Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
581565532
SEC advisor number
801-21122
FINRA CRD number
104973
AUM ?
$482.82 bn
(as of 12 Nov 21)
Accounts
4,063
(as of 12 Nov 21)
Employees
880
(395 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Squire, Sallie, Clements | Chief Operating Officer | 11/2021 | < 5% |
Baranko, Francis, Jon | President, Chief Investment Officer - Global Fundamental Investments | 10/2020 | < 5% |
Brotman, Karin, Lynn | Chief Compliance Officer | 11/2021 | < 5% |
Allspring Global Investments Holdings, LLC | Managing Member, Direct Parent Company | 11/2021 | > 75% |
Allspring Buyer, LLC | Shareholder | 11/2021 | > 75% |
Allspring Intermediate II, LLC | Shareholder | 11/2021 | > 75% |
Allspring Intermediate I, LLC | Shareholder | 11/2021 | > 75% |
Allspring Group Holdings, LLC | Shareholder | 11/2021 | > 75% |
GTCR Fund Xiii/b LP | Shareholder | 11/2021 | 25-50% |
Mcmillin, Molly, Festa | Chief Financial Officer | 11/2021 | < 5% |
Ownership
Latest filings (excl ownership)
TA-W
Notice of withdrawal from registration as transfer agent
19 Jul 13
TA-2
Annual report of transfer agent activities
23 Mar 12
TA-1/A
Registration as a transfer agent (amended)
19 Dec 11
TA-1/A
Registration as a transfer agent (amended)
28 Oct 11
TA-2
Annual report of transfer agent activities
28 Mar 11
TA-2
Annual report of transfer agent activities
29 Mar 10
TA-1/A
Registration as a transfer agent (amended)
16 Sep 09
TA-2/A
Annual report of transfer agent activities (amended)
22 Jun 09
TA-2/A
Annual report of transfer agent activities (amended)
22 Jun 09
TA-2
Annual report of transfer agent activities
26 Mar 09
Latest ownership filings
No filings