Roumell Asset Management is an investment advisor in Chevy Chase with $117.03 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
522145132
SEC advisor number
801-60837
FINRA CRD number
114057
AUM ?
$117.03 mm
(as of 28 Mar 22)
Accounts
78
(as of 28 Mar 22)
Employees
3
(3 investment advisory or research)
Address
Roumell Asset Management
2 WISCONSIN CIR
SUITE 640
CHEVY CHASE
MD 20815
2 WISCONSIN CIR
SUITE 640
CHEVY CHASE
MD 20815
Office hours
Monday - Friday, 8:30 TO 5:30
Phone
301-656-8500
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Roumell, James, Christopher | President/portfolio Manager/managing Member | 12/1998 | > 75% |
Lukin, Craig, L | Chief Operating Officer/chief Compliance Officer/member | 03/2007 | 10-25% |
Crawford, Edward, Alexander | Member | 01/2013 | 5-10% |
Latest filings (excl ownership)
DFAN14A
Additional proxy materials by non-management
5 Jan 21
DFAN14A
Additional proxy materials by non-management
31 Dec 20
DFAN14A
Additional proxy materials by non-management
30 Dec 20
DFAN14A
Additional proxy materials by non-management
29 Dec 20
DFAN14A
Additional proxy materials by non-management
28 Dec 20
DFAN14A
Additional proxy materials by non-management
23 Dec 20
DEFC14A
Proxy in contested solicitation
23 Dec 20
PRRN14A
Revised preliminary proxy statement filed by non-management
21 Dec 20
CORRESP
Correspondence with SEC
21 Dec 20
PREC14A
Preliminary proxy with contested solicitation
11 Dec 20
Latest ownership filings
SC 13G/A
GSI TECHNOLOGY INC
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
SC 13G/A
CollPlant Biotechnologies Ltd
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
11 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
SC 13G
CollPlant Biotechnologies Ltd
13 Feb 23
SC 13G/A
Qumu Corp
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
SC 13G
GSI TECHNOLOGY INC
20 Jan 23