11 Election of Director: Marta R. Stewart F F Management
12 Advisory Vote to Approve the F F Management
Compensation of our Named Executive
Officers.
13 Ratify the appointment of Ernst & F F Management
Young LLP as our Independent
Registered Public Accounting Firm for
2022.
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THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 09, 2022 Meeting Type: Annual
Record Date: JAN 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director: Susan E. Arnold F F Management
2 Election of Director: Mary T. Barra F F Management
3 Election of Director: Safra A. Catz F F Management
4 Election of Director: Amy L. Chang F F Management
5 Election of Director: Robert A. Chapek F F Management
6 Election of Director: Francis A. F F Management
deSouza
7 Election of Director: Michael B.G. F F Management
Froman
8 Election of Director: Maria Elena F F Management
Lagomasino
9 Election of Director: Calvin R. F F Management
McDonald
10 Election of Director: Mark G. Parker F F Management
11 Election of Director: Derica W. Rice F F Management
12 Ratification of the appointment of F F Management
PricewaterhouseCoopers LLP as the
Company's independent registered
public accountants for fiscal 2022.
13 Consideration of an advisory vote to F F Management
approve executive compensation.
14 Shareholder proposal, if properly N N Shareholder
presented at the meeting, requesting
an annual report disclosing
information regarding lobbying
policies and activities.
15 Shareholder proposal, if properly N N Shareholder
presented at the meeting, requesting
amendment of the Company's governing
documents to lower the stock ownership
threshold to call a special meeting of
shareholders.
16 Shareholder proposal, if properly N N Shareholder
presented at the meeting, requesting a
diligence report evaluating human
rights impacts.
17 Shareholder proposal, if properly N N Shareholder
presented at the meeting, requesting a
report on both median and adjusted pay
gaps across race and gender.
18 Shareholder proposal, if properly N N Shareholder
presented at the meeting, requesting a
workplace non-discrimination audit and
report.
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 17, 2021 Meeting Type: Annual
Record Date: OCT 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR F F Management
1.2 DIRECTOR F F Management
1.3 DIRECTOR F F Management
1.4 DIRECTOR F F Management
1.5 DIRECTOR F F Management
1.6 DIRECTOR F F Management
1.7 DIRECTOR F F Management
1.8 DIRECTOR F F Management
1.9 DIRECTOR F F Management
1.11 DIRECTOR F F Management
2 Ratification of the appointment of F F Management
Deloitte & Touche LLP as our
independent registered public
accounting firm for our Fiscal Year
2022.
3 Non-binding advisory vote to approve F F Management
the compensation of our named
executive officers (NEOs).
4 Approval of the Amendment to the THOR F F Management
Industries, Inc. 2016 Equity and
Incentive Plan.
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Director to serve until F F Management
the 2023 Annual meeting: Fred M. Diaz
2 Election of Director to serve until F F Management
the 2023 Annual meeting: H. Paulett
Eberhart
3 Election of Director to serve until F F Management
the 2023 Annual meeting: Joseph W.
Gorder
4 Election of Director to serve until F F Management
the 2023 Annual meeting: Kimberly S.
Greene
5 Election of Director to serve until F F Management
the 2023 Annual meeting: Deborah P.
Majoras
6 Election of Director to serve until F F Management
the 2023 Annual meeting: Eric D.
Mullins
7 Election of Director to serve until F F Management
the 2023 Annual meeting: Donald L.
Nickles
8 Election of Director to serve until F F Management
the 2023 Annual meeting: Philip J.
Pfeiffer
9 Election of Director to serve until F F Management
the 2023 Annual meeting: Robert A.
Profusek
10 Election of Director to serve until F F Management
the 2023 Annual meeting: Randall J.
Weisenburger
11 Election of Director to serve until F F Management
the 2023 Annual meeting: Rayford
Wilkins, Jr.
12 Ratify the appointment of KPMG LLP as F F Management
Valero's independent registered public
accounting firm for 2022.
13 Approve, by non-binding vote, the 2021 F F Management
compensation of Valero's named
executive officers.
14 Stockholder proposal requesting that N N Shareholder
Valero issue an annual report
disclosing near- and long-term GHG
reduction targets and a plan to
achieve them.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent Convertible and Income Fund
----------------------------------
By: /s/ Tracy Maitland
Name: Tracy V. Maitland
-----------------
Title: President and Chief Executive Officer
-------------------------------------
Date: August 22, 2022