653 filings
Page 14 of 33
SC 13G
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8 Sep 17
KCAP Financial, Inc.
12:00am
POS EX
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14 Aug 17
Additional exhibits for listing
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8-A12B
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14 Aug 17
Registration of securities on exchange
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EFFECT
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21 Jul 17
Notice of effectiveness
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CORRESP
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20 Jul 17
Correspondence with SEC
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CORRESP
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20 Jul 17
Correspondence with SEC
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8-K
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20 Jul 17
KCAP Financial, Inc. Announces Formation of Investment Joint Venture with Freedom 3 and Redemption of Approximately $148 Million of Debt
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4
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27 Jun 17
KCAP Financial / Edward U Gilpin ownership change
12:00am
4
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27 Jun 17
KCAP Financial / Dayl W Pearson ownership change
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4
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27 Jun 17
KCAP Financial / R Jon Corless ownership change
12:00am
4
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22 Jun 17
KCAP Financial / Edward U Gilpin ownership change
12:00am
4
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22 Jun 17
KCAP Financial / Dayl W Pearson ownership change
12:00am
4
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22 Jun 17
KCAP Financial / R Jon Corless ownership change
12:00am
8-K
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20 Jun 17
KCAP Financial, Inc. Announces Quarterly Distribution
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S-8
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8 Jun 17
Registration of securities for employees
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4
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9 May 17
KCAP Financial / Edward U Gilpin ownership change
12:00am
4
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9 May 17
KCAP Financial / R Jon Corless ownership change
12:00am
8-K
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8 May 17
Submission of Matters to a Vote of Security Holders
12:00am
4
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4 May 17
KCAP Financial / CHRISTOPHER LACOVARA ownership change
12:00am