CapEdge
Loading...
Advanced
What's new? Log in Free sign up
  • Home
  • Sectors & IndustriesSectors
  • Earnings
  • IPOs
  • SPACs
  • Transcripts
  • Insider
  • Institutional
  • Crypto
  • Screeners
  • Reddit
  • Splits
  • Company Dashboard
  • Filings
  • Holdings

Raymond James & Associates

Company Profile
Raymond James & Associates is an investment advisor in ST. Petersburg with $331.15 bn assets under management.

Company profile

Website
www.raymondjames.com
Employees
Incorporated
Tennessee
Location
Florida
Fiscal year end
Sep 30
Industry
Private Equity Fund
Former names
Dowdle Jeffrey A
SEC CIK
0001084208
IRS number
591237041
SEC advisor number
801-10418
FINRA CRD number
705
AUM ?
$331.15 bn (as of 8 Aug 22)
Accounts
869,177 (as of 8 Aug 22)
Employees
11,455 (4916 investment advisory or research)
Address
Raymond James & Associates
880 CARRILON PKWY
PO BOX 14508
ST PETERSBURG
FL 337334508
Office hours
Monday - Friday, 8:30AM-5:30PM
Phone
7275671000
Brochures
  • Strategic Investment Management Services Brochure (16 Dec 22)
  • Public Finance Investment Strategies Brochure (16 Dec 22)
  • Institutional Fiduciary Solutions Program Brochure (16 Dec 22)
  • Raymond James Form Adv Part 2A Brochure (16 Dec 22)
  • Raymond James Wrap Fee Program Brochure (16 Dec 22)

Ownership

Owner Title From %Ownership
Raymond James Financial, Inc. Holding Company 02/1972 > 75%
Elwyn, Tashtego Spring President - Chief Executive Officer Director 02/2014 < 5%
Santelli, Jonathan General Counsel / Secretary 05/2016 < 5%
Campagnoli, Vincent John Chief Information Officer 06/2016 < 5%
Barko, Shawn Joseph Chief Compliance Officer 12/2017 < 5%
Ollia, Marshall Farrokh Principal Financial Officer / Finop 04/2018 < 5%
Shoukry, Paul Marone Director; Treasurer 04/2018 < 5%
Jenson, Kim Rachelle Chief Operating Officer 07/2017 < 5%
Bunn, James Edward Director 03/2019 < 5%
Curtis, Scott Director 03/2019 < 5%
Helal, Tarek Director 03/2019 < 5%
Sickling, James Philip Director 03/2019 < 5%
Martin, Philip Roger Ria Chief Compliance Officer 12/2019 < 5%
Auletta, Suzanne Elizabeth Director 08/2021 < 5%
Rust, Keith G Director, Principal Operations Officer 10/2021 < 5%
Latest filings (excl ownership)
No filings
Latest ownership filings
View all
13F-HR
Quarterly holdings report by institutional manager
25 Oct 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
11 May 22
13F-HR
Quarterly holdings report by institutional manager
8 Feb 22
SC 13G
LMP CAPITAL & INCOME FUND INC.
8 Feb 22
SC 13G/A
EUROPEAN EQUITY FUND, INC / MD
8 Feb 22
SC 13G/A
Voya Asia Pacific High Dividend Equity Income Fund
8 Feb 22
SC 13G/A
Kayne Anderson NextGen Energy & Infrastructure, Inc.
8 Feb 22
13F-HR
Quarterly holdings report by institutional manager
2 Nov 21
13F-HR
Quarterly holdings report by institutional manager
11 Aug 21
Finsight
Resources
  • Knowledgebase
  • Log In
  • Register
Company
  • About
  • Contact
  • Solutions
Products
  • Deal Roadshow
  • DealVDR
  • Evercall
  • Finsight.com
CapEdge
  • Earnings Calendar
  • Earnings Transcripts
  • EDGAR Filing Screener
  • IPO Calendar
  • Compliance
  • Privacy
  • Security
  • Terms
AngelList LinkedIn