1,151 filings
Page 20 of 58
8-K
LPLA
LPL Financial Holdings Inc.
17 Feb 21
Departure of Directors or Certain Officers
4:33pm
8-K
LPLA
LPL Financial Holdings Inc.
16 Feb 21
Departure of Directors or Certain Officers
5:04pm
4
Kalbaugh John Andrew
12 Feb 21
LPL Financial / John Andrew Kalbaugh ownership change
6:15pm
5
Arnold Dan H.
12 Feb 21
LPL Financial / Dan H. Arnold ownership change
6:08pm
SC 13G/A
LPLA
LPL Financial Holdings Inc.
11 Feb 21
LPL Financial / JANUS HENDERSON ownership change
4:47pm
4
LPLA
LPL Financial Holdings Inc.
11 Feb 21
LPL Financial / Matthew Enyedi ownership change
4:43pm
SC 13G/A
LPLA
LPL Financial Holdings Inc.
10 Feb 21
LPL Financial / VANGUARD ownership change
11:22am
8-K
LPLA
LPL Financial Holdings Inc.
4 Feb 21
Fourth Quarter 2020 Key Financial Results
4:04pm
SC 13G
LPLA
LPL Financial Holdings Inc.
4 Feb 21
LPL Financial / WELLINGTON MANAGEMENT ownership change
9:45am
3
Edward Fandrey
28 Jan 21
LPL Financial / Edward Fandrey ownership change
4:28pm
4
LPLA
LPL Financial Holdings Inc.
4 Dec 20
LPL Financial / George Burton White ownership change
4:49pm
DFAN14A
LPLA
LPL Financial Holdings Inc.
3 Dec 20
Additional proxy materials by non-management
5:15pm
4
LPLA
LPL Financial Holdings Inc.
2 Dec 20
LPL Financial / Corey E. Thomas ownership change
9:16pm
4
LPLA
LPL Financial Holdings Inc.
2 Dec 20
LPL Financial / RICHARD P SCHIFTER ownership change
9:14pm
4
LPLA
LPL Financial Holdings Inc.
2 Dec 20
LPL Financial / James S Putnam ownership change
9:11pm
4
Mnookin Allison
2 Dec 20
LPL Financial / Allison Mnookin ownership change
9:09pm
4
LPLA
LPL Financial Holdings Inc.
2 Dec 20
LPL Financial / William Francis Glavin Jr ownership change
9:06pm
4
LPLA
LPL Financial Holdings Inc.
2 Dec 20
LPL Financial / PAULETT EBERHART ownership change
9:03pm
4
LPLA
LPL Financial Holdings Inc.
2 Dec 20
LPL Financial / EDWARD C BERNARD ownership change
9:01pm
8-K
LPLA
LPL Financial Holdings Inc.
2 Dec 20
LPL Financial to Acquire Waddell & Reed’s
5:10pm