Riley Investment Management is an investment advisor with $45.43 mm assets under management.
Company profile
Employees
Location
SEC CIK
IRS number
954799549
SEC advisor number
801-63083
Address
Riley Investment Management
11100 SANTA MONICA BLVD.
SUITE 810
LOS ANGELES
CA 90025
11100 SANTA MONICA BLVD.
SUITE 810
LOS ANGELES
CA 90025
Phone
310-966-1444
Latest filings (excl ownership)
PREC14A
Preliminary proxy with contested solicitation
15 Jan 10
DFAN14A
Additional proxy materials by non-management
4 Jan 10
DFAN14A
Additional proxy materials by non-management
16 Jul 08
DFAN14A
Additional proxy materials by non-management
7 Jul 08
DFAN14A
Additional proxy materials by non-management
5 Jun 08
DFAN14A
Additional proxy materials by non-management
15 May 08
DFAN14A
Additional proxy materials by non-management
10 Apr 08
DFAN14A
Additional proxy materials by non-management
10 Aug 07
DFAN14A
Additional proxy materials by non-management
7 Dec 06
SC TO-C
Information about tender offer
7 Dec 06
Latest ownership filings
SC 13G/A
ADVANCED PHOTONIX INC
25 Sep 14
SC 13D/A
STR HOLDINGS, INC.
29 Aug 14
SC 13G
STR HOLDINGS, INC.
29 Aug 14
SC 13G
ADVANCED PHOTONIX INC
16 Jun 14
SC 13D
STR HOLDINGS, INC.
11 Mar 14
SC 13G
STR HOLDINGS, INC.
7 Feb 14
SC 13G/A
NATIONAL HOLDINGS CORP
29 Nov 13
SC 13G/A
NATIONAL HOLDINGS CORP
7 Nov 13
SC 13G
NATIONAL HOLDINGS CORP
1 Nov 13
SC 13D/A
DDI CORP
30 Apr 12