Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
13 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 24
AW
Withdrawal of amendment
8 Feb 24
AW
Withdrawal of amendment
8 Feb 24
AW
Withdrawal of amendment
8 Feb 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
CERT
Certification of approval for exchange listing
22 Aug 23
8-A12B
Registration of securities on exchange
21 Aug 23
N-PX
Annual report of proxy voting record
16 Aug 23
CERT
Certification of approval for exchange listing
13 Mar 23
8-A12B
Registration of securities on exchange
13 Mar 23
N-CEN
Annual report (registered investment company)
13 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
13 Mar 23
25-NSE
Exchange delisting
20 Jan 23
25-NSE
Exchange delisting
1 Nov 22
CERT
Certification of approval for exchange listing
25 Oct 22
8-A12B
Registration of securities on exchange
25 Oct 22
CERT
Certification of approval for exchange listing
25 Oct 22
8-A12B
Registration of securities on exchange
25 Oct 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-PX
Annual report of proxy voting record
5 Aug 22
8-A12B
Registration of securities on exchange
28 Apr 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 21
N-PX
Annual report of proxy voting record
6 Aug 21
AW
Withdrawal of amendment
2 Apr 21
N-CEN
Annual report (registered investment company)
16 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 21
8-A12B
Registration of securities on exchange
2 Mar 21
CERT
Certification of approval for exchange listing
2 Mar 21
CORRESP
Correspondence with SEC
2 Mar 21
8-A12B
Registration of securities on exchange
20 Jan 21
CERT
Certification of approval for exchange listing
20 Jan 21
CERT
Certification of approval for exchange listing
20 Jan 21
CERT
Certification of approval for exchange listing
15 Jan 21
CORRESP
Correspondence with SEC
15 Jan 21
CORRESP
Correspondence with SEC
15 Jan 21
CERT
Certification of approval for exchange listing
18 Dec 20
25-NSE/A
Exchange delisting (amended)
14 Dec 20
Latest ownership filings
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
SC 13G/A
BAIRD ROBERT W & CO INC /WI/
12 Feb 24
SC 13G/A
J Arnold Wealth Management Co
23 Jan 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
19 Jan 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
17 Jan 24
NPORT-P
First Trust NASDAQ ABA Community Bank Index Fund (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust Natural Gas ETF (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust Value Line Dividend Index Fund (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust NASDAQ-100 Equal Weighted Index Fund (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust S&P REIT Index Fund (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust Indxx Aerospace & Defense ETF (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust Lunt U.S. Factor Rotation ETF (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust Morningstar Dividend Leaders Index Fund (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust NASDAQ-100 Ex-Technology Sector Index Fund (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust NASDAQ Clean Edge Green Energy Index Fund (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust NASDAQ-100-Technology Sector Index Fund (Sep 2023 report)
28 Nov 23
NPORT-P
First Trust Bloomberg Inflation Sensitive Equity ETF (Sep 2023 report)
28 Nov 23