Latest filings (excl ownership)
REVOKED
Registration or securities revoked
7 Sep 21
8-K
Other Events
21 Apr 17
NT 10-K
Notice of late annual filing
31 Mar 17
8-K
Departure of Directors or Certain Officers
22 Mar 17
8-K
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
2 Feb 17
8-K
Echo Therapeutics Announces Dismissal of Federal Court Action
27 Dec 16
8-K
Echo Therapeutics Announces Federal Court’s Denial of Preliminary Injunction and Lifting of Temporary Restraining Order
14 Dec 16
8-K
Other Events
2 Dec 16
8-K
Changes in Registrant's Certifying Accountant
1 Dec 16
8-K
Entry into a Material Definitive Agreement
23 Nov 16
10-Q
2016 Q3
Quarterly report
16 Nov 16
NT 10-Q
Notice of late quarterly filing
14 Nov 16
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
19 Oct 16
8-K
Departure of Directors or Certain Officers
27 Sep 16
25-NSE
Exchange delisting
26 Sep 16
8-K
Entry into a Material Definitive Agreement
23 Sep 16
10-Q
2016 Q2
Quarterly report
12 Aug 16
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
8 Jul 16
EFFECT
Notice of effectiveness
24 Jun 16
CORRESP
Correspondence with SEC
23 Jun 16
UPLOAD
Letter from SEC
23 Jun 16
S-3
Shelf registration
10 Jun 16
8-K
Amendments to Articles of Incorporation or Bylaws
3 Jun 16
8-K
Submission of Matters to a Vote of Security Holders
26 May 16
10-Q
2016 Q1
Quarterly report
20 May 16
NT 10-Q
Notice of late quarterly filing
16 May 16
S-8
Registration of securities for employees
13 May 16
424B3
Prospectus supplement
6 May 16
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
4 May 16
EFFECT
Notice of effectiveness
29 Apr 16
CORRESP
Correspondence with SEC
26 Apr 16
UPLOAD
Letter from SEC
26 Apr 16
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
19 Apr 16
8-K
Submission of Matters to a Vote of Security Holders
14 Apr 16
S-3
Shelf registration
14 Apr 16
DEFA14A
Additional proxy soliciting materials
13 Apr 16
DEF 14A
Definitive proxy
12 Apr 16
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
6 Apr 16
10-K
2015 FY
Annual report
30 Mar 16
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
22 Mar 16
Latest ownership filings
SC 13D
Echo Therapeutics, Inc.
6 Apr 17
4
SHEPARD M GOLDBERG
23 Mar 17
4
MICHAEL M GOLDBERG
23 Mar 17
4
ALAN WAYNE SCHOENBART
22 Mar 17
4
ALAN WAYNE SCHOENBART
22 Mar 17
4/A
ALAN WAYNE SCHOENBART
23 Nov 16
4/A
SHEPARD M GOLDBERG
22 Mar 16
4/A
MICHAEL M GOLDBERG
22 Mar 16
4/A
Elazer R Edelman
22 Mar 16
4
Elazer R Edelman
3 Mar 16
4
Scott Wayne Hollander
3 Mar 16
4
SHEPARD M GOLDBERG
3 Mar 16
4
ALAN WAYNE SCHOENBART
3 Mar 16
4
MICHAEL M GOLDBERG
3 Mar 16
3
Elazer R Edelman
5 Jan 16
4
ALAN WAYNE SCHOENBART
20 May 15
4
Scott Wayne Hollander
20 May 15
4/A
Mark Nordlicht
18 May 15
SC 13D/A
Echo Therapeutics, Inc.
23 Dec 14
SC 13D/A
Echo Therapeutics, Inc.
29 Sep 14
SC 13D/A
Echo Therapeutics, Inc.
17 Sep 14
SC 13D/A
Echo Therapeutics, Inc.
15 Jul 14
SC 13D/A
Echo Therapeutics, Inc.
20 Jun 14
SC 13D/A
Echo Therapeutics, Inc.
8 Apr 14
SC 13D/A
Echo Therapeutics, Inc.
19 Dec 13
SC 13D/A
Echo Therapeutics, Inc.
3 Sep 13
SC 13D
Echo Therapeutics, Inc.
15 Jul 13
SC 13D
MKM OPPORTUNITY MASTER FUND LTD
8 Nov 10
SC 13D/A
Sherbrooke Partners, LLC
23 Mar 10
SC 13G/A
BASSO CAPITAL MANAGEMENT LP
14 Feb 07
SC 13G/A
BASSO CAPITAL MANAGEMENT LP
15 Feb 06
SC 13G
BASSO CAPITAL MANAGEMENT LP
5 Jan 05