Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
31 Aug 15
N-PX
Annual report of proxy voting record
27 Aug 14
25-NSE
Exchange delisting
15 Aug 14
DEFA14A
Additional proxy soliciting materials
7 Jul 14
DEFA14A
Additional proxy soliciting materials
6 Jun 14
N-CSR
Certified annual shareholder report (management investment company)
6 Jun 14
8-K
Departure of Directors or Certain Officers
22 Apr 14
CORRESP
Correspondence with SEC
24 Jan 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Dec 13
8-K
Amendments to Articles of Incorporation or Bylaws
26 Nov 13
N-PX/A
Annual report of proxy voting record (amended)
11 Sep 13
8-K
Other Events
9 Sep 13
N-PX
Annual report of proxy voting record
30 Aug 13
DEF 14A
Definitive proxy
26 Jul 13
N-CSR
Certified annual shareholder report (management investment company)
6 Jun 13
8-K
Departure of Directors or Certain Officers
16 Apr 13
8-K
Other Events
11 Jan 13
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Dec 12
N-PX
Annual report of proxy voting record
31 Aug 12
DEF 14A
Definitive proxy
24 Jul 12
N-CSR
Certified annual shareholder report (management investment company)
5 Jun 12
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Dec 11
DEFR14A
Revised proxy
20 Oct 11
N-PX
Annual report of proxy voting record
31 Aug 11
DEFA14A
Additional proxy soliciting materials
9 Aug 11
DEF 14A
Definitive proxy
18 Jul 11
N-CSR
Certified annual shareholder report (management investment company)
6 Jun 11
8-K
Departure of Directors or Certain Officers
31 Jan 11
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Dec 10
8-K
Results of Operations and Financial Condition
25 Aug 10
DEF 14A
Definitive proxy
25 Aug 10
N-CSR
Certified annual shareholder report (management investment company)
25 Aug 10
N-PX
Annual report of proxy voting record
17 Aug 10
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
6 Jul 10
NT-NCSR
Notice of inability to timely file Form N-CSR
10 Jun 10
8-K/A
Results of Operations and Financial Condition
4 Jun 10
8-K
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
1 Jun 10
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Dec 09
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
12 Aug 09
N-PX
Annual report of proxy voting record
11 Aug 09
Latest ownership filings
SC 13D/A
Beneficial ownership report (amended)
7 Aug 14
SC 13D/A
Beneficial ownership report (amended)
30 Jul 14
SC 13D/A
Beneficial ownership report (amended)
25 Jul 14
SC 13D/A
Beneficial ownership report (amended)
18 Jul 14
SC 13G/A
Helios Strategic Income Fund, Inc
10 Jul 14
SC 13D/A
Beneficial ownership report (amended)
1 Jul 14
SC 13D/A
Beneficial ownership report (amended)
20 Jun 14
SC 13G/A
Helios Strategic Income Fund, Inc
10 Feb 14
SC 13D/A
Beneficial ownership report (amended)
12 Dec 13
SC 13D/A
Beneficial ownership report (amended)
11 Dec 13
SC 13G/A
Helios Strategic Income Fund, Inc
5 Dec 13
SC 13D/A
Beneficial ownership report (amended)
18 Oct 13
SC 13D
Beneficial ownership report
30 Sep 13
SC 13G/A
Helios Strategic Income Fund, Inc
10 Jun 13