Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 24
N-PX
Annual report of proxy voting record
30 Aug 24
EFFECT
Notice of effectiveness
6 Aug 24
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
30 Jul 24
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
26 Jul 24
DEFR14A
Revised proxy
3 Apr 24
DEFA14A
Additional proxy soliciting materials
21 Mar 24
DEF 14A
Definitive proxy
21 Mar 24
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
25 Aug 23
DEFA14A
Additional proxy soliciting materials
5 Apr 23
DEF 14A
Definitive proxy
5 Apr 23
N-CEN
Annual report (registered investment company)
14 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
12 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-PX
Annual report of proxy voting record
30 Aug 22
CORRESP
Correspondence with SEC
25 Aug 22
POS EX
Additional exhibits for listing
24 Aug 22
D
$35M in equity, sold $35M, 24 investors
16 Jun 22
DEFA14A
Additional proxy soliciting materials
24 Mar 22
DEF 14A
Definitive proxy
24 Mar 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 21
N-PX
Annual report of proxy voting record
25 Aug 21
424B2
Prospectus for primary offering
20 May 21
EFFECT
Notice of effectiveness
20 May 21
DEFA14A
Additional proxy soliciting materials
29 Mar 21
DEF 14A
Definitive proxy
29 Mar 21
N-CEN
Annual report (registered investment company)
11 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 21
CORRESP
Correspondence with SEC
12 Feb 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Sep 20
N-PX
Annual report of proxy voting record
21 Aug 20
DEFA14A
Additional proxy soliciting materials
22 May 20
DEFA14A
Additional proxy soliciting materials
21 May 20
DEFA14A
Additional proxy soliciting materials
4 May 20
Latest ownership filings
4
MARIO J GABELLI
3 Sep 24
NPORT-P
GDL Fund (Jun 2024 report)
29 Aug 24
NPORT-P
GDL Fund (Mar 2024 report)
30 May 24
4
MARIO J GABELLI
28 Mar 24
SC 13D/A
GAMCO INVESTORS, INC. ET AL
14 Mar 24
NPORT-P
GDL Fund (Dec 2023 report)
29 Feb 24
4
John Chester Ball
23 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G/A
Joshua Alan Massey
5 Feb 24
SC 13G
ZAZOVE ASSOCIATES LLC
11 Jan 24
4
MARIO J GABELLI
13 Dec 23
NPORT-P
GDL Fund (Sep 2023 report)
29 Nov 23
NPORT-P
GDL Fund (Jun 2023 report)
29 Aug 23
4
MARIO J GABELLI
8 Aug 23
4
MARIO J GABELLI
1 Aug 23
NPORT-P
GDL Fund (Mar 2023 report)
30 May 23
SC 13D/A
GAMCO INVESTORS, INC. ET AL
23 May 23
4
MARIO J GABELLI
18 Apr 23
4
MARIO J GABELLI
28 Mar 23
SC 13D/A
GAMCO INVESTORS, INC. ET AL
14 Mar 23
NPORT-P
GDL Fund (Dec 2022 report)
1 Mar 23
4
MARIO J GABELLI
16 Feb 23
SC 13G
Pitaro Regina M.
9 Feb 23
SC 13G/A
Joshua Alan Massey
9 Feb 23
SC 13G
Relative Value Partners Group, LLC
2 Feb 23
NPORT-P
GDL Fund (Sep 2022 report)
29 Nov 22
4
MARIO J GABELLI
26 Oct 22
4
MARIO J GABELLI
19 Oct 22
4
MARIO J GABELLI
11 Oct 22
4
MARIO J GABELLI
5 Oct 22
NPORT-P
GDL Fund (Jun 2022 report)
29 Aug 22
4
MARIO J GABELLI
20 Jul 22
NPORT-P
GDL Fund (Mar 2022 report)
31 May 22
SC 13D/A
GAMCO INVESTORS, INC. ET AL
5 Apr 22
4
MARIO J GABELLI
30 Mar 22
NPORT-P
GDL Fund (Dec 2021 report)
1 Mar 22
4
Agnes Mullady
18 Feb 22
SC 13G
Relative Value Partners Group, LLC
11 Feb 22
SC 13G/A
Joshua Alan Massey
10 Feb 22
NPORT-P
GDL Fund (Sep 2021 report)
29 Nov 21