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Roumell Asset Management

Company Profile

Company profile

Website

www.roumellasset.com

Incorporated

Location

Fiscal year end

SEC CIK

IRS number

522145132

SEC advisor number

801-60837

FINRA CRD number

114057

AUM ?

$117.03 mm (as of 28 Mar 22)

Accounts

78 (as of 28 Mar 22)

Employees

3 (3 investment advisory or research)

Address

Roumell Asset Management
2 WISCONSIN CIR
SUITE 640
CHEVY CHASE
MD 20815

Office hours

Monday - Friday, 8:30 TO 5:30

Phone

301-656-8500

Brochures

Part 2A (29 Mar 23)

Ownership

Owner	Title	From	%Ownership
Roumell, James, Christopher	President/portfolio Manager/managing Member	12/1998	> 75%
Lukin, Craig, L	Chief Operating Officer/chief Compliance Officer/member	03/2007	10-25%
Crawford, Edward, Alexander	Member	01/2013	5-10%

Latest filings (excl ownership)

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Additional proxy materials by non-management

Additional proxy materials by non-management

Additional proxy materials by non-management

Additional proxy materials by non-management

Additional proxy materials by non-management

Additional proxy materials by non-management

Proxy in contested solicitation

Revised preliminary proxy statement filed by non-management

Correspondence with SEC

Preliminary proxy with contested solicitation

Latest ownership filings

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Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

GSI TECHNOLOGY INC

Quarterly holdings report by institutional manager

CollPlant Biotechnologies Ltd

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

CollPlant Biotechnologies Ltd

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