Financial reports
10-Q
2016 Q2
Quarterly report
15 Mar 16
10-Q
2016 Q1
Quarterly report
21 Dec 15
NT 10-Q
Notice of late quarterly filing
14 Dec 15
10-K/A
2015 FY
Annual report (amended)
16 Nov 15
10-K
2015 FY
Annual report
13 Nov 15
NT 10-K
Notice of late annual filing
28 Oct 15
10-Q
2015 Q3
Quarterly report
22 Jun 15
NT 10-Q
Notice of late quarterly filing
12 Jun 15
10-K/A
2014 FY
Annual report (amended)
10 Jun 15
Current reports
8-K
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
31 Mar 16
8-K
Other Events
23 Mar 16
8-K
Entry into a Material Definitive Agreement
15 Mar 16
8-K/A
Financial Statements and Exhibits
24 Feb 16
8-K/A
Submission of Matters to a Vote of Security Holders
23 Feb 16
8-K
Unregistered Sales of Equity Securities
11 Jan 16
8-K
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
8 Dec 15
8-K
Entry into a Material Definitive Agreement
3 Dec 15
8-K
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
2 Dec 15
8-K
Entry into a Material Definitive Agreement
23 Nov 15
Registration and prospectus
S-8
Registration of securities for employees
27 Jun 14
D
$3.59M in equity, sold $3.59M, 1 investor
5 Nov 13
D
$44.82M in equity, sold $4.48M, 4 investors
18 Sep 12
D
$27.7K in equity, sold $27.7K, 1 investor
14 Dec 11
D
$123.53K in equity, sold $123.53K, 3 investors
9 May 11
D
$173.41K in equity, sold $173.41K, 5 investors
3 Mar 11
D
$7.42M in equity, sold $7.42M, 19 investors
28 Feb 11
D
$29K in equity, sold $29K, 1 investor
25 Oct 10
424B3
Prospectus supplement
7 Apr 10
424B3
Prospectus supplement
8 Dec 09
Proxies
DEFA14A
Additional proxy soliciting materials
19 Aug 15
DEF 14A
Definitive proxy
18 Aug 15
PRER14A
Preliminary revised proxy
5 Aug 15
PRER14A
Preliminary revised proxy
19 Mar 15
PRE 14A
Preliminary proxy
20 Jan 15
DEF 14C
Information statement
3 Jan 14
PRER14C
Preliminary revised information
26 Dec 13
PRE 14C
Preliminary information
3 Dec 13
DEF 14C
Information statement
25 Apr 12
PRE 14C
Preliminary information
12 Apr 12
Other
REVOKED
Registration or securities revoked
22 Jun 17
UPLOAD
Letter from SEC
12 Jun 15
CORRESP
Correspondence with SEC
14 May 15
UPLOAD
Letter from SEC
27 Mar 15
UPLOAD
Letter from SEC
18 Mar 15
CORRESP
Correspondence with SEC
25 Feb 15
CORRESP
Correspondence with SEC
11 Feb 15
UPLOAD
Letter from SEC
2 Feb 15
UPLOAD
Letter from SEC
14 Jan 15
CORRESP
Correspondence with SEC
18 Nov 14
Ownership
SC 13G
Hydrocarb Energy Corp
22 Apr 16
4
Kwongyip Andrew Lai
4 Feb 16
3
Kwongyip Andrew Lai
11 Jan 16
3
Robert M Harrell
27 Nov 15
SC 13D
Hydrocarb Energy Corp
27 Nov 15
SC 13D/A
Hydrocarb Energy Corp
27 Nov 15
4
KENT WATTS
25 Nov 15
4
S CHRIS HERNDON
25 Nov 15
4/A
KENT WATTS
25 Nov 15
4/A
KENT WATTS
25 Nov 15