Financial reports
10-Q
2021 Q1
Quarterly report
29 Apr 21
10-K/A
2020 FY
Annual report (amended)
29 Apr 21
10-K
2020 FY
Annual report
19 Feb 21
10-Q
2020 Q3
Quarterly report
30 Oct 20
10-Q
2020 Q2
Quarterly report
31 Jul 20
10-Q
2020 Q1
Quarterly report
1 May 20
10-K
2019 FY
Annual report
21 Feb 20
10-Q
2019 Q3
Quarterly report
1 Nov 19
10-Q
2019 Q2
Quarterly report
2 Aug 19
10-Q
2019 Q1
Quarterly report
3 May 19
Current reports
8-K
Termination of a Material Definitive Agreement
30 Apr 21
8-K
Other Events
21 Apr 21
8-K
Regulation FD Disclosure
13 Apr 21
8-K
Entry into a Material Definitive Agreement
5 Apr 21
8-K
Other Events
25 Mar 21
8-K
Submission of Matters to a Vote of Security Holders
23 Mar 21
8-K
Regulation FD Disclosure
10 Mar 21
8-K
Regulation FD Disclosure
10 Feb 21
8-K
Waddell & Reed Financial, Inc. Reports Fourth Quarter Results
2 Feb 21
8-K
Regulation FD Disclosure
13 Jan 21
Registration and prospectus
15-12B
Securities registration termination
13 May 21
S-8 POS
Registration of securities for employees (post-effective amendment)
3 May 21
S-8 POS
Registration of securities for employees (post-effective amendment)
3 May 21
S-8 POS
Registration of securities for employees (post-effective amendment)
3 May 21
S-8 POS
Registration of securities for employees (post-effective amendment)
3 May 21
25-NSE
Exchange delisting
3 May 21
S-8
Registration of securities for employees
4 May 20
S-8 POS
Registration of securities for employees (post-effective amendment)
30 Aug 19
S-8 POS
Registration of securities for employees (post-effective amendment)
30 Aug 19
S-8 POS
Registration of securities for employees (post-effective amendment)
30 Aug 19
Proxies
DEFA14A
Additional proxy soliciting materials
15 Mar 21
DEFM14A
Proxy related to merger
17 Feb 21
DEFA14A
Additional proxy soliciting materials
5 Feb 21
DEFA14A
Additional proxy soliciting materials
3 Feb 21
PREM14A
Preliminary proxy related to merger
22 Jan 21
DEFA14A
Additional proxy soliciting materials
4 Dec 20
DFAN14A
Additional proxy materials by non-management
3 Dec 20
DEFA14A
Additional proxy soliciting materials
2 Dec 20
DEFA14A
Additional proxy soliciting materials
2 Dec 20
DEFA14A
Additional proxy soliciting materials
6 Apr 20
Other
UPLOAD
Letter from SEC
16 Nov 15
CORRESP
Correspondence with SEC
5 Nov 15
UPLOAD
Letter from SEC
28 Oct 15
CORRESP
Correspondence with SEC
19 Oct 15
UPLOAD
Letter from SEC
7 Oct 15
UPLOAD
Letter from SEC
23 Jan 14
CORRESP
Correspondence with SEC
19 Dec 13
UPLOAD
Letter from SEC
5 Dec 13
UPLOAD
Letter from SEC
22 Feb 13
CORRESP
Correspondence with SEC
20 Feb 13
Ownership
13F-HR
Quarterly holdings report by institutional manager
12 May 21
4
JERRY W WALTON
30 Apr 21
4
Amy J. Scupham
30 Apr 21
4
Philip James Sanders
30 Apr 21
4
Christopher W. Rackers
30 Apr 21
4
MICHAEL F MORRISSEY
30 Apr 21
4
Shawn M. Mihal
30 Apr 21
4
DENNIS E LOGUE
30 Apr 21
4
Katherine M. A. Kline
30 Apr 21
4
James A. Jessee
30 Apr 21