Portman Ridge Finance (PTMN) Environmental, Social & Governance (ESG) Data

Company Profile

Search within these filings

View filings

Exhibits within filings

Filing insights

Export filings list

Export a CSV file of filings or unique filing companies (up to first 5,000 results).

Download list of filings Download list of companies

External links

Employees

Data from SEC filings

Employee count

CEO pay ratio

CEO Salary

Median Employee Salary

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

No mentions

Global Reporting Initiative (GRI)

No mentions

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Air Environment Environmental Forest Materials Nature Offset Oil Packaging Pandemic Plastic Access African American Asian Benefits Black Charitable Community Customer Cyber Cyber Security Cybersecurity Death Demographic Disability Diversity Employee Engagement Ethnicity Gender Healthcare Hire Hispanic Incident Injury Latinx LGBTQ Minority Privacy Reimbursement Retention Retirement Safety Satisfaction Skills Social Supplier Talent Union Activist Assessment Assurance Audit Board Oversight Class Action Lawsuit Classified Clawback Commitment Conflict of Interest Corporate Governance Corporate Purpose Ethics Executive Compensation Expert Fraud Governance Hedging Incentive Independence Independent Investigation Lawsuit Lead Independent Director Leadership Litigation Long-term Majority Materiality Oversee Oversight Plaintiff Proxy Contest Purpose Reputation Reputational Responsibility Responsible Self-evaluation Special Meeting Strategy Sustainable Targets Tax Transparency Transparent Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

On June 25, 2024, Portman Ridge Finance Corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). Set forth below are the two proposals voted upon by the Company’s stockholders at the Annual Meeting, as described in the Company’s Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 29, 2024, together with the voting results for each proposal. As of April 26, 2024, the record date for the Annual Meeting, 9,311,908 shares of the Company’s common stock were outstanding and entitled to vote.
Proposal 1.
The Company’s stockholders elected the following nominees to serve on the Board of Directors of the Company, each of whom will serve until the 2027 annual meeting of stockholders and until his successor is duly elected and qualifies: Ted Goldthorpe, Patrick Schafer and Alexander Duka. The tabulation of votes was:

Director	For	Withheld	Broker Non-Votes

Ted Goldthorpe	2,665,301	274,153	2,654,997
Patrick Schafer	2,555,267	384,187	2,654,997
Alexander Duka	2,346,168	593,286	2,654,997

Proposal 2.
The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024, as set forth below.

For		Against		Abstain		Broker Non-Votes

5,456,046		62,374		76,031		—