Essex Financial Services is an investment advisor in Essex with $3.08 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
364529342
SEC advisor number
801-62242
FINRA CRD number
127549
AUM ?
$2.92 bn
(as of 26 Dec 23)
Accounts
6,294
(as of 26 Dec 23)
Employees
41
(39 investment advisory or research)
Address
Essex Financial Services
P.O. BOX 999
176 WESTBROOK RD
ESSEX
CT 064260999
P.O. BOX 999
176 WESTBROOK RD
ESSEX
CT 064260999
Phone
860-767-4300
Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
1 Nov 17
MA-I/A
Municipal Advisor registration (individual) (amended)
1 Nov 17
MA-I/A
Municipal Advisor registration (individual) (amended)
1 Nov 17
MA-W
Municipal Advisor notice of withdrawal
1 Nov 17
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 17
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 17
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 17
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 17
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 17
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 17
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
23 Apr 24
13F-HR
Quarterly holdings report by institutional manager
6 Feb 24
13F-HR
Quarterly holdings report by institutional manager
15 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
11 May 23
13F-HR
Quarterly holdings report by institutional manager
10 Feb 23
13F-HR
Quarterly holdings report by institutional manager
7 Nov 22
13F-HR
Quarterly holdings report by institutional manager
1 Aug 22
13F-HR/A
Quarterly holdings report by institutional manager (amended)
21 Apr 22
13F-HR
Quarterly holdings report by institutional manager
21 Apr 22