Tompkins Financial (TMP) Environmental, Social & Governance (ESG) Data

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Employees

Data from SEC filings

Employee count

CEO pay ratio

CEO Salary

Median Employee Salary

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

No mentions

Global Reporting Initiative (GRI)

No mentions

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Agriculture Carbon Carbon Footprint Clean Climate Climate Change Climate Risk Conservation Environment Environmental Intensity Leach Materials Nature Offset Oil Package Pandemic Toxic Access African American Benefits Black Charitable Collective Bargaining Community Community Engagement Culture Customer Cyber Cybersecurity Data Security Death Demographic Disability Diversity Diversity Officer Employee Employee Engagement Engagement Ethnicity Gender Health Care Healthcare Human Capital Human Resources Incident Injury Minority Pay for Performance Perquisites Privacy Recruit Recruitment Reimbursement Retention Retirement Safety Satisfaction Skills Social Society Stakeholder Talent Training Union Women Workforce Assessment Assurance Audit Bonus Class Action Lawsuit Classified Clawback Commitment Conflict of Interest Corporate Governance Corporate Purpose Department of Director Resignation ESG Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Independence Independent Independent Chair Innovation Investigation Lawsuit Leadership Litigation Long-term Majority Mission Oversee Oversight Perquisite Plaintiff Pledging Purpose Reputation Reputational Reputational Risk Responsibility Responsible Self-evaluation Shareholder Proposals Strategy Sustainable Targets Tax Tenure Transparency Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

(a)

On Tuesday, May 10, 2022, Tompkins Financial Corporation (the “Company”) held its 2022 Annual Meeting of Shareholders (the “Annual Meeting”). As of the close of business March 14, 2022, the record date for the Annual Meeting, 14,670,206 shares of the Company’s common stock were issued and outstanding, of which 11,651,725 were represented at the Annual Meeting in person or by proxy, and represented a quorum for the transaction of business at the Annual Meeting.

(b)

Shareholders voted on the following matters at the Annual Meeting:

(1)

Shareholders elected thirteen (13) director nominees for terms expiring at the 2023 Annual Meeting of Shareholders;

(2)

Shareholders approved, on a non-binding advisory basis, the compensation paid to the Company’s named executive officers (the “Say on Pay” vote); and

(3)

Shareholders ratified the appointment of the independent registered public accounting firm, KPMG LLP, as the Company’s independent auditor for the fiscal year ending December 31, 2022.

Set forth below are the shareholder voting results with respect to each matter:

Proposal No. 1 – Election of Directors

The individuals named below were elected at the Annual Meeting as members of the Board of Directors, to serve for a term of one year expiring at the 2023 Annual Meeting of Shareholders.

Director	Number of Shares Voted For	Shares Withheld	Broker Non-Votes
John E. Alexander	8,668,794	892,341	2,090,590
Paul J. Battaglia	9,415,290	145,845	2,090,590
Daniel J. Fessenden	8,906,966	654,169	2,090,590
James W. Fulmer	8,896,846	664,289	2,090,590
Patricia A. Johnson	9,424,102	137,033	2,090,590
Frank C. Milewski	9,466,163	94,972	2,090,590
Ita M. Rahilly	9,499,796	61,339	2,090,590
Thomas R. Rochon	9,107,318	453,817	2,090,590
Stephen S. Romaine	9,466,283	94,852	2,090,590
Michael H. Spain	9,435,618	125,517	2,090,590
Jennifer R. Tegan	9,522,423	38,712	2,090,590
Alfred J. Weber	9,448,874	112,261	2,090,590
Craig Yunker	8,615,128	946,007	2,090,590

Proposal No. 2 – Advisory vote to approve the compensation paid to the Company’s Named Executive Officers.

The compensation paid to the Company’s Named Executive Officers was approved by the following vote:

Number of Shares Voted For		Number of Shares Voted Against		Number of Shares Abstaining		Broker Non-Votes
7,433,865		1,986,080		141,190		2,090,590

Proposal No. 3 – Ratification of the Appointment of KPMG LLP as Independent Auditors of the Company for 2022

The Audit Committee’s appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending

December 31, 2022 was ratified by the following vote:

Number of Shares Voted For		Number of Shares Voted Against		Number of Shares Abstaining
11,482,270		138,136		31,319