Financial reports
N-CEN
Annual report (registered investment company)
10 Dec 19
N-CEN
Annual report (registered investment company)
13 Dec 18
N-CSR
Certified annual shareholder report (management investment company)
27 Nov 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
25 May 18
N-CSR
Certified annual shareholder report (management investment company)
27 Nov 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
25 May 17
N-CSR
Certified annual shareholder report (management investment company)
25 Nov 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
25 May 16
N-CSR
Certified annual shareholder report (management investment company)
24 Nov 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 May 15
Current reports
No filings
Registration and prospectus
25-NSE
Exchange delisting
17 Dec 18
425
Business combination disclosure
12 Oct 18
SC TO-I/A
Issuer tender offer statement (amended)
11 Dec 15
SC TO-I/A
Issuer tender offer statement (amended)
4 Dec 15
SC TO-I
Issuer tender offer statement
22 Oct 15
SC TO-C
Information about tender offer
5 Oct 15
8-A12B
Registration of securities on exchange
10 Oct 02
Proxies
N-PX
Annual report of proxy voting record
12 Aug 19
N-PX
Annual report of proxy voting record
13 Aug 18
DEF 14A
Definitive proxy
30 May 18
N-PX
Annual report of proxy voting record
14 Aug 17
DEF 14A
Definitive proxy
30 May 17
N-PX
Annual report of proxy voting record
17 Aug 16
DEF 14A
Definitive proxy
26 May 16
N-PX
Annual report of proxy voting record
7 Aug 15
DEF 14A
Definitive proxy
29 May 15
N-PX
Annual report of proxy voting record
18 Aug 14
Ownership
3
KEITH QUINTON
3 Oct 18
3
Marcus L. Smith
2 Oct 18
SC 13D/A
Beneficial ownership report (amended)
6 Apr 18
4
Ridge Investments, L.L.C. Blue
28 Mar 18
3
RICHARD F FROIO SR
7 Mar 18
3
Ridge Investments, L.L.C. Blue
9 Feb 18
SC 13D
Beneficial ownership report
9 Feb 18
4
Scott Eston
29 Sep 17
4
RALPH F VERNI
30 Jun 17
3
Scott E Wennerholm
9 Sep 16