Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
28 Feb 23
25-NSE
Exchange delisting
6 Dec 22
8-K
First Trust/abrdn Emerging Opportunity Fund Announces Approval of Liquidation
20 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 22
N-PX
Annual report of proxy voting record
19 Jul 22
8-K
First Trust Announces Name Changes for First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund
28 Jun 22
8-K
Other Events
18 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 22
N-CEN
Annual report (registered investment company)
10 Mar 22
DEF 14A
Definitive proxy
10 Mar 22
8-K
First Trust Announces Appointment of New Trustee for Funds
21 Oct 21
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
27 Sep 21
8-K
Regulation FD Disclosure
20 Sep 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 21
N-PX
Annual report of proxy voting record
22 Jul 21
DEF 14A
Definitive proxy
18 Mar 21
8-K
Regulation FD Disclosure
15 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 21
N-CEN
Annual report (registered investment company)
10 Mar 21
8-K
Amendments to Articles of Incorporation or Bylaws
20 Oct 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 20
N-PX
Annual report of proxy voting record
9 Jul 20
8-K
Regulation FD Disclosure
16 Jun 20
8-K
Amendments to Articles of Incorporation or Bylaws
29 May 20
DEFA14A
Additional proxy soliciting materials
16 Apr 20
DEF 14A
Definitive proxy
11 Mar 20
N-CEN
Annual report (registered investment company)
10 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
5 Mar 20
N-CEN/A
Annual report (registered investment company) (amended)
3 Jan 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 19
N-PX
Annual report of proxy voting record
16 Jul 19
8-K
Regulation FD Disclosure
14 Mar 19
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 19
N-CEN
Annual report (registered investment company)
8 Mar 19
DEF 14A
Definitive proxy
4 Mar 19
8-K
Regulation FD Disclosure
21 Sep 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 18
N-PX
Annual report of proxy voting record
19 Jul 18
DEF 14A
Definitive proxy
12 Mar 18
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 18
Latest ownership filings
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
8 Mar 23
SC 13G/A
CSS LLC/IL
3 Feb 23
3
Marika Tooze
29 Nov 22
5
Ralph Bassett
29 Nov 22
NPORT-P
First Trust/abrdn Emerging Opportunity Fund (Sep 2022 report)
25 Nov 22
SC 13G
CSS LLC/IL
31 Oct 22
SC 13G/A
MORGAN STANLEY
12 Sep 22
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Jun 2022 report)
19 Aug 22
4
Boaz Weinstein
15 Aug 22
SC 13D
Saba Capital Management, L.P.
11 Aug 22
3
Boaz Weinstein
11 Aug 22
SC 13G
Saba Capital Management, L.P.
17 Jun 22
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Mar 2022 report)
26 May 22
SC 13G/A
MORGAN STANLEY
9 May 22
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Dec 2021 report)
22 Feb 22
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
10 Feb 22
SC 13G/A
MORGAN STANLEY
9 Feb 22
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Sep 2021 report)
24 Nov 21
3
M KEEFE DENISE
5 Nov 21
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Jun 2021 report)
19 Aug 21
5
KATHLEEN WIELAND BROWN
17 Aug 21
3
KELLY CATHERINE DEHLER
17 Aug 21
4/A
Ralph Bassett
8 Jul 21
144
Notice of proposed sale of securities
29 Jun 21
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Mar 2021 report)
25 May 21
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Dec 2020 report)
19 Feb 21
SC 13G
MORGAN STANLEY
11 Feb 21
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
10 Feb 21
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Sep 2020 report)
24 Nov 20
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Jun 2020 report)
21 Aug 20
5
BEVERLEY HENDRY
17 Jul 20
3
SCOTT MICHAEL FRISKE
2 Jul 20
5
R SCOTT HALL
30 Jun 20
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Mar 2020 report)
26 May 20
5
Jeffrey Cotton
13 Apr 20
3
James Joseph O'Connor
8 Apr 20
3
Mickey Janvier
8 Apr 20
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Dec 2019 report)
25 Feb 20
SC 13G/A
Beneficial ownership report (amended)
10 Feb 20
NPORT-P
First Trust/Aberdeen Emerging Opportunity Fund (Sep 2019 report)
22 Nov 19