Financial reports
10-Q
2023 Q3
Quarterly report
16 Mar 23
10-Q
2023 Q2
Quarterly report
12 Dec 22
10-Q
2023 Q1
Quarterly report
12 Sep 22
10-K
2022 FY
Annual report
5 Aug 22
NT 10-K
Notice of late annual filing
29 Jul 22
10-Q
2022 Q3
Quarterly report
17 Mar 22
10-Q
2022 Q2
Quarterly report
14 Dec 21
10-Q
2022 Q1
Quarterly report
14 Sep 21
10-K
2021 FY
Annual report
31 Aug 21
Current reports
8-K
Submission of Matters to a Vote of Security Holders
28 Mar 23
8-K
Results of Operations and Financial Condition
17 Mar 23
8-K
Regulation FD Disclosure
14 Feb 23
8-K
Regulation FD Disclosure
19 Jan 23
8-K
Netcapital Announces Alternative Trading System (ATS) Partnership with Templum Markets LLC
6 Jan 23
8-K
Entry into a Material Definitive Agreement
5 Jan 23
8-K
Netcapital Inc. Announces Proposed Public Offering of Common Stock
16 Dec 22
8-K
Results of Operations and Financial Condition
13 Dec 22
8-K
Regulation FD Disclosure
13 Oct 22
8-K
Netcapital Inc. Announces Revenue Growth of 114% for First Quarter of Fiscal 2023
12 Sep 22
Registration and prospectus
424B5
Prospectus supplement for primary offering
16 Dec 22
424B5
Prospectus supplement for primary offering
15 Dec 22
424B5
Prospectus supplement for primary offering
13 Dec 22
S-3
Shelf registration
18 Oct 22
424B4
Prospectus supplement with pricing info
14 Jul 22
8-A12B
Registration of securities on exchange
7 Jul 22
S-1/A
IPO registration (amended)
29 Jun 22
S-1/A
IPO registration (amended)
28 Jun 22
S-1/A
IPO registration (amended)
8 Apr 22
D
$2.5M in equity / debt / securities to be acquired, sold $300K, 2 investors
24 Feb 22
Proxies
DEFR14A
Revised proxy
10 Feb 23
DEFA14A
Additional proxy soliciting materials
9 Feb 23
DEF 14A
Definitive proxy
9 Feb 23
DEF 14C
Information statement
21 Sep 20
PRE 14C
Preliminary information
8 Sep 20
DEF 14C
Information statement
27 Mar 15
PRE 14C
Preliminary information
16 Mar 15
PRE 14C
Preliminary information
23 May 14
Other
EFFECT
Notice of effectiveness
27 Oct 22
CORRESP
Correspondence with SEC
24 Oct 22
UPLOAD
Letter from SEC
24 Oct 22
EFFECT
Notice of effectiveness
13 Jul 22
CERT
Certification of approval for exchange listing
7 Jul 22
UPLOAD
Letter from SEC
6 Oct 21
CORRESP
Correspondence with SEC
4 Oct 21
UPLOAD
Letter from SEC
20 Sep 21
UPLOAD
Letter from SEC
14 Feb 18
CORRESP
Correspondence with SEC
13 Feb 18
Ownership
SC 13G/A
SLS GROUP LLC
7 Feb 23
SC 13D
BARD ASSOCIATES INC
6 Jan 23
4
Martin Robert Kay
5 Jan 23
4
Coreen Sarah Kraysler
5 Jan 23
3
Arnold Scott
21 Dec 22
SC 13G
Stock Loan Solutions LLC
24 Aug 22
SC 13G
BARD ASSOCIATES INC
2 Aug 22
4
Steven F Geary
29 Jul 22
3
Steven F Geary
29 Jul 22
3
Martin Robert Kay
7 Jun 22