Rathbone Brothers is an investment advisor in Liverpool with $68.17 bn assets under management.
Company profile
Ticker
RAT
Exchange
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
SEC advisor number
801-64731
FINRA CRD number
124925
AUM ?
$68.17 bn
(as of 7 Jul 22)
Accounts
115,383
(as of 7 Jul 22)
Employees
1,000
(395 investment advisory or research)
Address
Rathbone Brothers
PORT OF LIVERPOOL BUILDING
PIER HEAD
LIVERPOOL
X0 L31NW
PORT OF LIVERPOOL BUILDING
PIER HEAD
LIVERPOOL
X0 L31NW
Office hours
Monday - Friday, 9AM-5PM GMT
Phone
00441512437155
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Rathbones Group PLC | Shareholder | 09/1988 | > 75% |
Stockton, Paul, Robert | Chief Executive Rathbone Investment Management LTD | 05/2019 | < 5% |
Richards, Lesley-anne | Chief Compliance Officer | 02/2015 | < 5% |
Gentleman, Sarah, Felicity | Non Executive Director Rathbone Investment Management LTD | 01/2015 | < 5% |
Duhon, Terri, Lynn | Non Executive Director Rathbone Investment Management LTD | 07/2018 | < 5% |
Clark, Colin, Martin | Non Executive Director Rathbone Investment Management LTD | 10/2018 | < 5% |
Mathias, Jennifer | Executive Director | 04/2019 | < 5% |
Brodie, Andrew, John | Chief Operating Officer | 05/2020 | < 5% |
Bannister, Clive, Christopher Roger | Chairman Rathbone Investment Management LTD | 05/2021 | < 5% |
Cummings, Iain | Non Executive Director Rathbone Investment Management LTD | 10/2021 | < 5% |
Mistry, Dharmash, Pravin | Non Executive Director Rathbone Investment Management LTD | 10/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
4 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
3 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
11 May 22
13F-HR
Quarterly holdings report by institutional manager
10 Feb 22