Roumell Asset Management is an investment advisor in Chevy Chase with $117.03 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
522145132
SEC advisor number
801-60837
FINRA CRD number
114057
AUM ?
$117.03 mm
(as of 28 Mar 22)
Accounts
78
(as of 28 Mar 22)
Employees
3
(3 investment advisory or research)
Address
Roumell Asset Management
2 WISCONSIN CIR
SUITE 640
CHEVY CHASE
MD 20815
2 WISCONSIN CIR
SUITE 640
CHEVY CHASE
MD 20815
Office hours
Monday - Friday, 8:30 TO 5:30
Phone
301-656-8500
Brochures
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Roumell, James, Christopher | President/portfolio Manager/managing Member | 12/1998 | > 75% |
| Lukin, Craig, L | Chief Operating Officer/chief Compliance Officer/member | 03/2007 | 10-25% |
| Crawford, Edward, Alexander | Member | 01/2013 | 5-10% |
Latest filings (excl ownership)
DFAN14A
Additional proxy materials by non-management
5 Jan 21
DFAN14A
Additional proxy materials by non-management
31 Dec 20
DFAN14A
Additional proxy materials by non-management
30 Dec 20
DFAN14A
Additional proxy materials by non-management
29 Dec 20
DFAN14A
Additional proxy materials by non-management
28 Dec 20
DFAN14A
Additional proxy materials by non-management
23 Dec 20
DEFC14A
Proxy in contested solicitation
23 Dec 20
PRRN14A
Revised preliminary proxy statement filed by non-management
21 Dec 20
CORRESP
Correspondence with SEC
21 Dec 20
PREC14A
Preliminary proxy with contested solicitation
11 Dec 20
Latest ownership filings
SC 13G
GSI TECHNOLOGY INC
20 Jan 23
13F-HR
Quarterly holdings report by institutional manager
10 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
SC 13D/A
ENZO BIOCHEM INC
25 Mar 22
SC 13G/A
TETRA TECHNOLOGIES INC
11 Feb 22
SC 13G
Qumu Corp
11 Feb 22
SC 13G/A
RiceBran Technologies
11 Feb 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22
SC 13D/A
BioCardia, Inc.
7 Feb 22