| Owner | Title | From | %Ownership |
|---|---|---|---|
| Sorce, Christopher, Neal | Member | 03/2001 | < 5% |
| HBK Sorce Financial LLC | Parent Company | 06/2000 | > 75% |
| Wilson, Phillip, Lyle | Treasurer | 03/2001 | < 5% |
| Allegretti, Christopher, Mark | Chairman | 03/2001 | < 5% |
| Sorce, Gregory, Joseph | Member | 03/2001 | < 5% |
| Piccirillo, Raymond, Dean | Member | 03/2001 | < 5% |
| Hill, Barth, & King Financial Holdings LLC | Owner | 01/2009 | 50-75% |
| Morrow, Richard, Charles | Member | 03/2006 | < 5% |
| Schramm, Stephen, Carl | Member | 03/2006 | < 5% |
| Cross, Scott, Allan | Member | 09/2009 | < 5% |
| HBK Sorce Holdings LLC | Owner | 03/2001 | > 75% |
| Wassmann, Michael, Gustave | Chief Compliance Officer | 08/2011 | < 5% |
| Baer, Dan, E | Member | 09/2009 | < 5% |
| Sommers, Brian, Scott | Chief Investment Officer, Member | 09/2017 | < 5% |
| Hall, Gerald, William | Member | 04/2016 | < 5% |
| Arcoraci, James, Anthony | Member | 04/2016 | < 5% |
| Rinn, Steven, Michael | Member | 09/2016 | < 5% |
| Darwish, David | Member | 09/2016 | < 5% |
| Ambrosetti, Quinto, Fabio | Member | 09/2017 | < 5% |
| Costigan, Matthew, James | Member | 09/2017 | < 5% |
| Furtwangler, Ryan, Henry | Member | 09/2017 | < 5% |
| Casey, William, Francis | Member | 09/2017 | < 5% |
| Repetto, Augustine, Anton | Member | 09/2017 | < 5% |
| Mallette, Brian, William | Member | 09/2018 | < 5% |
| Taranto, Thomas, J | Member | 09/2018 | < 5% |
| Taylor, Brittany, Lauren | Member | 09/2018 | < 5% |
| Hines, Christopher, James | Member | 09/2020 | < 5% |
