Lee Financial is a fund manager in Dallas with $1.31 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
Former names
Lee Financial CORP
SEC CIK
IRS number
751465685
SEC advisor number
801-10722
FINRA CRD number
105910
AUM ?
$1.31 bn
(as of 12 Aug 22)
Accounts
1,460
(as of 12 Aug 22)
Employees
34
(21 investment advisory or research)
Address
Lee Financial
8350 N. CENTRAL EXPRESSWAY
SUITE 1800
DALLAS
TX 75206
8350 N. CENTRAL EXPRESSWAY
SUITE 1800
DALLAS
TX 75206
Office hours
Monday - Friday, 8:30 A.M.-5:00 P.M.
Phone
9729601001
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Lee, Richard, Rochester | Chairman, CEO & Founder | 09/2010 | < 5% |
Lee, Richard, Rochester | Active | 03/2016 | > 75% |
LFC Holding Co. | Owner | 03/2016 | 50-75% |
Williams, Christina, Susanne | President / Owner | 02/2020 | 5-10% |
Stoll, Patricia, Gamez | Chief Compliance Officer | 10/2019 | < 5% |
Luckey, William, Albert | Chief Financial Officer / Owner | 02/2020 | 5-10% |
Peters, Daniel, Scott | Senior Portfolio Manager / Owner | 12/2020 | 5-10% |
Boyce, Danny, Ray | Senior Portfolio Manager / Owner | 12/2020 | 5-10% |
Gibson, Nicholas, Shawn | Senior Financial Planner / Owner | 12/2020 | 5-10% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Lee Financial Company, LLC | $1.31 bn | |
LFC Borders LTD | $2.62 mm | Real Estate Fund |
LFC Energy Resources LTD | $205.92 k | Private Equity Fund |
LFC Energy Royalty LTD | $180.65 k | Private Equity Fund |
LFC Equity Plus Tail Protection Fund, LLC. | $16.80 mm | Hedge Fund |
LFC Horizon | $162.36 k | Real Estate Fund |
LFC Island Partners LTD | $1.06 mm | Real Estate Fund |
LFC Matrix Resources | $1.05 mm | Private Equity Fund |
LFC Novus LTD | $598.29 k | Private Equity Fund |
LFC Province LTD | $1.58 mm | Real Estate Fund |
LFC Quik Way Shell DFW LTD | $2.51 mm | Private Equity Fund |
LFC Stanford LTD | $1.55 mm | Real Estate Fund |
LFC Structured Settlement | $280.34 k | Private Equity Fund |
LFC Summit Resources LTD | $158.92 k | Private Equity Fund |
LFC Target Performance Fund LTD. | $279.92 k | Real Estate Fund |
LFC Terra LTD | $1.34 mm | Real Estate Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
8 Feb 24
13F-HR
Quarterly holdings report by institutional manager
9 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
9 Feb 23
13F-HR
Quarterly holdings report by institutional manager
1 Nov 22
13F-HR
Quarterly holdings report by institutional manager
10 Aug 22
13F-HR
Quarterly holdings report by institutional manager
11 May 22
13F-HR
Quarterly holdings report by institutional manager
8 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21