Saratoga Investment (SAR) Environmental, Social & Governance (ESG) Data

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Employees

Data from SEC filings

Employee count

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

No mentions

Global Reporting Initiative (GRI)

No mentions

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Air Clean Climate Coral Ecology Environment Environmental Forest Green Life Cycle Materials Natural Gas Nature Offset Oil Packaging Pandemic Plastic Waste Water Access Benefits Black Customer Cyber Cyber Security Cybersecurity Data Security Death Disability Diversity Employee Engagement Health Care Healthcare Hire Incident Minority Pay Equity Privacy Reimbursement Retention Safety Satisfaction Skills Social Supplier Supply Chain Talent Union Workers Workforce Working Condition Activist Assessment Assurance Audit Board Oversight Bonus Classified Claw Back Commitment Conflict of Interest Corporate Governance Corporate Purpose Corruption Ethics Executive Compensation Expert Fraud Governance Hedging Incentive Independence Independent Innovative Investigation Key Performance Indicator Lawsuit Lead Independent Director Leadership Litigant Litigation Long-term Majority Materiality Mission Oversee Oversight Plaintiff Pledging Procurement Proxy Contest Purpose Reputational Responsibility Responsible Special Meeting Strategy Sustainable Tax Tenure Transparency Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

On September 29, 2022, Saratoga Investment Corp. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”). As of July 29, 2022, the record date for the Annual Meeting, 11,930,233 shares of common stock were eligible to be voted, and 6,013,217 of those shares were voted in person or by proxy at the Annual Meeting. The following matter was submitted at the Annual Meeting to the stockholders for consideration:

Proposal 1 — Election of Directors

●

To elect each of Steven M. Looney and Charles S. Whitman III as a director of the Company, each to serve until the 2025 Annual Meeting of Stockholders or until their respective successor is duly elected and qualified.

The nominee was elected to serve until the 2025 Annual Meeting of Stockholders or until his successor is duly elected and qualified. The following votes were taken in connection with this proposal:

Director Nominee

Steven M. Looney	5,466,653	546,564	—
Charles S. Whitman III	5,446,091	567,126	—