D L Carlson Investment is an investment advisor in Concord with $825.04 mm assets under management.
Company profile
Website
Employees
Location
Fiscal year end
SEC CIK
IRS number
20431934
SEC advisor number
801-34606
FINRA CRD number
105729
AUM ?
$825.04 mm
(as of 28 Jun 22)
Accounts
763
(as of 28 Jun 22)
Employees
13
(6 investment advisory or research)
Address
D L Carlson Investment
2 CAPITAL PLAZA, SUITE 404
CONCORD
NH 03301-4334
2 CAPITAL PLAZA, SUITE 404
CONCORD
NH 03301-4334
Office hours
Monday - Friday, 8:00 - 5:00
Phone
603-224-5977
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Carlson, Rosamond, Chenowith | Treasurer | 03/2006 | 10-25% |
Carlson, David, Littlefield | President/director | 04/1989 | 10-25% |
Mullins, James, Roger | Chief Compliance Officers/director | 09/2004 | 25-50% |
Mullins, Jennifer, Carlson | Owner | 12/2004 | 10-25% |
Johnsrud, Jennifer, Anne | Portfolio Manager | 02/2017 | 5-10% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 May 24
13F-HR
Quarterly holdings report by institutional manager
16 Feb 24
13F-HR
Quarterly holdings report by institutional manager
2 Nov 23
13F-HR
Quarterly holdings report by institutional manager
9 Aug 23
13F-HR
Quarterly holdings report by institutional manager
17 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
18 Nov 22
13F-HR
Quarterly holdings report by institutional manager
10 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22