JMP Group LLC provides investment banking, sales and trading, and equity research services to corporate and institutional clients, and alternative asset management products and services to institutional investors and high net-worth individuals. It operates through three segments: Broker-Dealer, Asset Management, and Investment. The Broker-Dealer segment includes underwriting and acting as a placement agent for public & private capital markets raising transactions, financial advisory services in M&A, restructuring and other strategic transactions. The Asset Management segment involves in the management of pooled investment vehicles, including the company's hedge funds and collateralized loan obligations. The Investment segment includes Company's principal investments in public and private securities and investment funds managed by HCS, as well as any other net interest and income from investing activities, and interest expense related to the Company's bond issuance. The company was founded by Joseph A. Jolson, Gerald L. Tuttle, Jr. and Carter D. Mack in 1999 and is headquartered in San Francisco, CA.
Company profile
Website
CEO
Joseph Andrew Jolson
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
IRS number
201450327
Latest filings (excl ownership)
25
Voluntary exchange delisting
31 Dec 19
8-A12B
Registration of securities on exchange
31 Dec 19
25-NSE
Exchange delisting
28 Oct 19
25-NSE
Exchange delisting
29 Dec 17
8-A12B
Registration of securities on exchange
28 Nov 17
CERTNYS
Certification of approval for NYSE listing
28 Nov 17
424B5
Prospectus supplement for primary offering
21 Nov 17
FWP
Free writing prospectus
21 Nov 17
424B5
Prospectus supplement for primary offering
20 Nov 17
FWP
Free writing prospectus
20 Nov 17
Latest ownership filings
4
Harvest Capital Credit Corp
21 Mar 19
4
Harvest Capital Credit Corp
2 May 18
4
Harvest Capital Credit Corp
30 Apr 18
4
Harvest Capital Credit Corp
25 Apr 18
4
Harvest Capital Credit Corp
23 Apr 18
4
Harvest Capital Credit Corp
18 Apr 18
4
Harvest Capital Credit Corp
13 Apr 18
4
Harvest Capital Credit Corp
10 Apr 18
4
Harvest Capital Credit Corp
5 Apr 18
4
Harvest Capital Credit Corp
2 Apr 18