| Owner | Title | From | %Ownership |
|---|---|---|---|
| Winterbourne, Jeani Theresa | Chief Operating Officer | 08/2010 | < 5% |
| Chang, Steven Byungkwan | Chief Compliance Officer | 09/2019 | < 5% |
| Steward Partners Holdings, LLC | Owner | 04/2021 | > 75% |
| Martinez, Roberto Antonio | Aml Officer | 07/2022 | < 5% |
| Saporta, Hy Jamie | CEO | 10/2022 | < 5% |
| Faber, Joseph S | Chief Financial Officer | 10/2022 | < 5% |
| Ruhlin, Peter Eric | Chief Legal Officer | 10/2022 | < 5% |
