1,151 filings
Page 17 of 58
4
Edward Fandrey
27 May 21
LPL Financial / Edward Fandrey ownership change
5:08pm
8-K
LPLA
LPL Financial Holdings Inc.
18 May 21
LPL Financial Announces Completion of Senior Unsecured Notes Offering
4:21pm
4
White George Burton
14 May 21
LPL Financial / George Burton White ownership change
4:55pm
4
Oroschakoff Michelle
14 May 21
LPL Financial / Michelle Oroschakoff ownership change
4:44pm
4
Enyedi Matthew
12 May 21
LPL Financial / Matthew Enyedi ownership change
5:10pm
4
LPLA
LPL Financial Holdings Inc.
12 May 21
LPL Financial / Matthew J Audette ownership change
5:01pm
4
Arnold Dan H.
12 May 21
LPL Financial / Dan H. Arnold ownership change
4:53pm
8-K
LPLA
LPL Financial Holdings Inc.
11 May 21
LPL Financial Announces Proposed Senior Unsecured Notes Offering
12:00am
4
Thomas Corey E.
10 May 21
LPL Financial / Corey E. Thomas ownership change
8:22pm
4
LPLA
LPL Financial Holdings Inc.
10 May 21
LPL Financial / RICHARD P SCHIFTER ownership change
8:16pm
4
Putnam James S
10 May 21
LPL Financial / James S Putnam ownership change
8:11pm
4
LPLA
LPL Financial Holdings Inc.
10 May 21
LPL Financial / ANNE M MULCAHY ownership change
8:06pm
4
Mnookin Allison
10 May 21
LPL Financial / Allison Mnookin ownership change
8:02pm
4
LPLA
LPL Financial Holdings Inc.
10 May 21
LPL Financial / William Francis Glavin Jr ownership change
7:57pm
4
LPLA
LPL Financial Holdings Inc.
10 May 21
LPL Financial / PAULETT EBERHART ownership change
7:53pm
4
LPLA
LPL Financial Holdings Inc.
10 May 21
LPL Financial / EDWARD C BERNARD ownership change
7:49pm
S-8 POS
LPLA
LPL Financial Holdings Inc.
7 May 21
Registration of securities for employees (post-effective amendment)
4:32pm
S-8
LPLA
LPL Financial Holdings Inc.
5 May 21
Registration of securities for employees
5:29pm
8-K
LPLA
LPL Financial Holdings Inc.
5 May 21
Departure of Directors or Certain Officers
5:09pm
10-Q
2021 Q1
LPLA
LPL Financial Holdings Inc.
Quarterly report
4 May 21
4:07pm