Kinderhook Inactive Filings

D/A

Indefinite amount in investment fund, sold $113.35M, 89 investors

30 May 14

D/A

Indefinite amount in investment fund, sold $101.75M, 84 investors

31 May 13

D/A

Indefinite amount in investment fund, sold $100.97M, 83 investors

16 Mar 12

D/A

Indefinite amount in investment fund, sold $60.86M, 72 investors

18 Mar 11

D/A

Indefinite amount in investment fund, sold $58.36M, 66 investors

18 Mar 10

D/A

Exempt offering of security (amended)

17 Mar 09

REGDEX

Notice of sale of securities

20 Feb 03

SC 13G/A

Heritage-Crystal Clean, Inc.

9 Feb 16

SC 13G/A

Heritage-Crystal Clean, Inc.

11 Feb 15

SC 13G/A

Planet Payment Inc

21 Mar 14

SC 13G/A

Heritage-Crystal Clean, Inc.

14 Feb 14

SC 13G/A

Planet Payment Inc

14 Feb 14

SC 13D/A

Patient Safety Technologies, Inc

27 Jan 14

SC 13D/A

LIBERATOR MEDICAL HOLDINGS, INC.

31 Oct 13

SC 13G/A

NEOGENOMICS INC

30 Jul 13

SC 13D/A

LIBERATOR MEDICAL HOLDINGS, INC.

26 Jul 13

SC 13D/A

ACTIVE POWER INC

26 Feb 13

SC 13D/A

ACTIVE POWER INC

3 Jan 13

SC 13D/A

ACTIVE POWER INC

12 Jun 12

SC 13D

Patient Safety Technologies, Inc

21 May 12

SC 13D

ACTIVE POWER INC

16 Mar 12

SC 13D/A

LIBERATOR MEDICAL HOLDINGS, INC.

4 Oct 10

SC 13D/A

LIBERATOR MEDICAL HOLDINGS, INC.

11 Jun 10

SC 13D

LIBERATOR MEDICAL HOLDINGS, INC.

19 Mar 10