nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
Company profile
Ticker
JRO
Exchange
Website
CEO
Cedric H. Antosiewicz
Employees
Incorporated
Location
Former names
Nuveen Floating Rate Income Fund 2
SEC CIK
Corporate docs
JRO stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Oct 23
N-PX
Annual report of proxy voting record
21 Aug 23
25-NSE
Exchange delisting
31 Jul 23
425
Business combination disclosure
8 Jun 23
425
Business combination disclosure
8 May 23
425
Business combination disclosure
14 Apr 23
425
Business combination disclosure
14 Apr 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 23
DEF 14A
Definitive proxy
30 Mar 23
CORRESP
Correspondence with SEC
30 Mar 23
Latest ownership filings
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Apr 2023 report)
28 Jun 23
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jan 2023 report)
28 Mar 23
SC 13G/A
BANK OF AMERICA CORP /DE/
14 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
10 Feb 23
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Oct 2022 report)
27 Dec 22
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Jul 2022 report)
28 Sep 22
3
Trey Stenersen III
15 Aug 22
NPORT-P
Nuveen Floating Rate Income Opportunity Fund (Apr 2022 report)
28 Jun 22
3
Brett Black
7 Jun 22
4
Scott C. Caraher
13 May 22
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Floating Rate Income Opportunity Fund | – | 0.04 | -0.39 | 0.38 | 627.39 mm | 480 | Apr 2023 |
Institutional ownership, Q2 2023
32.9% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 97 |
Opened positions | 11 |
Closed positions | 9 |
Increased positions | 35 |
Reduced positions | 22 |
13F shares | Current |
---|---|
Total value | 87.97 bn |
Total shares | 13.33 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 1.63 mm | $12.72 bn |
First Trust Portfolios | 1.45 mm | $0.00 |
BAC Bank Of America | 1.29 mm | $10.10 bn |
Oaktree Capital Management | 793.64 k | $6.19 bn |
Guggenheim Capital | 561.17 k | $4.38 bn |
City Of London Investment Management | 503.19 k | $3.93 bn |
Raymond James Financial Services Advisors | 483.87 k | $3.77 bn |
GS Goldman Sachs | 432.59 k | $3.37 bn |
Advisors Asset Management | 374.91 k | $2.92 bn |
IVZ Invesco | 357.86 k | $2.79 bn |