Osterweis Capital Management is an investment advisor in San Francisco with $6.61 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
943268572
SEC advisor number
801-54360
FINRA CRD number
109580
AUM ?
$6.61 bn
(as of 26 Jul 22)
Accounts
280
(as of 26 Jul 22)
Employees
64
(19 investment advisory or research)
Office hours
Monday - Friday, 7:00AM - 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Tavernetti, John, Foxon | Chief Compliance Officer | 01/2005 | < 5% |
Osterweis, John, Steven | Chairman | 05/2016 | < 5% |
Osterweis Revocable Trust, U/a/dated 09/13/1993 | Member | 03/1997 | 10-25% |
Osterweis, John, Steven | Trustee, Osterweis Revocable Trust | 03/1997 | < 5% |
Hermanski, Gregory, Scott | Trustee, Hermanski Family Trust | 01/2004 | < 5% |
Carl Kaufman & Martha Angove Revocable Trust | Member | 01/2004 | 10-25% |
Kaufman, Carl, Philip | Trustee, Carl Kaufman & Martha Angove Revocable Trust | 01/2004 | < 5% |
Angove, Martha, Elizabeth | Trustee, Carl Kaufman & Martha Angove Revocable Trust | 01/2004 | < 5% |
Halberstadt, Catherine | Co-ceo and Co-president | 06/2017 | < 5% |
Hermanski Family Trust | Member | 01/2004 | 5-10% |
Hermanski, Rebecca, Dawn | Trustee, Hermanski Family Trust | 01/2004 | < 5% |
Chang, Sarah | Trustee, Eubanks/chang Family Trust | 01/2017 | < 5% |
Eubanks, Shawn, Michael | Trustee, Eubanks/chang Family Trust | 01/2017 | < 5% |
Eubanks/chang Family Trust | Member | 01/2017 | 5-10% |
Ocm Unit Holdings, LLC | Member | 01/2017 | 5-10% |
Kaufman, Carl, Philip | Co-ceo and Co-president | 06/2017 | < 5% |
Kane, Bradley, Morgan | Trustee, Kane Family Trust DTD 6/27/2005 | 01/2018 | < 5% |
Kane, Rachel, Zenner | Trustee, Kane Family Trust DTD 6/27/2005 | 01/2018 | < 5% |
Kane Family Trust DTD 6/27/2005 | Member | 01/2018 | 5-10% |
Halberstadt, Catherine | Member | 01/2018 | 5-10% |
Coleman, John, Scott | Director | 04/2022 | < 5% |
Maclellan, John, Stephen | Director | 04/2022 | < 5% |
Manchuck, Craig, Leonard | Shareholder | 05/2022 | 5-10% |
Latest filings (excl ownership)
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
14 Aug 24
13F-NT
Notice of holdings reported by another manager
15 May 24
13F-NT
Notice of holdings reported by another manager
14 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
15 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22