Broadmark Asset Management is an investment advisor in San Francisco with $1.29 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
113496650
SEC advisor number
801-57807
FINRA CRD number
109422
AUM ?
$1.29 bn
(as of 3 Apr 23)
Accounts
7
(as of 3 Apr 23)
Employees
9
(5 investment advisory or research)
Address
Broadmark Asset Management
345 CALIFORNIA STREET
SUITE 1600
SAN FRANCISCO
CA 94104
345 CALIFORNIA STREET
SUITE 1600
SAN FRANCISCO
CA 94104
Office hours
Monday - Friday, 6:00 A.M. TO 2:00 P.M.
Phone
415-925-4970
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Guptill, Christopher, Jon | Co-ceo, President, Chief Investment Officer, Manager and Member | 07/1999 | 5-10% |
Hespe, Laura, an | Chief Operating Officer, Member | 01/2010 | < 5% |
Cortez, Ricardo, Lee | Co-ceo, Manager and Member | 06/2013 | < 5% |
Montgomery, John, Porter | Manager | 11/2022 | < 5% |
Hardcastle, William, Ralph | Manager | 11/2022 | < 5% |
Westwood Holdings Group, Inc. | Member | 11/2022 | > 75% |
Ehinger, John | Chief Compliance Officer | 03/2023 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
10 May 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
9 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
9 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
9 Nov 22
13F-HR
Quarterly holdings report by institutional manager
5 Aug 22
13F-HR
Quarterly holdings report by institutional manager
11 May 22
13F-HR
Quarterly holdings report by institutional manager
7 Feb 22