1,151 filings
Page 23 of 58
4
LPLA
LPL Financial Holdings Inc.
11 May 20
LPL Financial / James S Putnam ownership change
6:31pm
4
Anne M Mulcahy
11 May 20
LPL Financial / ANNE M MULCAHY ownership change
6:26pm
4
Mnookin Allison
11 May 20
LPL Financial / Allison Mnookin ownership change
6:21pm
4
LPLA
LPL Financial Holdings Inc.
11 May 20
LPL Financial / William Francis Glavin Jr ownership change
6:16pm
4
Eberhart Paulett
11 May 20
LPL Financial / PAULETT EBERHART ownership change
6:05pm
4
Bernard Edward C
11 May 20
LPL Financial / EDWARD C BERNARD ownership change
5:59pm
3
LPLA
LPL Financial Holdings Inc.
11 May 20
LPL Financial / EDWARD C BERNARD ownership change
5:53pm
8-K
LPLA
LPL Financial Holdings Inc.
7 May 20
Submission of Matters to a Vote of Security Holders
4:06pm
10-Q
2020 Q1
LPLA
LPL Financial Holdings Inc.
Quarterly report
5 May 20
4:08pm
8-K
LPLA
LPL Financial Holdings Inc.
30 Apr 20
LPL Financial Announces First Quarter 2020 Results
4:07pm
DEFA14A
LPLA
LPL Financial Holdings Inc.
15 Apr 20
Additional proxy soliciting materials
9:00am
4
Thomas Corey E.
2 Apr 20
LPL Financial / Corey E. Thomas ownership change
5:14pm
4
Schifter Richard P
2 Apr 20
LPL Financial / RICHARD P SCHIFTER ownership change
5:07pm
4
Riepe James S
2 Apr 20
LPL Financial / JAMES S RIEPE ownership change
5:03pm
4
Putnam James S
2 Apr 20
LPL Financial / James S Putnam ownership change
4:58pm
4
Glavin William Francis Jr
2 Apr 20
LPL Financial / William Francis Glavin Jr ownership change
4:52pm
4
LPLA
LPL Financial Holdings Inc.
2 Apr 20
LPL Financial / PAULETT EBERHART ownership change
4:43pm
DEFA14A
LPLA
LPL Financial Holdings Inc.
23 Mar 20
Additional proxy soliciting materials
4:26pm
DEF 14A
LPLA
LPL Financial Holdings Inc.
Definitive proxy
23 Mar 20
4:23pm
4
LPLA
LPL Financial Holdings Inc.
17 Mar 20
LPL Financial / George Burton White ownership change
8:47pm