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Schroder Investment Management

Company Profile
Schroder Investment Management is an investment advisor in London with $667.32 mm assets under management.

Company profile

Website
www.schroders.com/en/us/wealth-management
Employees
Incorporated
Maine
Location
United Kingdom
Fiscal year end
Dec 31
SEC CIK
0001086619
IRS number
134064414
SEC advisor number
801-110948
FINRA CRD number
289151
AUM ?
$667.32 mm (as of 17 Mar 22)
Accounts
103 (as of 17 Mar 22)
Employees
4 (3 investment advisory or research)
Address
Schroder Investment Management
1 LONDON WALL PLACE
LONDON
X0 EC2Y 5AU
Office hours
Monday - Friday, 9.00AM - 5.00PM
Phone
212-641-3800
Brochures
  • Investment Adviser Brochure - Adv Part 2 & 3 (31 Oct 22)

Ownership

Owner Title From %Ownership
Schroder Wealth Holdings Limited Parent Company 05/2017 > 75%
Daly, Mary-anne Chair - Director - Manager 05/2017 < 5%
Emmerson, Dominic, Peter Corti Chief Executive Officer - Director - Manager 12/2019 < 5%
Schroders PLC Parent Company 11/2003 > 75%
Schroder Administration Limited Parent Company 07/2015 > 75%
Fitzgerald, Helen, Louise Chief Financial Officer - Director 10/2020 < 5%
Noah, Benedict, Joel David Chief Compliance Officer 11/2019 < 5%
Latest filings (excl ownership)
No filings
Latest ownership filings
View all
13F-HR
Quarterly holdings report by institutional manager
10 Nov 22
13F-HR
Quarterly holdings report by institutional manager
11 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21
13F-HR
Quarterly holdings report by institutional manager
13 Aug 21
13F-HR/A
Quarterly holdings report by institutional manager (amended)
28 May 21
13F-HR
Quarterly holdings report by institutional manager
17 May 21
13F-HR/A
Quarterly holdings report by institutional manager (amended)
24 Feb 21
13F-HR
Quarterly holdings report by institutional manager
16 Feb 21
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