19 results
8-K
EX-10.1
OAK-PA
Oaktree Capital Group, LLC 6.625% PFD UT A
20 Dec 22
Other Events
5:13pm
6.9
Sanctions; Anti-Corruption; Use of Proceeds
Section 6.10
Changes in Fiscal Periods
ARTICLE VII EVENTS OF DEFAULT
ARTICLE VIII THE ADMINISTRATIVE … ). Notwithstanding the foregoing, in no event shall the Alternate Base Rate be less than zero.
“Anti-Corruption Laws” means all laws, rules, and regulations of any
8-K
EX-4.1
OAK-PA
Oaktree Capital Group, LLC 6.625% PFD UT A
5 Apr 22
Other Events
3:09pm
Controlled Entity (i) has been charged with, or convicted of bribery or any other anti-corruption related activity under any applicable law … 2010 (collectively, “Anti-Corruption Laws”), (ii) to the Obligors’ knowledge, is under investigation by any U.S. or non-U.S. Governmental Authority
8-K
EX-4.1
OAK-PA
Oaktree Capital Group, LLC 6.625% PFD UT A
8 Nov 21
Financial Statements and Exhibits
12:00am
with, or convicted of bribery or any other anti-corruption related activity under any applicable law or regulation in a U.S. or any non-U.S. country … or jurisdiction, including but not limited to, the U.S. Foreign Corrupt Practices Act and the U.K. Bribery Act 2010 (collectively, “Anti-Corruption Laws”), (ii
8-K
EX-10.1
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20 Sep 21
Other Events
9:09am
8-K
EX-4.1
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27 May 20
Oaktree Announces Definitive Agreement for $250 Million Senior Notes Offering
12:00am
8-K
EX-10.1
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18 Dec 19
Other Events
12:00am
8-K
EX-2.1
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19 Mar 19
Entry into a Material Definitive Agreement
7:26am
425
EX-2.1
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19 Mar 19
Business combination disclosure
7:24am
8-K
EX-4.1
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15 Jul 14
Entry into a Material Definitive Agreement
12:00am
10-K
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14 Mar 13
Annual report
12:00am
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