Invesco QQQ Trust, Series 1 (QQQ)

Company Profile

The investment seeks investment results that generally correspond to the price and yield performance of the index. To maintain the correspondence between the composition and weights of the securities in the trust (the "securities") and the stocks in the NASDAQ-100 Index®, the adviser adjusts the securities from time to time to conform to periodic changes in the identity and/or relative weights of index securities. The composition and weighting of the securities portion of a portfolio deposit are also adjusted to conform to changes in the index.

Company profile

Ticker

QQQ

Exchange

NASDAQ

Website

www.invescopowershares.com

Location

Illinois

Fiscal year end

Sep 30

Former names

Investment Product Services Inc, Nasdaq 100 Trust Series 1, Nasdaq Gold SM Trust Ser 1, Powershares QQQ Trust, Series 1

SEC CIK

0001067839

QQQ stock data

1M 1Y 5Y

Latest filings (excl ownership)

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N-CEN

Annual report (registered investment company)

15 Mar 22

N-CEN

Annual report (registered investment company)

16 Mar 21

N-CEN

Annual report (registered investment company)

16 Mar 20

N-CEN

Annual report (registered investment company)

14 Mar 19

8-K

Changes in Registrant's Certifying Accountant

8 Sep 14

8-K

Changes in Registrant's Certifying Accountant

7 Feb 14

8-A12G

Registration of securities

30 Nov 04

S-6/A

Registration of securities by unit investment trust (amended)

8 Jan 03

S-6/A

Registration of securities by unit investment trust (amended)

10 Mar 00

S-6/A

Registration of securities by unit investment trust (amended)

9 Mar 99

Latest ownership filings

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NPORT-P

Invesco QQQ Trust, Series 1 (Sep 2022 report)

25 Nov 22

NPORT-P

Invesco QQQ Trust, Series 1 (Jun 2022 report)

22 Aug 22

NPORT-P

Invesco QQQ Trust, Series 1 (Mar 2022 report)

24 May 22

NPORT-P

Invesco QQQ Trust, Series 1 (Dec 2021 report)

25 Feb 22

NPORT-P

Invesco QQQ Trust, Series 1 (Sep 2021 report)

23 Nov 21

NPORT-P

Invesco QQQ Trust, Series 1 (Jun 2021 report)

27 Aug 21

NPORT-P

Invesco QQQ Trust, Series 1 (Mar 2021 report)

27 May 21

NPORT-P

Invesco QQQ Trust, Series 1 (Dec 2020 report)

26 Feb 21

NPORT-P

Invesco QQQ Trust, Series 1 (Sep 2020 report)

30 Nov 20

NPORT-P

Invesco QQQ Trust, Series 1 (Jun 2020 report)

26 Aug 20

Funds

Data from SEC filings

Series	Ticker	%Monthly Return ?			$Assets	#Holdings	As of
Invesco QQQ Trust, Series 1	–	12.57	-5.13	-10.56	148.26 bn	102	Sep 2022

Institutional ownership, Q3 2022

QQQ institutional ownership history Ownership history

9.7% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	444	474	-6.3%
Opened positions	43	50	-14.0%
Closed positions	73	78	-6.4%
Increased positions	171	160	+6.9%
Reduced positions	151	190	-20.5%

13F shares	Current	Prev Q	Change
Total value	14.54 bn	14.56 bn	-0.1%
Total shares	54.42 mm	50.88 mm	+7.0%
Total puts	24.31 mm	59.45 mm	-59.1%
Total calls	17.85 mm	56.85 mm	-68.6%
Total put/call ratio	1.4	1.0	+30.2%

Largest owners	Shares	Value	Change
GS Goldman Sachs	13.25 mm	$3.54 bn	+14.4%
JPM JPMorgan Chase & Co.	9.69 mm	$2.59 bn	+207.0%
AMP Ameriprise Financial	3.35 mm	$899.17 mm	-3.3%
PNC PNC Financial Services	2.87 mm	$767.55 mm	-0.5%
Fisher Asset Management	2.56 mm	$682.93 mm	-3.0%
BNP Paribas Arbitrage	2.21 mm	$589.61 mm	+6.0%
BCS Barclays	2.11 mm	$564.61 mm	-57.8%
Canada Pension Plan Investment Board	1.80 mm	$481.60 mm	0.0%
USB U.S. Bancorp.	1.35 mm	$361.18 mm	-5.6%
Cambridge Investment Research Advisors	1.07 mm	$287.09 mm	+6.3%

Largest transactions	Shares	Bought/sold	Change
JPM JPMorgan Chase & Co.	9.69 mm	+6.53 mm	+207.0%
BCS Barclays	2.11 mm	-2.89 mm	-57.8%
GS Goldman Sachs	13.25 mm	+1.67 mm	+14.4%
HRT Financial	0.00	-909.65 k	EXIT
Janney Montgomery Scott	863.48 k	+863.48 k	NEW
Migdal Insurance & Financial	497.08 k	+487.28 k	+4973.3%
Tredje AP-fonden	0.00	-435.00 k	EXIT
BBVA Banco Bilbao Vizcaya Argentaria.	454.36 k	-417.63 k	-47.9%
Jump Financial	0.00	-337.05 k	EXIT
SG Americas Securities	376.98 k	-250.12 k	-39.9%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.