Stoker Ostler Wealth Advisors is an investment advisor in Scottsdale with $2.22 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
860862232
SEC advisor number
801-54265
FINRA CRD number
111320
AUM ?
$2.22 bn
(as of 5 Oct 22)
Accounts
3,416
(as of 5 Oct 22)
Employees
22
(8 investment advisory or research)
Office hours
Monday - Friday, 8:00AM - 5:00PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Decker, Michelle, Lee | Managing Director, Chief Operating Officer and Board Member | 09/2013 | < 5% |
Bolar, Michael, Scott | Chief Investment Officer and Senior Portfolio Manager | 01/2006 | < 5% |
Halls, Michael, Craig | Director and Senior Portfolio Manager | 01/2006 | < 5% |
Bmo Financial Corp | Sole Owner | 09/2009 | > 75% |
Bank of Montreal | Sole Owner | 09/1989 | > 75% |
Miller, Matthew, Harold | Board Member and Chairman | 03/2014 | < 5% |
Lazich, Dragan | Chief Compliance Officer | 01/2015 | < 5% |
Cassinelli, Charles, M | Board Member | 12/2016 | < 5% |
Harris, Wallace, William | Director and Board Member | 08/2019 | < 5% |
Lace, George, Patrick | Chief Financial Officer | 03/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
2 May 24
13F-NT
Notice of holdings reported by another manager
9 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
17 Aug 23
13F-NT
Notice of holdings reported by another manager
11 May 23
13F-NT
Notice of holdings reported by another manager
10 Feb 23
13F-NT
Notice of holdings reported by another manager
10 Nov 22
13F-NT
Notice of holdings reported by another manager
11 Aug 22
13F-NT
Notice of holdings reported by another manager
12 May 22
13F-NT
Notice of holdings reported by another manager
16 Feb 22