J.P. Morgan Securities is an investment advisor in New York with $212.93 bn assets under management.
Company profile
Website
Employees
Location
Fiscal year end
Former names
J. P. Morgan Securities Inc.
SEC CIK
IRS number
133299429
SEC advisor number
801-3702
FINRA CRD number
79
AUM ?
$212.93 bn
(as of 9 Jun 23)
Accounts
982,795
(as of 9 Jun 23)
Employees
7,098
(6784 investment advisory or research)
Address
J.P. Morgan Securities
383 MADISON AVENUE
NEW YORK
NY 10179
383 MADISON AVENUE
NEW YORK
NY 10179
Office hours
Monday - Friday, 9 A.M. TO 5 P.M.
Phone
212-552-9801
Brochures
- J.P. Morgan Automated Investing Program (30 Mar 23)
- J.P. Morgan Personal Advisors Program (30 Mar 23)
- Jpmorgan Guided Annuity Program (30 Mar 23)
- Defined Contribution Plan Consulting Services Program Brochure (30 Mar 23)
- Wrap Fee Program Brochure (CWM) (9 Jun 23)
- Wrap Fee Program Brochure (Jpma) (19 May 23)
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Collins, James Michael | Chief Financial Officer | 06/2008 | < 5% |
J.P. Morgan Broker-dealer Holdings Inc. | Stockholder | 09/2010 | > 75% |
JP Morgan Chase & Co. | Stock Holder | 11/2016 | > 75% |
Sippel, Jason Edwin | CEO, Chairman, Elected Manager | 01/2013 | < 5% |
Freilich, William Howard | Chief Legal Officer | 05/2013 | < 5% |
Dempsey, Patrick Paul | Treasurer | 08/2013 | < 5% |
Bell, Jeremy S | Chief Compliance Officer - Registered Investment Adviser | 11/2019 | < 5% |
Jpmorgan Chase Holdings LLC | Stockholder | 11/2016 | > 75% |
Tepper, Eric D. | Elected Manager | 08/2017 | < 5% |
Winkelman, Amanda D | Elected Manager | 10/2019 | < 5% |
Dugger, Christina B | Chief Compliance Officer - Broker Dealer | 11/2019 | < 5% |
Jury, Claudia | Elected Manager | 02/2020 | < 5% |
Klion, Roger | Chief Operating Officer | 10/2020 | < 5% |
Simmons, John E | Elected Manager | 02/2021 | < 5% |
Sieg, William Philip | Elected Manager | 08/2021 | < 5% |
Bisesi, Brian J | Elected Manager | 02/2022 | < 5% |
Rivas, Fernando | Elected Manager | 07/2022 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
10 May 24
13F-NT
Notice of holdings reported by another manager
12 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
11 Aug 23
13F-NT
Notice of holdings reported by another manager
11 May 23
13F-NT
Notice of holdings reported by another manager
13 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
11 Aug 22
13F-NT
Notice of holdings reported by another manager
11 May 22
13F-NT
Notice of holdings reported by another manager
10 Feb 22