| Owner | Title | From | %Ownership |
|---|---|---|---|
| Schapiro, Kenneth, Paul | President & Director | 08/1988 | 25-50% |
| Walliser, Michael, Robert | Chief Operating Officer and Chief Compliance Officer | 09/2013 | < 5% |
| Condor Capital Management Employee Stock Option Plan | Shareholder | 11/2009 | 50-75% |
| Schapiro, Kenneth, Paul | Trustee | 11/2009 | 50-75% |
| Walliser, Tanya, Shivdat | Executive Vice President | 04/2018 | < 5% |
