| Owner | Title | From | %Ownership |
|---|---|---|---|
| Colyer, Scott Irvin | Chairman/chief Executive Officer/director | 01/2008 | < 5% |
| Colyer, Lisa Anne | Exec. Vp/director | 01/2008 | < 5% |
| Genovese, Christopher Thomas | Managing Director/director | 01/2008 | < 5% |
| Costas, James Robert | Exec. Vp/director | 01/2008 | < 5% |
| Meitzner, Alex Robert | SR. VP | 01/2008 | < 5% |
| Aam Holdings, Inc | Shareholder | 12/2010 | > 75% |
| Webber, John Edwin | SVP, Chief Compliance Officer/secretary | 08/2011 | < 5% |
| Daniel, Bart Patrick | Chief Technology Officer/director | 03/2013 | < 5% |
| Gilbert, Brian Wayne | SR. VP | 10/2012 | < 5% |
| S&LC Family LLC | Common Shareholder | 12/2012 | 25-50% |
| J2KDLS Irrevocable Trust | Member of Common Shareholder | 07/2021 | 50-75% |
| Colyer, Scott Irvin | Co-manager of Common Shareholder | 12/2012 | |
| Colyer, Lisa Anne | Co-manager of Common Shareholder | 12/2012 | |
| South Dakota Trust Company, LLC | Trustee of Member of Common Shareholder | 12/2012 | |
| S&LC Living Trust | Member of Common Shareholder | 12/2012 | 25-50% |
| Lloyd, Matthew William | Chief Investment Strategist/exec. VP | 07/2015 | < 5% |
| Stewart, Richard Alan | Exec. VP | 07/2015 | < 5% |
| Stoklosa, Timothy John | Exec. VP, Chief Operating Officer | 06/2018 | < 5% |
| Corso, Clifford D | President/chief Investment Officer | 06/2021 | < 5% |
| Opie, Jeffrey Kurtis | Exec. VP, Chief Financial Officer | 11/2016 | < 5% |
| Sickles, Charles Edward | Exec. VP | 10/2018 | < 5% |
| Ferone, Marilee | Exec. VP | 12/2020 | < 5% |
| Colyer, Lisa Anne | Co-trustee of Member of Common Shareholder | 12/2012 | |
| Colyer, Scott Irvin | Co-trustee of Member of Common Shareholder | 12/2012 | |
| Sun Life (U.s.) Holdco 2020, Inc. | Shareholder | 02/2023 | 50-75% |
| Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc. | Shareholder | 02/2020 | > 75% |
| Sun Life 2007-1 Financing Corp. | Shareholder | 07/2020 | > 75% |
| Sun Life Global Investments Inc. | Shareholder | 11/2016 | > 75% |
| Sun Life Financial Inc. | Shareholder | 11/2004 | > 75% |
