Latest filings (excl ownership)
25-NSE
Exchange delisting
10 Nov 16
8-K
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
7 Nov 16
8-K
Entry into a Material Definitive Agreement
6 Oct 16
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
30 Sep 16
D
$1.5M in debt / options, sold $1.2M, 4 investors
27 Sep 16
8-K
Unregistered Sales of Equity Securities
14 Sep 16
8-K
Entry into a Material Definitive Agreement
7 Sep 16
8-K
Termination of a Material Definitive Agreement
22 Aug 16
8-K
Changes in Registrant's Certifying Accountant
15 Aug 16
10-Q
2016 Q3
Quarterly report
11 Aug 16
8-K
Xtera Announces Fiscal Third Quarter Financial Results
11 Aug 16
8-K
Entry into a Material Definitive Agreement
4 Aug 16
8-K
Entry into a Material Definitive Agreement
7 Jul 16
8-K
Entry into a Material Definitive Agreement
3 Jun 16
10-Q
2016 Q2
Quarterly report
16 May 16
8-K
Xtera Announces Fiscal Second Quarter Financial Results
16 May 16
8-K
Xtera Announces CFO Appointment of Joe Chinnici
3 May 16
8-K
Submission of Matters to a Vote of Security Holders
11 Mar 16
10-Q
2016 Q1
Quarterly report
11 Feb 16
8-K
Xtera Announces Fiscal First Quarter Financial Results
3 Feb 16
DEF 14A
Definitive proxy
25 Jan 16
DEFA14A
Additional proxy soliciting materials
25 Jan 16
CT ORDER
Confidential treatment order
21 Jan 16
10-K
2015 FY
Annual report
16 Dec 15
8-K
Xtera Announces Fiscal Fourth Quarter and Full Year 2015 Financial Results
9 Dec 15
424B4
Prospectus supplement with pricing info
13 Nov 15
CT ORDER
Confidential treatment order
13 Nov 15
S-8
Registration of securities for employees
13 Nov 15
CORRESP
Correspondence with SEC
12 Nov 15
CORRESP
Correspondence with SEC
12 Nov 15
EFFECT
Notice of effectiveness
12 Nov 15
FWP
Free writing prospectus
12 Nov 15
S-1/A
IPO registration (amended)
12 Nov 15
8-A12B
Registration of securities on exchange
3 Nov 15
S-1/A
IPO registration (amended)
26 Oct 15
CORRESP
Correspondence with SEC
5 Oct 15
S-1
IPO registration
5 Oct 15
UPLOAD
Letter from SEC
24 Sep 15
D
$7.22M in equity, sold $7.22M, 11 investors
3 Sep 15
DRS
Draft registration statement
28 Aug 15
Latest ownership filings
4
KEITH CRANDELL
13 Oct 16
4
Jon R Hopper
13 Oct 16
4
CLINTON BYBEE
13 Oct 16
4
PARTNERS 9 L P NEA
13 Oct 16
4
PETER J BARRIS
13 Oct 16
SC 13D/A
Xtera Communications, Inc.
4 Oct 16
4
PETER J BARRIS
28 Sep 16
4
CLINTON BYBEE
28 Sep 16
4
ROBERT NELSEN
28 Sep 16
4
PARTNERS 9 L P NEA
28 Sep 16
4
Jon R Hopper
21 Sep 16
4
PETER J BARRIS
15 Sep 16
4
Jon R Hopper
15 Sep 16
4
CLINTON BYBEE
15 Sep 16
4
ROBERT NELSEN
15 Sep 16
4
PARTNERS 9 L P NEA
15 Sep 16
SC 13G/A
Xtera Communications, Inc.
2 Sep 16
4
Change in insider ownership
26 Aug 16
4/A
JOSEPH R CHINNICI
6 Jun 16
4
John McLaren
2 Jun 16
4
CLIFFORD H HIGGERSON
2 Jun 16
4
BARRY A FROMBERG
2 Jun 16
4
JOSEPH R CHINNICI
25 May 16
3
JOSEPH R CHINNICI
19 May 16
SC 13G
Xtera Communications, Inc.
12 Feb 16
SC 13G
Xtera Communications, Inc.
5 Feb 16
4
Les Barkley
20 Jan 16
4
Kevin J Martin
17 Dec 15
4
John McLaren
17 Dec 15
4
CLIFFORD H HIGGERSON
17 Dec 15
4
BARRY A FROMBERG
17 Dec 15
SC 13D
Beneficial ownership report
1 Dec 15
SC 13D
Xtera Communications, Inc.
1 Dec 15
4
Les Barkley
18 Nov 15
4
VENTURE FUND III L P ARCH
18 Nov 15
4
JON W BAYLESS
18 Nov 15
4
Jon R Hopper
18 Nov 15
4
Gary Otake
18 Nov 15
4
CHARLES H PHIPPS
18 Nov 15
4
Trust Investments 2 Unlimited Wellcome
18 Nov 15