Rathbone Brothers (RAT)

Company Profile

Ticker

RAT

Exchange

Website

Incorporated

Location

Fiscal year end

SEC CIK

SEC advisor number

801-64731

FINRA CRD number

124925

AUM ?

$68.17 bn (as of 7 Jul 22)

Accounts

115,383 (as of 7 Jul 22)

Employees

1,000 (395 investment advisory or research)

Address

Rathbone Brothers
PORT OF LIVERPOOL BUILDING
PIER HEAD
LIVERPOOL
X0 L31NW

Office hours

Monday - Friday, 9AM-5PM GMT

Phone

00441512437155

Brochures

Owner	Title	From	%Ownership
Rathbones Group PLC	Shareholder	09/1988	> 75%
Stockton, Paul, Robert	Chief Executive Rathbone Investment Management LTD	05/2019	< 5%
Richards, Lesley-anne	Chief Compliance Officer	02/2015	< 5%
Gentleman, Sarah, Felicity	Non Executive Director Rathbone Investment Management LTD	01/2015	< 5%
Duhon, Terri, Lynn	Non Executive Director Rathbone Investment Management LTD	07/2018	< 5%
Clark, Colin, Martin	Non Executive Director Rathbone Investment Management LTD	10/2018	< 5%
Mathias, Jennifer	Executive Director	04/2019	< 5%
Brodie, Andrew, John	Chief Operating Officer	05/2020	< 5%
Bannister, Clive, Christopher Roger	Chairman Rathbone Investment Management LTD	05/2021	< 5%
Cummings, Iain	Non Executive Director Rathbone Investment Management LTD	10/2021	< 5%
Mistry, Dharmash, Pravin	Non Executive Director Rathbone Investment Management LTD	10/2021	< 5%